Jackson Financial CFO has 736 shares withheld for tax

Jackson Financial’s CFO reported a small share withholding transaction tied to RSU vesting and related tax obligations.

Available on EDGAR 09/14/2026 - 03:08 PM EDT Accepted by SEC EDGAR 09/14/2026 - 03:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Jackson Financial Inc. (JXN) reported that EVP and CFO Don W. Cummings had 736 shares of common stock withheld on September 10, 2026, at $138.36 per share to pay his tax withholding obligation upon vesting of restricted share units. This tax-withholding disposition left him holding 71,979.33 shares directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Tax Withholding: 736.12 shares

Tax Withholding 1 txn

Insider Cummings Don W

Role EVP and CFO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	736.12	$138.36	$102K

Holdings After Transaction: Common Stock — 71,979.33 shares (Direct)

Holdings Before and After: Common Stock, 72,715.45 to 71,979.33 shares (Direct)

Footnotes (1)

1. F1. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the second tranche of the September 10, 2024, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and any related fractional share was applied to cover the tax obligation for the reporting person.

Key Figures

Shares withheld for tax: 736 shares Per-share value for withheld shares: $138.36 per share Shares held after transaction: 71,979.33 shares +1 more

4 metrics

Shares withheld for tax 736 shares Withheld on September 10, 2026 to pay tax withholding on RSU vesting

Per-share value for withheld shares $138.36 per share Applied to the 736 shares withheld on September 10, 2026

Shares held after transaction 71,979.33 shares Direct common stock ownership by Don W. Cummings after September 10, 2026 transaction

RSU conversion ratio 1:1 Restricted share units convert 1:1 into common stock upon vesting

Key Terms

restricted share units ("RSUs"), tax withholding obligation, Power of Attorney

3 terms

restricted share units ("RSUs") financial

"vesting of the second tranche of the September 10, 2024, restricted share units ("RSUs")"

tax withholding obligation financial

"Shares withheld to pay the reporting person's tax withholding obligation upon vesting"

Power of Attorney regulatory

"Power of Attorney on file."

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did JXN’s CFO report on this Form 4?

EVP and CFO Don W. Cummings reported 736 Jackson Financial Inc. common shares withheld on September 10, 2026 to cover his tax withholding obligation related to vesting restricted share units, at a reference value of $138.36 per share.

Was the JXN CFO’s September 10, 2026 transaction an open-market sale?

No. The Form 4 describes the September 10, 2026 event as shares withheld to pay the reporting person’s tax withholding obligation upon vesting of restricted share units, not as an open-market purchase or sale.

How many JXN shares does the CFO hold after this reported transaction?

After the September 10, 2026 tax-withholding disposition, EVP and CFO Don W. Cummings directly holds 71,979.33 shares of Jackson Financial Inc. common stock, as reported in the Form 4.

What price per share is associated with the JXN CFO’s withheld shares?

The Form 4 reports a value of $138.36 per share for the 736 Jackson Financial Inc. shares withheld on September 10, 2026 to satisfy the reporting person’s tax withholding obligation.

Were the JXN CFO’s transactions under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the document-level Rule 10b5-1 checkbox is not checked, and the footnote describes the transaction as tax withholding upon RSU vesting, not pursuant to a Rule 10b5-1 trading plan.

What RSU award is connected to the JXN CFO’s September 10, 2026 transaction?

The footnote explains the withholding relates to vesting of the second tranche of September 10, 2024 restricted share units (RSUs), which convert 1:1 into common stock when they vest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cummings Don W

(Last) (First) (Middle)

1 CORPORATE WAY

(Street)

LANSING MICHIGAN 48951

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Jackson Financial Inc. [ JXN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		F		736.12(1)	D	$138.36	71,979.33	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the second tranche of the September 10, 2024, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and any related fractional share was applied to cover the tax obligation for the reporting person.

Remarks:

Power of Attorney on file.

	/s/ Kristan L. Richardson, as Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)