Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Digital Buffered Notes linked to the first nearby Brent crude oil futures contract traded on ICE Futures Europe. These notes provide a Contingent Digital Return of 10.00% per $1,000 principal amount if, on the September 27, 2027 observation date, the ending contract price is at or above the Contract Strike Price of $80.70, or below it by up to the Buffer Percentage.
If the ending contract price falls more than the Buffer Percentage below the Contract Strike Price, investors lose 1.47275% of principal for every 1% decline beyond the buffer, with no principal protection and a minimum payment of zero. The buffer will be at least 32.10%, and the associated Downside Leverage Factor will be based on this level. The notes are not bank deposits, are not FDIC insured, and are treated as open transactions for U.S. federal income tax purposes under current counsel opinion, which may be changed by future IRS or Treasury guidance.
JPMorgan Chase Financial Company LLC is offering structured callable notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a scheduled maturity on August 22, 2031, in $1,000 minimum denominations, and pay no interest or dividends.
On each monthly Review Date starting as early as August 24, 2027, if the Index is at or above the Call Value, the notes are automatically called for $1,000 plus a Call Premium that starts at 18.5% of principal and steps up to 92.5% on the final Review Date. If never called, principal is protected only by a 15% Buffer Amount; if the Index declines by more than 15%, repayment at maturity is reduced 1:1 beyond the buffer, allowing for up to an 85% loss of principal. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ-based exposure, can use leverage up to 500%, and targets 35% implied volatility, all of which can materially drag on Index performance. Estimated value is about $913 per $1,000 note at pricing and will not be less than $900, and any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes due August 17, 2029, linked to the lesser performance of the Dow Jones Industrial Average® and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if both indices finish at or above 80% of their initial levels, investors receive at least their $1,000 principal per note; if the lesser-performing index is above its initial level, the payoff increases by an Upside Leverage Factor of 1.43 times that index’s gain. If either index ends below 80% of its initial level, principal is reduced 1% for each 1% decline in the lesser-performing index, down to a total loss.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may be difficult to sell. The indicative estimated value is $984.60 per $1,000 note, and is expected to be no less than $900.00 at pricing, reflecting structuring and hedging costs and an internal funding rate. The U.S. tax treatment relies on treating the notes as prepaid financial contracts and remains subject to confirmation by tax counsel.
JPMorgan Chase Financial Company LLC is offering structured review notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and is expected to price on or about August 7, 2026, settle around August 14, 2026, and mature on August 12, 2032.
The notes may be automatically called on quarterly Review Dates starting August 13, 2027 if the Index closes at or above 77.00% of its Initial Value, paying $1,000 plus a predetermined Call Premium (from at least 11.55% on the first Review Date up to at least 69.30% on the final Review Date). If not called, and the Final Value is at least the 60.00% Barrier Amount, investors receive principal back at maturity. If the Final Value is below the Barrier, repayment is $1,000 plus $1,000 × Index Return, so investors can lose more than 40% and up to all principal.
The Index is a leveraged, rules-based strategy on E-mini S&P 500 futures with target volatility of 35% and exposure capped at 500%, and is reduced by a 6.0% per annum daily deduction, which drags on performance. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value is indicated at approximately $926.50 per $1,000 note, not less than $900 when set, reflecting structuring and hedging costs and an internal funding rate.
JPMorgan Chase Financial Company LLC is offering structured Review Notes linked individually to the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, expected to price on or about August 7, 2026 and mature on August 12, 2032.
The notes may be automatically called on any of ten Review Dates starting February 7, 2028 if each Index is at or above its Call Value, paying $1,000 plus a fixed Call Premium Amount (at least 14.325% on the first Review Date up to at least 57.300% on the final Review Date). If not called and each Index’s Final Value is at or above its Barrier Amount of 75.00% of Initial Value, investors receive principal back at maturity.
If any Index finishes below its Barrier Amount and the notes have not been called, the payoff is $1,000 + ($1,000 × Least Performing Index Return), exposing investors to downside on the worst-performing Index and potentially a total loss of principal. The notes pay no interest and provide no dividends. The indicative estimated value is $969.90 per $1,000 note and will not be less than $900.00 per $1,000 when set, reflecting structuring and hedging costs. Investors are also exposed to the unsecured credit risk of JPMorgan Financial and JPMorgan Chase & Co., limited liquidity, and complex U.S. tax considerations.
