Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering structured Capped Dual Directional Buffered Equity Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, maturing November 26, 2027, in minimum denominations of $1,000.
The notes provide unleveraged exposure to index moves: upside participation in the lesser-performing index up to a Maximum Upside Return of at least 23.00%, and a positive “dual directional” return for index declines up to a 15.00% Buffer Amount, with a maximum negative-side payoff of $1,150 per $1,000. If either index falls by more than 15%, principal is reduced 1% for each additional 1% decline in the lesser-performing index, down to $150 per $1,000 (an 85% loss).
The notes pay no interest, do not provide dividends from index constituents, are unsecured obligations of JPMorgan Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and expose investors to both market risk of the indices and the credit risk of the issuer and guarantor. Initial estimated value is expected to be below the $1,000 issue price due to embedded selling, structuring and hedging costs.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $3,156,000 of Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, maturing on February 17, 2028 and guaranteed by JPMorgan Chase & Co. The notes provide unleveraged exposure to index gains up to a Maximum Upside Return of 18.51%, and to the absolute value of index declines up to a 10.00% Buffer Amount, with no periodic interest or dividends.
At maturity, investors receive $1,000 plus the index return, capped at 18.51%, if the index rises; if the index is flat or down by up to 10.00%, they receive $1,000 plus the absolute index decline, up to a maximum of $1,100 per $1,000 note; if the index falls by more than 10%, principal is reduced 1% for each 1% further decline, down to $100 if the index goes to zero. The notes are unsecured, not FDIC‑insured, not listed, and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to the public is $1,000 per note, including $15 in selling commissions, while the issuer’s estimated value is $982, reflecting embedded structuring and hedging costs.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated callable contingent interest notes linked individually to the Russell 2000, S&P 500 and EURO STOXX 50 indices, maturing February 29, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if each index is at or above 70% of its Initial Value on the relevant Review Date; otherwise no interest is paid for that period. Principal is at risk: if the notes are not called and any index finishes below its 70% Trigger Value at maturity, repayment is reduced one-for-one with the index loss, potentially to zero.
The issuer may redeem the notes early, in whole, on certain Interest Payment Dates beginning November 30, 2026, paying $1,000 plus any due contingent interest. The minimum denomination is $1,000. The estimated value is indicated at about $968.10 per $1,000 note, and will not be less than $900.00, reflecting selling commissions, hedging costs and structuring margins embedded in the issue price.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated Auto Callable Contingent Interest Notes due July 27, 2028 linked individually to the Russell 2000 Index, the S&P 500 Index and the SPDR S&P Regional Banking ETF. The notes pay a Contingent Interest Payment on each monthly Review Date only if the closing value of each underlying is at least 70% of its Initial Value; otherwise no interest is paid for that period. Beginning November 24, 2026, the notes are automatically called if, on a Review Date (other than the first, second and final), each underlying is at or above its Initial Value, in which case investors receive $1,000 per note plus the applicable contingent interest and no further payments. If not called, at maturity investors receive $1,000 plus the final contingent interest if each underlying is at or above its 60% Trigger Value; if any is below its Trigger Value, principal is reduced one-for-one with the decline of the worst-performing underlying, potentially to zero. The hypothetical contingent interest rate is at least 10.35% per annum, but the estimated value is about $981.40 per $1,000 note and will not be less than $900, and the notes carry full credit risk of both JPMorgan Financial and JPMorgan Chase & Co., with no listing or principal protection.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured Auto Callable Contingent Interest Notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, maturing on May 30, 2028 and callable as early as November 24, 2026. The notes pay a monthly Contingent Interest Payment only if on a Review Date the closing level of each index is at or above its Interest Barrier, set at 75% of its Initial Value; otherwise no interest is paid for that period. Principal is protected only if, at maturity and absent an earlier call, the Final Value of each index is at or above its Trigger Value, set at 70% of its Initial Value; if the lesser-performing index finishes below its Trigger Value, investors lose 1% of principal for each 1% decline in that index, up to a total loss. The indicative Contingent Interest Rate is at least 9.15% per annum, and the estimated economic value is about $963.70 per $1,000 note, not less than $900.00, reflecting embedded structuring and hedging costs. The notes are fully and unconditionally guaranteed by JPMorgan Chase & Co. and are subject to its and the issuer’s credit risk, with no listing, no dividends from the underlying indices, and potentially limited or no liquidity.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, maturing on July 30, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent monthly coupon only if on a Review Date each index is at or above an Interest Barrier of 70% of its Initial Value; otherwise no interest is paid for that period. If the notes are not called and, at maturity, either index is below its Trigger Value of 60% of Initial Value, repayment of principal is reduced one-for-one with the decline in the lesser performing index, potentially to zero. JPMorgan may redeem the notes early on specified interest payment dates starting March 2, 2027, paying $1,000 per note plus any due contingent interest.
