Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $500,000 of Callable Contingent Interest Notes linked individually to the Dow Jones Industrial Average®, the Russell 2000® Index and the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., and maturing on August 8, 2029.
The notes pay a Contingent Interest Rate of 10.80% per annum (0.90% per month) only for Review Dates when each index closes at or above 70.00% of its Initial Value, the Interest Barrier. JPMorgan may redeem the notes early, in whole, on certain Interest Payment Dates beginning February 8, 2027, returning principal plus any due interest.
If not redeemed early and the Final Value of any index is below its 70.00% Trigger Value, repayment of principal is reduced 1% for every 1% decline in the Least Performing Index, potentially to zero. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not listed, and have an estimated value of $976.50 per $1,000 at pricing, below the issue price due to structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $2,426,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, due August 8, 2029, and fully guaranteed by JPMorgan Chase & Co.
The notes can be automatically called on review dates in 2027 and 2028 if each index is at or above 100% of its initial value, paying principal plus a call premium of 17% or 34%, respectively. If not called and both final index levels exceed initial levels, maturity pays $1,000 plus 1.20× the gain of the lesser performing index. If either index finishes between 70% and 100% of its initial level, investors receive par; below the 70% barrier, losses are one-for-one with the lesser index, up to total loss of principal.
The notes pay no interest, offer no dividends, are unsecured and unsubordinated obligations of JPMorgan Financial, and are subject to the credit risk of both issuer and guarantor. The price to public is $1,000 per note, with an estimated value of $952.20, and limited secondary market liquidity is expected.
JPMorgan Chase Financial Company LLC is offering $3,428,000 of unsecured Structured Investments Review Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 8, 2033 and fully guaranteed by JPMorgan Chase & Co. The notes can be automatically called as early as August 4, 2027 if the Index closes at or above the Call Value, paying $1,000 principal plus a call premium based on a 20.80% Call Premium Rate.
If never called and the Final Index Value is at or above the 60% Barrier Amount, investors receive principal back; below the barrier, repayment is $1,000 plus $1,000 × Index Return, so principal loss can be substantial, up to 100%. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost (SOFR plus 0.50%), causing it to lag an equivalent, undeducted index and magnifying downside under its volatility-targeting, leveraged (up to 500%) rules. The price to public is $1,000 per note, including $20 in fees and commissions, while the issuer’s estimated value is $923.20 per $1,000, reflecting internal funding and hedging costs. The notes pay no interest or dividends, are not FDIC insured, and are subject to the credit risk of both the issuer and guarantor.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest or dividends and are unsecured, unsubordinated obligations subject to the credit risk of both entities.
At maturity, for each $1,000 note, investors receive $1,000 plus the S&P 500 Index return when positive, capped by a Maximum Upside Return of at least 15.85%. If the Index finishes below the strike but within the 15.00% Buffer Amount, investors earn the Absolute Index Return up to 15.00%, allowing gains of up to $1,150 even on moderate declines. If the Index falls more than 15.00%, losses are magnified by a Downside Leverage Factor of 1.17647, so principal can be partially or completely lost.
The notes have a minimum denomination of $10,000, a valuation date of February 4, 2028, and mature on February 9, 2028. An indicative estimated value is about $983.20 per $1,000 note, and will not be less than $970.00, reflecting embedded selling, structuring and hedging costs. The notes will not be listed, and secondary market prices are expected to be below the issue price and sensitive to market, volatility and credit factors.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Auto Callable Contingent Buffered Return Enhanced Notes linked to the S&P 500® Index. The notes are issued at $1,000 per note in minimum denominations of $10,000, with total offering size of $1,000,000. They pay no interest or dividends and are unsecured, unsubordinated obligations subject to the credit risk of both entities.
The notes may be automatically called on August 13, 2027 if the S&P 500 closing level is at or above the Index Strike Level of 7,489.72, in which case investors receive $1,000 plus a 10.30% call premium. If not called, at maturity on August 3, 2028, investors receive uncapped 1.50x leveraged upside, with a Contingent Minimum Return of 20.60% when the Ending Index Level is at or above the strike.
