Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $40,000 of auto callable notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a $1,000 minimum denomination, priced at 100% of principal with selling commissions of $42.50 per $1,000 and net proceeds to the issuer of $957.50 per $1,000. They priced on July 31, 2026 and are expected to settle around August 5, 2026, maturing on August 4, 2033.
The notes may be automatically called on any of six Review Dates starting August 4, 2027 if the Index is at or above the Call Value (100% of the Initial Value). In that case, holders receive $1,000 plus a fixed call premium (from 8.15% up to 48.90% over time) and no further payments. If not called, at maturity investors receive $1,000 plus an Additional Amount equal to $1,000 × Index Return × 100% participation, floored at zero, with principal repayment subject to the credit risks of JPMorgan Financial and JPMorgan Chase & Co.
The Initial Value of the Index on the pricing date was 313.09, and the issuer’s estimated value of the notes at issuance is $926.30 per $1,000, reflecting embedded costs and hedging. The Index is a rules-based, excess-return, multi-asset futures strategy with a 1.00% per annum daily deduction and a targeted volatility process, and the notes carry extensive risks including lack of interest payments, potential illiquidity, issuer/guarantor credit risk, strategy and futures-market risks, and complex U.S. tax treatment as contingent payment debt instruments.
JPMorgan Chase Financial Company LLC is issuing $290,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 13.50% per annum Contingent Interest Rate (3.375% quarterly) only when, on a Review Date, the Index is at or above 60% of the Initial Value (the Interest Barrier). The notes are automatically called, starting February 1, 2027, if on a Review Date (other than the first and final) the Index is at or above its Initial Value, returning $1,000 plus the applicable interest. If not called and at maturity the Index is below the Trigger Value (also 60% of Initial Value), investors receive $1,000 + $1,000 × Index Return, risking a substantial or total loss of principal. The Index employs up to 500% futures leverage, a 35% target volatility and a 6.0% per annum daily deduction, which structurally drags performance. Each note is sold at $1,000, with estimated value $940.80, and is subject to the unsecured credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $537,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing on August 3, 2029. The notes provide an upside payment at maturity equal to 1.67x any positive return of the least performing index, with full principal returned if all three indices finish at or above 70% of their initial levels.
If any index closes below this 70% Barrier Amount on the observation date, principal is reduced 1% for each 1% decline of the least performing index, down to a total loss. The notes pay no interest or dividends, are unsecured obligations of JPMorgan Financial, and are fully and unconditionally guaranteed by JPMorgan Chase & Co., exposing holders to the credit risk of both entities. The price to the public is $1,000 per note, with an estimated value of $970.10, reflecting embedded selling, structuring and hedging costs. The notes will not be listed, and secondary market prices are expected to be below the issue price. U.S. tax counsel views the notes as prepaid financial contracts, but the IRS could challenge this treatment.
JPMorgan Chase Financial Company LLC is issuing $2,761,000 of Uncapped Dual Directional Buffered Return Enhanced Notes due August 3, 2029, linked to the Dow Jones Industrial Average®, Nasdaq-100 Index® and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, the payoff depends on the Least Performing Index. If all three indices finish above their initial levels, investors receive leveraged upside of 1.385× the Least Performing Index return. If the Least Performing Index is flat or down by up to the 20.00% Buffer Amount, investors receive an unleveraged positive return equal to the absolute decline, up to a maximum of 20.00% (payment capped at $1,200 per $1,000 when that index return is negative). If any index falls by more than 20.00%, principal is reduced 1% for each percentage point below the buffer, with a minimum payment of $200 per $1,000, implying up to an 80.00% loss.
The notes pay no interest, do not provide dividends on index constituents, are unsecured and unsubordinated obligations of JPMorgan Financial, and expose holders to the credit risks of both JPMorgan Financial and JPMorgan Chase & Co. The price to the public is $1,000 per note, including $8 in selling commissions, versus an estimated value of $985.70, and they are not listed on any exchange, so liquidity will depend on dealer interest.
JPMorgan Chase Financial Company LLC is offering $410,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 13.50% per annum (3.375% quarterly) only if, on a Review Date, the Index closes at or above 60% of the Initial Value, the Interest Barrier.
The notes may be automatically called on any Review Date from February 1, 2027 (excluding the first and final) if the Index is at or above its Initial Value, returning $1,000 principal plus the due contingent interest. If not called and the Final Value is below the Trigger Value (also 60% of Initial), investors receive $1,000 plus $1,000 × Index Return, risking a substantial or total principal loss.