The indicative contingent interest rate is at least 8.50% per annum$966.20 per $1,000 principal amount, and will not be less than $900 at pricing, reflecting embedded selling, structuring and hedging costs, as well as issuer and guarantor credit risk and limited liquidity.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured digital barrier notes due February 29, 2028 linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector and Russell 2000® Index. The notes have minimum denominations of $1,000 and pay no interest or dividends.
At maturity, if the Final Value of each Index is at least 60.00% of its Initial Value (the Barrier Amount), investors receive a fixed Contingent Digital Return of at least 12.00%, for a total of $1,120 per $1,000 note under the 12.00% assumption, regardless of how much the indices appreciate above the barrier. If the Final Value of any Index is below its Barrier Amount, repayment is fully at risk and investors lose 1% of principal for each 1% decline of the Least Performing Index from its Initial Value, up to a total loss.
The notes are unsecured and unsubordinated obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. If priced on the date illustrated, the estimated value would be approximately $973.30 per $1,000 note, and the final estimated value will not be less than $900.00 per $1,000. The notes will not be listed, and secondary market liquidity and pricing are expected to be limited and below the issue price.
JPMORGAN CHASE & CO (JPM), via its finance subsidiary JPMorgan Chase Financial Company LLC, is issuing $992,000 of auto-callable Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing on August 11, 2033 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay no interest or dividends. If on any Review Date the Index closes at or above the Call Value (100% of the Strike Value), they are automatically called for $1,000 principal plus a Call Premium that steps up from 26.00% on the first Review Date to 182.00% on the final Review Date. If not called and the Final Value is at or above the Barrier Amount (50% of the Strike Value), investors receive only principal back at maturity.
If the notes are not called and the Final Value is below the Barrier Amount, repayment is $1,000 + ($1,000 × Index Return), exposing investors to losses on a 1:1 basis with Index declines from the Strike Value and potentially a total loss of principal. The Index itself includes a 6.0% per annum daily deduction and uses leveraged, volatility-targeted exposure (up to 500%) to E-mini S&P 500 futures, which can significantly drag performance. The price to public is $1,000 per note, with an estimated value of $911.20, reflecting embedded fees, hedging costs and dealer profits, and the notes are unsecured obligations subject to JPMorgan Financial and JPMorgan Chase & Co. credit risk.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is issuing structured notes titled Uncapped Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The total principal issued is $326,000, in minimum denominations of $1,000, maturing on August 18, 2031, with pricing on August 13, 2026 and settlement expected on August 18, 2026.
The notes provide 2.335x leveraged upside on any positive Index return at maturity with no cap. If the final Index level is at or above a Barrier Amount of 70% of the Initial Value, investors receive at least their full principal. If the final level is below the barrier, principal is exposed one-for-one to Index declines from the Initial Value, so investors can lose more than 30% and up to all of their investment.
The issue price is $1,000 per note, including $8 in selling commissions, with proceeds to the issuer of $992 per note. The issuer’s estimated value is $980.50 per $1,000 note, reflecting embedded costs for selling, structuring and hedging. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., pay no interest, are not bank deposits or FDIC insured, and are not expected to be listed, so liquidity will depend on JPMS making a secondary market, if any. The underlying Index tracks rolling E-mini® S&P 500 futures and is subject to futures-related risks, including volatility, negative roll returns and potential market disruptions.