JPMorgan Chase Financial Company LLC is offering 2.92-year Buffered Equity Notes, fully guaranteed by JPMorgan Chase & Co., linked to the MerQube US Tech+ Vol Advantage Index. The Index references an unfunded position in the Invesco QQQ Trust, with returns reduced by a 6.0% per annum deduction and a daily notional financing cost.
The notes have a minimum denomination of $1,000, a 15.00% Buffer Amount and monthly review dates after an initial six‑month non‑call period. If on any review date the Index level is at or above 95.00% of the Initial Value, the notes are automatically called, paying $1,000 plus a Call Premium that is at least 12.00% per annum, including at least 35.00% if called on the final review date.
If not called and the Index decline exceeds the 15.00% buffer, repayment at maturity is reduced according to the formula $1,000 + [$1,000 × (Underlying Return + Buffer Amount)], so investors may lose some or most of principal. The estimated value at pricing will be not less than $900 per $1,000 note, and all payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year buffered equity notes linked to the MerQube US Tech+ Vol Advantage Index, which itself reflects a 6.0% per annum daily deduction and a notional financing cost on an unfunded position in the Invesco QQQ Trust.
The notes have a $1,000 minimum denomination, an Initial Pricing Date of August 26, 2026, and mature on August 29, 2031, with monthly review dates after an initial one-year non-call period. They feature a 15.00% Buffer Amount and an automatic call if the Index is at least 95.00% of its initial level, paying call premiums of at least 15.00% per annum on early calls and at least 75.00% on the final review date. The estimated value will be at least $900.00 per $1,000 note. Investors may lose some or most of principal, receive no interest, and are exposed to the credit risk of both issuing and guaranteeing entities.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year buffered equity notes linked to the MerQube US Tech+ Vol Advantage Index. The Index targets implied volatility with exposure to the QQQ Fund via an unfunded total return position, subject to a 6.0% per annum daily deduction and a daily notional financing cost. The notes feature annual review dates and an automatic call if the Index is at or above 100% of its initial value, paying at least a 19.00% per annum call premium on the first review date, scaling up to at least 95.00% by the final review date.
The notes provide a 30.00% buffer amount at maturity: if the final index value is down by no more than 30%, investors receive full principal; below that level, losses are linear and can reach most or all principal. The minimum denomination is $1,000, and the estimated value at pricing will not be less than $900 per $1,000 note, which is expected to be lower than the issue price. Any payment is subject to the credit risks of both the issuer and guarantor, and investors face risks including leverage in the Index, potential lack of liquidity, complex tax treatment, and multiple conflicts of interest.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year buffered equity notes linked to the MerQube US Tech+ Vol Advantage Index. The notes have a 30% buffer against index declines and may be automatically called annually if the index is at or above its initial level, paying call premiums of at least 23% per annum (compounded by year) on the $1,000 denomination.
The MerQube US Tech+ Vol Advantage Index targets volatility exposure to an unfunded position in the Invesco QQQ Trust, subject to a 6.0% per annum daily index deduction and a daily notional financing cost. If the notes are not called and the index falls by more than the 30% buffer, investors lose principal according to a formula; a full loss is possible. The estimated value at pricing will be at least $900 per $1,000 note, and all payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year notes linked to the MerQube US Large-Cap Vol Advantage Index, which uses leveraged exposure (0%–500%) to E‑Mini S&P 500 futures and applies a 6.0% per annum daily deduction. The notes have a $1,000 minimum denomination, annual review dates, a final review date of August 26, 2031, and a maturity date of August 29, 2031.
The notes are automatically callable if the index on any review date is at or above its initial value, paying $1,000 plus a call premium of at least 26.25% per annum on the applicable call settlement date, after which no further payments are made. If not called, and the final index value is at or above 50.00% of the initial value (the barrier), investors receive principal back at maturity. If the final value is below the barrier, repayment is $1,000 plus $1,000 times the underlying return, leading to losses greater than 50% and potentially a complete loss of principal. The issuer states the estimated value at pricing will be at least $870 per $1,000 note, and all payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.