The notes feature a 20.00% Contingent Buffer Amount: if the Index ends down by up to 20%, principal is returned; below that, investors lose 1% of principal for each 1% Index decline and can lose their entire investment. The estimated value is $981.30 per $1,000 note, below the issue price, reflecting selling commissions and hedging costs. The notes are not listed, secondary liquidity is limited, and complex U.S. tax and Section 871(m) considerations apply.
JPMorgan Chase Financial Company LLC is offering $2,095,000 of Uncapped Dual Directional Barrier Notes linked to the lesser performing of the Nasdaq-100 Index and the S&P 500 Index, maturing July 6, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, investors receive uncapped upside equal to the appreciation of the lesser performing index, or a capped positive return from index declines of up to 28.75% if each index stays at or above 71.25% of its initial level. If either index finishes below this barrier, principal is reduced one-for-one with the lesser performing index and can fall to zero. The notes pay no interest, provide no dividends, are unsecured, will not be listed, and embed issuer and guarantor credit risk. The estimated value is $987.00 per $1,000 note, below the issue price, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $1,311,000 of Auto Callable Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 8, 2033.
The notes may be automatically called on August 9, 2027 if the Index is at or above the Call Value, paying $1,000 principal plus a $215 Call Premium per note and then terminating. If not called and the Final Index Value is above the Initial Value, investors receive 2.0x the positive Index return at maturity. If the Final Value is between the Initial Value and a 70% Barrier Amount, principal is returned; below the Barrier, principal is reduced one-for-one with the Index loss, potentially to zero.
The notes pay no interest, are unsecured and unsubordinated, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $8 in selling commissions, while the issuer’s estimated value is $967, reflecting embedded costs and internal funding assumptions.
JPMorgan Chase Financial Company LLC is offering $4,442,000 of Review Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing on August 8, 2033 and fully guaranteed by JPMorgan Chase & Co. The notes can be automatically called as early as August 3, 2028 if the Index closes at or above the Call Value, paying $1,000 plus a call premium based on a 23.70% annualized Call Premium Rate.
If not called, investors receive principal at maturity only if the Final Index Value is at or above the 60.00% Barrier Amount; otherwise the payoff is $1,000 plus $1,000 times the Index return, exposing holders to a significant or total principal loss. The Index uses a 35% target volatility with exposure capped at 500% and is reduced by a 6.0% per annum daily deduction and a daily notional financing cost, so it is expected to trail an equivalent index without such charges.
The notes do not pay interest or dividends and are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $20 in fees and commissions, with net proceeds of $980 per note. The estimated value at pricing was $929.50 per $1,000, reflecting internal funding and hedging costs, and secondary market prices are expected to be below the issue price and may be illiquid.
JPMorgan Chase Financial Company LLC is offering structured Review Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called as early as February 7, 2028 if each index closes at or above its applicable Call Value, paying $1,000 plus a Call Premium Amount starting at a minimum of 15.375% of principal and rising to at least 61.500% by the final review date. If not called and on the final review date each index is at or above its Barrier Amount of 75% of its initial level, investors receive principal back; otherwise the payoff is $1,000 plus $1,000 times the Least Performing Index Return, creating 1-for-1 downside exposure and possible total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not FDIC insured, and have an indicative estimated value of about $967.80 per $1,000, not less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering $380,000 of unsecured Auto Callable Contingent Interest Notes due August 8, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co.. The notes are linked to the least performing of the Nasdaq‑100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
Investors may receive a Contingent Interest Payment on each Review Date only if the closing level of each Index is at or above 70% of its Initial Value. Beginning with the February 3, 2027 Review Date, the notes are automatically called if all three Indices are at or above their Initial Values, paying $1,000 plus that period’s interest and then terminating.
If the notes are not called, principal is protected only if the Final Value of every Index is at or above its Trigger Value of 65% of Initial Value. If any Index finishes below its Trigger, the maturity payment is reduced one‑for‑one with the decline in the Least Performing Index, and investors can lose a significant portion or all of their principal. The notes do not pay fixed interest or dividends, carry credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not listed, and have an estimated value of $949.70 per $1,000, below the issue price, reflecting embedded fees, hedging costs and dealer compensation.