JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering $3,874,000 of auto-callable Review Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 28, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called as early as August 27, 2027 if the Index is at or above the Call Value, paying $1,000 plus a call premium starting at 20% of principal and rising to 100% on the final Review Date. If not called, principal is protected only by a 15% Buffer Amount; if the Index falls more than 15% from the Initial Value of 13,533.49, investors lose 1% of principal for each 1% decline beyond the buffer, up to an 85% loss.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ Fund exposure, which will drag on performance relative to a similar index without such charges. The price to public is $1,000 per note, including $44 of fees and commissions, while the estimated value is $909.50 per $1,000, and payments are subject to the credit risk of both the issuer and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $1,655,000 of auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 28, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a 9.25% per annum Contingent Interest Payment on monthly Review Dates only if the Index is at or above an Interest Barrier of 60% of the Initial Value; missed coupons can be paid later if a barrier is met. Starting August 25, 2027, the notes are automatically called if the Index is at or above the Initial Value on specified Review Dates, returning $1,000 plus due and unpaid contingent interest.
If not called, at maturity investors receive $1,000 back only if the Final Index Value is at or above a Buffer Threshold of 85% of the Initial Value; below this, principal is reduced 1:1 beyond a 15% buffer, for a maximum principal loss of 85%. The Index embeds a 6.0% per annum daily deduction and a notional financing cost on its QQQ exposure, uses target-volatility-driven exposure up to 500% or as low as 0%, and is expected to trail a similar index without these deductions. Any payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the notes are unsecured, unsubordinated, unlisted and may be illiquid.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $1,500,000 of unsecured Callable Contingent Interest Notes due July 30, 2031, linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index. The notes pay a Contingent Interest Rate of 8.50% per annum (0.70833% per month) only for Review Dates when the closing level of each index is at or above its Interest Barrier of 70.00% of its Initial Value. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates beginning on March 2, 2027, paying $1,000 plus any due contingent interest.
If not redeemed early, and on the final Review Date the Final Value of each index is at or above its Trigger Value of 60.00% of its Initial Value, investors receive $1,000 plus any final Contingent Interest Payment. If either index finishes below its Trigger Value, the maturity payment becomes $1,000 plus $1,000 × the Lesser Performing Index Return, so principal loss matches the percentage decline of the lesser performing index and can reach 100%. The notes are issued at $1,000 per note, with selling commissions of $9 and proceeds to the issuer of $991 per note; the estimated value is $967.20 per $1,000 note. The investment involves index, credit, liquidity, structural and tax risks, and does not provide dividends or guaranteed interest.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $550,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500 Futures Excess Return Index, maturing August 30, 2029, in $1,000 denominations. The notes provide 1.1875x any positive index return at maturity, with no upside cap.
Principal is protected only by a 50.00% downside buffer: if the index falls by 50% or less, holders receive $1,000; below that level, investors lose 1% of principal for each 1% additional decline, down to $500 per $1,000 if the index goes to zero. The notes pay no interest and are unsecured, unsubordinated obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., exposing investors to both entities’ credit risk.
The price to public is $1,000 per note, including selling commissions of $7.50 per $1,000, with net proceeds of $992.50 to the issuer. The issuer’s estimated value is $986.10 per $1,000 at pricing, reflecting internal funding rates, hedging costs and dealer compensation. The notes will not be listed, secondary liquidity is uncertain, and tax treatment is complex, with the issuer intending to treat them as “open transactions”/prepaid financial contracts.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $1,260,000 of unsecured Callable Contingent Interest Notes due July 28, 2028, linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Investors receive a contingent coupon only on Review Dates when the closing level of each index is at least 70.00% of its Initial Value; otherwise no interest is paid. If not called early, principal is protected only if each index’s Final Value is at or above its 70.00% Trigger Value; if any falls below, repayment is reduced one-for-one with the decline of the least performing index, down to total loss. The notes are callable at the issuer’s option on specified dates as early as March 2, 2027. Price to public is $1,000 per note, with an estimated value of $980.60, and they are fully and unconditionally guaranteed by JPMorgan Chase & Co., subject to its and the issuer’s credit risk. The contingent interest rate is 11.05% per annum, and the notes will not be listed, so liquidity depends on dealer bids.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $9,025,000 of unsecured Capped Dual Directional Barrier Notes linked to the S&P 500 Index, maturing August 30, 2028. The notes provide unleveraged upside to index gains at maturity, capped at a Maximum Upside Return of 20.10%.
If the index is flat or down but remains at or above a Barrier Amount of 75% of the Initial Value, investors receive the absolute value of the index loss as a positive return, up to 25% (maximum payment $1,250 per $1,000 note on the downside). If the index closes below the barrier, principal is exposed one-for-one to the full index decline and can be fully lost. The notes pay no interest or dividends, are not FDIC insured, and are subject to the credit risk of both JPMorgan Financial as issuer and JPMorgan Chase & Co. as guarantor. The price to public is $1,000 per note, including $22.50 in fees and commissions, while the issuer’s estimated value is $971.70 per $1,000 at pricing, reflecting embedded selling, structuring and hedging costs.
JPMORGAN CHASE & CO (JPM), through subsidiary JPMorgan Chase Financial Company LLC, is offering $1,139,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing August 28, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 13.35% per annum, credited monthly (1.1125% per month) only if, on each Interest Review Date, the Index closes at or above an Interest Barrier equal to 70% of the Initial Value. Missed coupons can be paid later if a future review date meets the barrier. The notes are auto callable quarterly from August 25, 2027 if the Index is at or above the Initial Value, returning $1,000 plus the current and any unpaid contingent interest.
If not called, at maturity investors receive $1,000 per note only if the Final Index Value is at or above a Trigger Value equal to 50% of the Initial Value; otherwise principal is reduced one-for-one with the Index loss, down to zero. The underlying Index dynamically allocates leveraged exposure (0%–500%) to E-mini S&P 500 futures and is subject to a 6.0% per annum daily deduction, which structurally drags performance versus an identical index without this fee. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, may have limited liquidity, and price to public of $1,000 per note exceeds the issuer’s estimated value of $930.50, reflecting commissions and hedging/structuring costs.
JPMorgan Chase & Co. (JPM), through its wholly owned subsidiary JPMorgan Chase Financial Company LLC, is offering callable fixed rate notes due September 11, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 5.00% per annum, calculated on a 30/360 basis, with interest payable annually in arrears on September 11 of each year, beginning September 11, 2027.
The issuer may, at its option, redeem the notes in whole (but not in part) on March 11, 2028 at par plus accrued and unpaid interest, subject to the stated business day and interest accrual conventions. Each note has a principal amount of $1,000, with the price to the public between $990.10 and $1,000 per $1,000 principal amount for certain eligible accounts. Selling commissions are paid by J.P. Morgan Securities LLC to dealers and would be approximately $1.50 per $1,000 principal amount if priced as of the described date, and will not exceed $10.00 per $1,000. The notes are unsecured obligations, are not bank deposits and are not insured by the FDIC or any other governmental agency.