Jackson Financial exec has 4,877 shares withheld

Jackson Financial executive Christopher Raub reported tax-related share withholding on vested awards and received a new mid-cycle restricted share unit grant.

Rhea-AI Filing Summary

Jackson Financial Inc. (JXN) reported that executive Christopher Raub, EVP JFI and CEO of PPM America, had equity compensation events on September 10, 2026. A total of 4,877.41 shares of common stock were withheld at $138.36 per share to satisfy tax withholding upon vesting of September 10, 2023 RSU and PSU awards, and 294 restricted share units were granted in a mid-cycle award that vests in three equal annual tranches. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Raub Christopher

Role EVP JFI; CEO PPM America

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	723.71	$138.36	$100K
Tax Withholding	Common Stock F2	4,153.7	$138.36	$575K
Grant/Award	Common Stock F3	294	$0.00	$0.00

Holdings After Transaction: Common Stock — 37,576.39 shares (Direct)

Footnotes (3)

1. F1. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the September 10, 2023, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and any related fractional share was applied to cover the tax obligation for the reporting person.
2. F2. Shares withheld to pay the reporting person's tax withholding obligation upon cliff vesting of the earned September 10, 2023, performance share units ("PSUs"). The PSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.
3. F3. Reflects the September 10, 2026 Mid-cycle grant of restricted share units, which vest on a 1:1 basis in three equal tranches beginning on the first anniversary of the grant date.

Key Figures

Shares withheld for RSU tax: 723.71 shares Shares withheld for PSU tax: 4,153.70 shares Tax withholding price: $138.36 per share +2 more

5 metrics

Shares withheld for RSU tax 723.71 shares Withheld September 10, 2026 upon vesting of third tranche of September 10, 2023 RSUs

Shares withheld for PSU tax 4,153.70 shares Withheld September 10, 2026 upon cliff vesting of earned September 10, 2023 PSUs

Tax withholding price $138.36 per share Price used for both RSU and PSU tax-withholding share dispositions on September 10, 2026

Total shares withheld for tax 4,877.41 shares Combined RSU and PSU tax-withholding dispositions reported as Code F transactions

New RSU grant 294 restricted share units September 10, 2026 mid-cycle grant vesting in three equal annual tranches

Key Terms

restricted share units ("RSUs"), performance share units ("PSUs"), cliff vesting, Mid-cycle grant

4 terms

restricted share units ("RSUs") financial

"Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the September 10, 2023, restricted share units ("RSUs")."

performance share units ("PSUs") financial

"Shares withheld to pay the reporting person's tax withholding obligation upon cliff vesting of the earned September 10, 2023, performance share units ("PSUs")."

cliff vesting financial

"Shares withheld to pay the reporting person's tax withholding obligation upon cliff vesting of the earned September 10, 2023, performance share units ("PSUs")."

Mid-cycle grant financial

"Reflects the September 10, 2026 Mid-cycle grant of restricted share units, which vest on a 1:1 basis in three equal tranches."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did JXN executive Christopher Raub report on this Form 4?

Christopher Raub reported 4,877.41 JXN common shares withheld at $138.36 per share to cover tax obligations on vested RSUs and PSUs, and a grant of 294 restricted share units in a mid-cycle award vesting over three years.

Were Christopher Raub’s JXN transactions part of a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan, and the document-level checkbox for such a plan is explicitly unchecked.

How many JXN shares were withheld for RSU tax obligations for Christopher Raub?

For RSUs granted September 10, 2023, 723.71 JXN shares were withheld at $138.36 per share to satisfy Christopher Raub’s tax withholding obligation upon vesting of the third and final tranche.

How many JXN shares were withheld for PSU tax obligations for Christopher Raub?

For PSUs granted September 10, 2023, 4,153.70 JXN shares were withheld at $138.36 per share to satisfy Christopher Raub’s tax withholding obligation upon cliff vesting of the earned performance share units.

What are the terms of Christopher Raub’s new JXN restricted share unit grant?

The filing reports a September 10, 2026 mid-cycle grant of 294 restricted share units to Christopher Raub. These RSUs vest on a 1:1 basis in three equal tranches, beginning on the first anniversary of the grant date.

Do the reported JXN transactions show open-market buying or selling by Christopher Raub?

No. The dispositions are Code F transactions, meaning shares were withheld to pay tax liabilities on vesting awards, and the acquisition is a grant of restricted share units rather than an open-market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 03:08 PM Accepted by SEC EDGAR 09/14/2026 - 03:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Raub Christopher

(Last) (First) (Middle)

1 CORPORATE WAY

(Street)

LANSING MICHIGAN 48951

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Jackson Financial Inc. [ JXN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP JFI; CEO PPM America

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		F		723.71(1)	D	$138.36	41,436.09	D
Common Stock	09/10/2026		F		4,153.7(2)	D	$138.36	37,282.39	D
Common Stock	09/10/2026		A		294(3)	A	$0.00	37,576.39	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the September 10, 2023, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and any related fractional share was applied to cover the tax obligation for the reporting person.

2. Shares withheld to pay the reporting person's tax withholding obligation upon cliff vesting of the earned September 10, 2023, performance share units ("PSUs"). The PSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

3. Reflects the September 10, 2026 Mid-cycle grant of restricted share units, which vest on a 1:1 basis in three equal tranches beginning on the first anniversary of the grant date.

Remarks:

Power of Attorney on file.

	/s/ Kristan L. Richardson, as Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)