Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering Auto Callable Dual Directional Barrier Notes linked to the S&P 500® Index, due February 17, 2028, in $1,000 minimum denominations. The notes may be automatically called on August 18, 2027 if the Index on the Review Date is at or above the Call Value (100.00% of the Strike Value), paying $1,000 plus a Call Premium Amount of at least $105.00 per note.
If not called, at maturity investors receive $1,000 plus the Index Return when the Final Value exceeds the Strike Value of 7,785.76, or $1,000 plus the Absolute Index Return when the Final Value is between the Barrier Amount of 80.00% of Strike (6,228.608) and the Strike, effectively capping negative-return upside at $1,200.00 per note. If the Final Value is below the Barrier Amount, repayment is $1,000 plus $1,000 times the Index Return, exposing investors to more than 20% loss and up to complete loss of principal.
The notes pay no interest, do not provide dividends on Index constituents, are unsecured and unsubordinated obligations of JPMorgan Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. An example estimated value is $981.20 per $1,000 note, and the final estimated value will not be less than $950.00, reflecting selling commissions, hedging costs and issuer funding assumptions. The notes will not be listed, and secondary prices are expected to be lower than the issue price.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked individually to the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing March 1, 2029. Investors receive a Contingent Interest Payment for each Review Date when every index closes at or above 80% of its Initial Value (the Interest Barrier). Beginning with the sixth Review Date, if every index is at or above its Initial Value, the notes are automatically called and pay $1,000 plus the applicable contingent interest. If not called, at maturity investors receive $1,000 plus contingent interest only if each index’s Final Value is at or above 70% of its Initial Value (the Trigger Value); otherwise, repayment is reduced by the full negative return of the least performing index, with possible total loss of principal. The indicative Contingent Interest Rate will be between 8.75% and 10.75% per annum, paid monthly if due. The price to public is $1,000 per note, while the current estimated value would be about $953.90 and will not be less than $900. Payments depend on the credit of JPMorgan Financial and its parent guarantor.
JPMorgan Chase & Co. (JPM), via subsidiary JPMorgan Chase Financial Company LLC, is offering $1,738,000 of Capped Dual Directional Buffered Equity Notes linked to the Nasdaq-100 Index®, maturing on August 17, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide unleveraged upside to index gains and, if held to maturity, a dual-direction payoff: for index gains, investors receive the index return up to a Maximum Upside Return of 21.65%; for index losses of up to the 20.00% Buffer Amount, investors receive a positive return equal to the absolute decline (up to 20%). Below a 20% index decline, principal is exposed 1:1, with up to 80.00% loss at a 100% index drop.
The notes pay no interest, do not provide dividends on index constituents, and are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including selling commissions of $17.50 and issuer proceeds of $982.50 per note. The initial estimated value is $972.40 per $1,000 note, reflecting embedded structuring, hedging and distribution costs, and secondary market prices are expected to be below the issue price. Tax counsel currently views the notes as prepaid financial contracts, but future IRS guidance could adversely affect U.S. federal tax treatment.
JPMorgan Chase & Co. (JPM), via its finance subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the Nasdaq‑100 Technology Sector, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to mature on July 31, 2028, in minimum denominations of $1,000.
The notes pay a Contingent Interest Payment on each monthly Review Date only if the closing level of each index is at or above 70% of its Initial Value (Interest Barrier). If any index is below its barrier, no interest is paid for that period and some or all periods may pay nothing. The issuer may redeem the notes early, in whole, on designated interest payment dates starting on December 2, 2026, paying $1,000 plus any due contingent interest.
If the notes are not redeemed early, principal repayment at maturity depends on the Least Performing Index. If each index’s Final Value is at or above 60% of its Initial Value (Trigger Value), investors receive $1,000 plus any final contingent interest. If any index ends below its Trigger Value, repayment is reduced by the percentage decline of the Least Performing Index, and investors can lose a significant portion or all of principal. A preliminary estimated value is $959 per $1,000 note, and the final estimated value will not be less than $900, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes due March 5, 2029, linked individually to the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a monthly Contingent Interest Payment only when the closing level of each index on a Review Date is at least 70.00% of its Initial Value, and may be automatically called as early as March 1, 2027 if each index is at or above its Initial Value on designated Review Dates. If not called, investors receive principal at maturity only if the Final Value of each index is at or above its Trigger Value (70.00% of Initial Value); otherwise repayment is reduced in proportion to the decline of the least performing index, potentially to zero. The indicative estimated value is about $971.40 per $1,000 note and will not be less than $900.00 per $1,000, reflecting embedded fees and hedging costs, and the notes are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering Medium-Term Notes, Series A, structured as Autocallable Buffered Equity Notes due August 9, 2028, linked to the S&P 500 Index. Each note has a $1,000 principal amount and pays no interest.
