Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $350,000 of Capped Buffered Equity Notes linked to the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index, maturing August 16, 2029 and issued in $1,000 denominations, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide 1.00x exposure to any positive performance of the lesser performing index, capped at a maximum return of 80.50%, so the maximum payment at maturity is $1,805 per $1,000 note. A 20.00% downside buffer applies; if the worse index is down 20% or less, principal is repaid at maturity.
If the lesser performing index falls by more than 20.00%, investors lose 1% of principal for each 1% decline beyond that, down to a minimum payment of $200 per $1,000 note (an 80.00% loss). The notes pay no interest, provide no dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on J.P. Morgan Securities LLC making a market. The price to public is $1,000 per note, including $29 in selling commissions; net proceeds to the issuer are $971 per note, and the estimated value at pricing was $965.50.
JPMORGAN CHASE & CO (through JPMorgan Chase Financial Company LLC) is offering Capped Buffer GEARS linked to an unequally weighted basket of five equity indices in an aggregate principal amount of $1,189,400, at $10 per security. The notes mature on August 16, 2028, with the basket observed on August 14, 2028, and are fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if the basket return is positive, investors receive principal plus 2.00× the basket return, capped at a Maximum Gain of 36.55%. If the basket return is zero or negative but the final basket value is at least 90.00% of the Initial Basket Value, principal is repaid. If the basket falls below this Downside Threshold, repayment is reduced by 1% for each 1% decline beyond the 10.00% Buffer, and investors may lose up to 90% of principal. The securities pay no interest or dividends, depend on the creditworthiness of JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $9.965 per $10 issue price.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable buffered return enhanced notes linked to the lesser performing of the S&P 500 Index and the EURO STOXX 50 Index, due August 22, 2029. The notes have $1,000 minimum denominations and may be automatically called on August 19, 2027 if each index closes at or above its Call Value, paying $1,000 plus a Call Premium Amount of at least $173.50.
If not called and the final level of each index exceeds its initial level, investors receive an uncapped payoff of 1.50x the appreciation of the lesser performing index. A 20% Buffer Amount protects principal against moderate declines, but if either index falls by more than 20%, principal is reduced 1% for each 1% additional decline, up to an 80% maximum loss.
The notes pay no interest or dividends, are unsecured obligations of JPMorgan Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to their credit risk. An indicative estimated value is $985.20 per $1,000 note, and will not be less than $950.00 at pricing.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $666,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq‑100 Index® and Russell 2000® Index, maturing August 16, 2029 and fully guaranteed by JPMorgan Chase & Co.
Each note has a $1,000 denomination, no interest payments and no dividends. At maturity, if all three indices finish above their initial levels, investors receive $1,000 plus 2.05× the gain of the least performing index. If any index finishes at or below its initial level but all remain at or above 70% of initial (Barrier Amount), principal is returned.
If any index closes below its 70% Barrier Amount, repayment is fully exposed to the downside of the least performing index: investors lose 1% of principal for each 1% decline from initial, potentially losing all principal. The price to public is $1,000 per note, including $9.50 in selling commissions; net proceeds to the issuer are $990.50 per note. The estimated value is $978.80 per $1,000 at pricing, reflecting embedded costs and JPMorgan’s internal funding rate. The notes are unsecured, unsubordinated obligations subject to the credit risk of both the issuer and guarantor, are not FDIC‑insured and are expected to have limited liquidity and complex U.S. tax treatment.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $2,947,000 of Auto Callable Contingent Interest Notes, issued in $1,000 denominations, linked to the MerQube US Tech+ Vol Advantage Index and maturing on August 18, 2031.
The notes pay a 9.00% per annum Contingent Interest (0.75% monthly) only when the Index is at or above 70% of its Initial Value (Interest Barrier); missed coupons can be paid later if the barrier is met. They are auto‑callable from August 13, 2027 if the Index reaches the Call Value, returning principal plus due interest.
If not called, principal is protected only down to the 85% Buffer Threshold; below this, investors lose 1% of principal for each 1% Index decline beyond the 15% buffer, up to an 85% loss. The underlying Index employs up to 500% leverage, a 6.0% per annum daily deduction and a notional financing cost over QQQ, which systematically drags performance. The notes are unsecured obligations subject to JPMorgan credit risk, are not FDIC‑insured, have limited liquidity, and were estimated at $912 per $1,000 at pricing, below the issue price.
JPMorgan Chase & Co. (JPM), as guarantor for JPMorgan Chase Financial Company LLC, is offering $6,200,000 of Auto Callable Accelerated Barrier Notes linked to the least performing of the Russell 2000, S&P 500 and EURO STOXX 50 indices, maturing August 16, 2029.
The notes may be automatically called on August 18, 2027 if each index is at or above its Call Value, paying $1,000 plus a fixed $189 Call Premium per note. If not called and each final index level exceeds its initial level, holders receive $1,000 plus 1.50× the gain of the least performing index. If any index finishes at or below its initial but all stay at or above 70% of initial, principal is returned at par; if any index falls below this barrier, principal is reduced 1% for each 1% decline in the least performing index.
The notes pay no interest, provide no dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial Company LLC fully and unconditionally guaranteed by JPMorgan Chase & Co., and are not listed on any exchange. The issue price is $1,000 per note, including $2.50 in selling commissions, versus an estimated value of $985.50, and investors face issuer and guarantor credit risk, market risk in each index, limited liquidity, and complex U.S. tax treatment.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is issuing $780,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, maturing August 17, 2028. The notes provide 1.255x leveraged upside participation in any index appreciation at maturity, with no cap, and a 15% downside buffer.
If the index is flat or down by up to 15% at maturity, investors receive the $1,000 principal per note. If the index falls by more than 15%, principal is reduced 1% for each 1% decline beyond the buffer, down to a minimum of $150 per $1,000 note, so investors can lose up to 85% of principal. The notes pay no interest, are unsecured obligations of JPMorgan Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk.
The price to the public is $1,000 per note, including fees and hedging-related costs; the issuer’s estimated value is $976.90 per $1,000 note. The notes will not be listed, and secondary market liquidity, if any, will depend mainly on J.P. Morgan Securities LLC.
JPMORGAN CHASE & CO, through JPMorgan Chase Financial Company LLC, plans to issue Callable Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, maturing September 2, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes have a $1,000 minimum denomination, no interest payments and are unsecured, unsubordinated obligations. They are callable at the issuer’s option from September 2, 2027 on specified dates, with call premiums stepping from 20.00% to 98.33333% of principal.
If not redeemed early, investors receive at maturity: leveraged upside of at least 2.80x positive Index return, return of principal if the Index decline is within the 20.00% buffer, and up to 80.00% loss of principal for larger declines. The estimated economic value is about $970.10 per $1,000 note, and will not be less than $940.00 at pricing. Payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the notes are not FDIC insured.