The underlying Index employs up to 500% leveraged exposure to the QQQ Fund, targets 35% implied volatility, and is reduced by a 6.0% per annum daily deduction and a notional financing cost, which drag on performance and cause it to trail an identical index without such deductions. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC is issuing $2,222,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 18.00% per annum, credited monthly at 1.50%, but only for months when the Index closing level is at or above the Interest Barrier of 70.00% of the Initial Value. If the Index is below this barrier on an Interest Review Date, no interest is paid for that month.
The notes may be automatically called quarterly starting February 1, 2027 if the Index is at or above its Initial Value, in which case investors receive $1,000 plus the relevant contingent interest and no further payments. If the notes are not called, at maturity on August 5, 2032 investors receive $1,000 plus the final contingent interest if the Index is at or above the Trigger Value of 50.00% of the Initial Value. If the Final Value is below the Trigger Value, principal is reduced 1% for every 1% Index decline from the Initial Value, down to zero, so investors can lose most or all of their capital.
The underlying Index is a leveraged, rules-based strategy on E-mini S&P 500 futures with a 35% target volatility, exposure capped at 500%, and a 6.0% per annum daily deduction, which creates a persistent drag versus a similar index without this fee. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $9 of fees, while the estimated value at pricing was $926.30 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering $1,275,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 3, 2028 and are issued in $1,000 minimum denominations.
At maturity, investors receive 1.22 times any positive Index return, with no cap. A 20.00% buffer on the downside protects principal against moderate index declines, but if the Index falls by more than 20.00%, principal is reduced 1% for each additional 1% decline, for a maximum loss of 80.00% (down to $200 per $1,000 note). The notes pay no interest and are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The price to the public is $1,000 per note, including $9 in fees and commissions, for proceeds to the issuer of $991 per note. The estimated value at pricing was $984.40 per $1,000 note, reflecting embedded selling, structuring and hedging costs. The notes will not be listed, and any secondary market will be limited and likely at prices below the original issue price.
JPMorgan Chase Financial Company LLC is issuing $592,000 of unsecured, callable Review Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are designed for investors seeking potential early redemption at a premium if, on any Review Date from August 4, 2027 onward, the Index closes at or above the Call Value (100% of the Initial Value). Call Premium Amounts escalate from 25.75% to 128.75% of principal per $1,000 note over 17 Review Dates through August 5, 2031.
If not called, principal is protected at maturity only if the Final Index level is at or above the Barrier Amount of 50% of the Initial Value (Index 6,621.225). Below the barrier, payoff is linear to Index performance, and investors can lose more than 50% and up to all principal. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost, which drag on performance and cause the Index to trail an equivalent index without such charges. Notes pay no interest or dividends, are not FDIC insured, and any payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note versus an estimated value of $938, reflecting selling commissions, hedging costs and issuer funding spreads, and there is no exchange listing, so liquidity may be limited.
JPMorgan Chase Financial Company LLC is offering structured Capped Buffered Return Enhanced Notes linked to the iShares MSCI Emerging Markets ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing August 3, 2028. The $1,000-denomination notes provide 2.00x exposure to any positive ETF performance at maturity, subject to a maximum return of 49.35%; investors reach this cap when the ETF is at or above 124.675% of its initial level.
The notes include a 10.00% downside buffer: if the ETF ends down by 10% or less, principal is returned. Below that level, investors lose 1% of principal for each 1% additional decline, up to a 90.00% loss if the ETF falls to zero. The notes pay no interest or dividends and are unsecured, unsubordinated obligations, exposing holders to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The total offering size is $1,173,000, with a public offering price of $1,000 per note, selling commissions of $3 per $1,000 and an estimated value of $997.50 per $1,000 at pricing. The notes will not be listed, and secondary market liquidity and pricing are expected to be limited and potentially below the original issue price.
JPMorgan Chase Financial Company LLC is offering $2,685,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, due August 3, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, offers 1.31x any positive Index return at maturity and provides a 20.00% downside buffer. If the Index is down more than 20% at maturity, investors lose 1% of principal for each additional 1% decline, up to a maximum 80.00% loss (receiving as little as $200 per $1,000 note). The notes pay no interest, are unsecured and unsubordinated, and all payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $3.50 in selling commissions, for issuer proceeds of $996.50 per note. The estimated value at pricing was $990.60 per $1,000 note, reflecting embedded costs, internal funding assumptions and derivative hedging. The notes will not be listed, may have limited or no secondary liquidity, and are exposed to futures-market risks such as volatility, negative roll returns and trading limits, as well as complex U.S. tax and potential withholding considerations.