The notes may be automatically called on August 16, 2027 if the S&P 500 closing level is at or above 100% of the initial level, in which case investors receive $1,000 plus an 8.04%–9.44% call premium per note. If not called, at maturity investors receive $1,000 plus the better of the index return or a 16.08%–18.88% maturity premium if the index is at or above its initial level. A 10% downside buffer applies; below 90% of the initial level, losses are leveraged at about 1.1111x, and investors can lose their entire principal.
Any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value when priced is expected to be $964.80–$974.80 per $1,000, reflecting selling commissions (up to 1.99% of principal), hedging costs and dealer profit, so secondary prices will likely be below par.
JPMorgan Chase & Co. (symbol JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each monthly Review Date only if the closing level of each Index is at or above 70% of its Initial Value (the Interest Barrier). The issuer may redeem the notes early, in whole, on specified Interest Payment Dates beginning December 3, 2026, paying $1,000 per note plus the applicable contingent interest.
If the notes are not called, principal repayment at maturity depends on the “Least Performing Index.” If the Final Value of each Index is at or above 60% of its Initial Value (the Trigger Value), investors receive $1,000 plus any final contingent interest; otherwise the payoff is $1,000 plus $1,000 times the Least Performing Index return, exposing investors to losses up to 100% of principal. The hypothetical contingent interest rate is between 10.00% and 12.00% per annum, and the estimated value per $1,000 note would be about $971.40 if priced today (and not less than $900.00 when set). The notes are not FDIC insured, have limited liquidity, and their value and payments are subject to the credit risk of both the issuer and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $10,446,600 of Trigger Absolute Return Step Securities linked to an unequally weighted basket of six equity indices (S&P 500, EURO STOXX 50, Nikkei 225, FTSE 100, Swiss Market Index and S&P/ASX 200). The notes are unsecured, unsubordinated obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.
The Securities mature on August 15, 2031, are issued at $10 per note (minimum $1,000), pay no interest or dividends, and expose holders to both market risk of the basket and credit risk of JPMorgan Financial and JPMorgan Chase & Co. If the Final Basket Value is at or above the Step Barrier (100), investors receive principal plus the greater of a fixed Step Return of 35.75% or the Basket Return. If the Final Basket Value is below the Step Barrier but at or above the Downside Threshold (75% of the Initial Basket Value), holders receive principal plus the absolute value of the Basket Return. If the Final Basket Value is below the Downside Threshold, repayment is reduced dollar-for-dollar with the negative Basket Return, and investors can lose all principal. The estimated value is $9.486 per $10 note, below the issue price due to selling commissions, hedging costs and structuring profits.
JPMORGAN CHASE & CO (JPM), as guarantor, backs Capped Buffer GEARS issued by JPMorgan Chase Financial Company LLC, an unsecured structured note linked to an unequally weighted basket of five equity indices (EURO STOXX 50®, Nikkei 225, FTSE® 100, Swiss Market Index, S&P/ASX 200).
The notes have a term of approximately two years, from an August 13, 2026 trade date to an August 16, 2028 maturity, with a principal amount of $10 per security and a total offering of $3,852,400. At maturity, if the Basket Return is positive, investors receive $10 plus 2.00 times the Basket Return, capped by a Maximum Gain of 28.25%. If the Basket Return is zero or negative but the Final Basket Value is at or above the Downside Threshold of 90% of the Initial Basket Value, principal is repaid.
If the Basket Return is negative and the Final Basket Value falls below the Downside Threshold, repayment is reduced by losses beyond the 10% Buffer, with up to 90% of principal at risk. The securities pay no interest or dividends and any payment depends on the creditworthiness of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. The estimated value at pricing was $9.758 per $10 security, below the $10 issue price, reflecting selling commissions and hedging and structuring costs.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable barrier notes linked to the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index, maturing August 23, 2029, in minimum denominations of $1,000.
The notes may be automatically called on review dates starting August 24, 2027 if each index is at or above its Call Value (100% of its Initial Value), paying back principal plus a fixed call premium (at least 16.90% on the first review date and 33.80% on the second). If not called, maturity payoff is based on the least performing index: full principal plus its return if all indices finish above initial, principal only if all remain at or above a 70% barrier, and a 1:1 loss with the least performing index below that barrier, up to total loss of principal.
The notes pay no interest or dividends, are unsecured obligations of JPMorgan Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. The estimated value would be about $955.50 per $1,000 note if priced on the reference date and will not be less than $900.00 per $1,000 at issuance, reflecting embedded fees, hedging costs and issuer funding assumptions.