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KalVista (KALV) Form 4: 30,000 options vesting from Nov 1, 2025

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KalVista Pharmaceuticals, Inc. (KALV) director William Fairey reported the vesting of a stock option award. On 10/01/2025 a grant coded as a vesting event (Code V) covered 30,000 stock options with an exercise price of $12.05. Following the reported transaction, the filing shows 30,000 shares beneficially owned directly. The option vests over a 12‑month period, beginning with 1/12th vesting on November 1, 2025 and then monthly thereafter, subject to continued service. The filing is signed by attorney‑in‑fact Benjamin L. Palleiko on 10/02/2025.

Positive

  • Director reported ownership of 30,000 option shares, disclosed on Form 4
  • Vesting schedule disclosed: 12‑month vesting beginning Nov 1, 2025 with monthly vesting thereafter

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Fairey William

(Last) (First) (Middle)
C/O KALVISTA PHARMACEUTICALS, INC.
200 CROSSING BOULEVARD

(Street)
FRAMINGHAM MA 01702

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KalVista Pharmaceuticals, Inc. [ KALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $12.05 10/01/2025 A 30,000 (1) 09/30/2035 Common Stock 30,000 $0 30,000 D
Explanation of Responses:
1. The option vests over a 12 month period: 1/12th on November 1, 2025, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.
/s/ Benjamin L. Palleiko, Attorney-in-Fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did KalVista (KALV) director William Fairey report on Form 4?

The filing discloses a vesting event for a stock option covering 30,000 shares at an exercise price of $12.05, reported for the 10/01/2025 transaction date.

How many shares does William Fairey beneficially own after the transaction?

The Form 4 shows 30,000 shares beneficially owned directly following the reported transaction.

When does the option vest for William Fairey’s award?

The option vests over a 12‑month period: 1/12th vests on November 1, 2025, then 1/12th monthly thereafter, subject to continued service.

What is the exercise price and effective dates reported?

The reported exercise price is $12.05 and the transaction date is 10/01/2025; the Form 4 is signed on 10/02/2025.

Who signed the Form 4 filing for William Fairey?

The Form 4 is signed by attorney‑in‑fact Benjamin L. Palleiko on 10/02/2025.
Kalvista Pharm

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Biotechnology
Pharmaceutical Preparations
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United States
FRAMINGHAM