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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (date of earliest event reported): October 29, 2026
Kairos
Pharma, Ltd.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-42275 |
|
46-2993314 |
| (State or other jurisdiction |
|
(Commission |
|
(IRS Employer |
| of incorporation) |
|
File Number) |
|
Identification No.) |
2355
Westwood Blvd, #139
Los
Angeles, CA 90064
(Address
of Principal Executive Offices) (Zip Code)
(310)
948-2356
(Registrant’s
Telephone Number, Including Area Code)
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common Stock, par value
$0.001 per share |
|
KAPA |
|
NYSE American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 1.01 Entry into a Material Definitive
Agreement.
Amendments to Purchase Agreement
As
previously disclosed in the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on
November 14, 2024, Kairos Pharma, Ltd. (the “Company”) entered into a purchase agreement with Helena Global Investment
Opportunities I Ltd. (“Helena”), dated November 12, 2024 (the “Purchase Agreement”), pursuant to which the
Company established an equity line of credit with Helena (the “ELOC”). On February 4, 2026, the Company and Helena
executed an amendment to the Purchase Agreement (the “First Amendment”) pursuant to which the purchase price was
adjusted to 97% of the average daily VWAP during the Pricing Period (as defined in the Purchase Agreement). On October 26, 2026, the
Company and Helena executed a second amendment to the Purchase Agreement (the “Second Amendment”) pursuant to which the
applicable Pricing Period was shortened from three Trading Days to one Trading Day (as such term is defined in the Purchase
Agreement). And on October 29, 2026, the Company entered into a third amendment to the Purchase Agreement (the “Third
Amendment”) for purposes of extending the option to use the ELOC an additional year until December 31, 2028. The Third
Amendment in combination with the First Amendment and Second Amendment constitute a material change to the Purchase
Agreement. Accordingly, the Company is disclosing the First Amendment, Second Amendment and Third Amendment herein.
The
foregoing is a summary only, does not purport to be complete, and is qualified in its entirety by reference to the Purchase
Agreement, the First Amendment, the Second Amendment and the Third Amendment, copies of which are filed herewith as Exhibits
10.1,10.2 and 10.3, respectively, and incorporated by reference herein.
Item
8.01. Other Events.
On
November 3, 2026, the Company issued a press release announcing that the Company’s President and Chief Scientific Officer, Neil
Bhowmick, will be presenting on the Company’s interim efficacy data from the Company’s ongoing clinical trials evaluating
ENV-105 (carotuximab) at the United Scientific Group’s 11th International Conference on Cancer Research & Drug Development
in Houston, Texas on November 3, 2026. At the conference, Dr. Bhowmick will present a slide presentation, which is furnished as Exhibit
99.1 hereto. A copy of the press release is furnished herewith as Exhibit 99.2.
The
information in this Item 8.01 to the Current Report on Form 8-K, including Exhibit 99.1 and Exhibit 99.2 furnished herewith,
is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject to the liabilities of such Section. The information in this Current
Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended,
or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item
9.01. Financial Statement and Exhibits.
(d)
Exhibits.
| Exhibit
No. |
|
Description |
| 10.1 |
|
Purchase
Agreement, dated November 12, 2024, by and between Kairos Pharma, Ltd. and Helena Global Investment Opportunities I Ltd. (incorporated
by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q, filed on November 14, 2024) |
| 10.2 |
|
First Amendment to Purchase Agreement, dated February
4, 2026, between Kairos Pharma, Ltd. And Helena Global Investment Opportunities I Ltd. |
| 10.3 |
|
Second Amendment to Purchase Agreement, dated October
26, 2026, between Kairos Pharma, Ltd. and Helena Global Investment Opportunities I Ltd. |
| 10.4 |
|
Third Amendment to Purchase Agreement, dated October
29, 2026, between Kairos Pharma, Ltd. and Helena Global Investment Opportunities I Ltd. |
| 99.1 |
|
Conference Presentation dated November 3, 2026 |
| 99.2 |
|
Press Release dated November 3, 2026 |
| 104 |
|
Cover Page Interactive Data File (embedded within the
Inline XBRL document). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
KAIROS PHARMA, LTD. |
| Dated: November 3, 2026 |
|
|
| |
By: |
/s/ John
S. Yu |
| |
Name: |
John S. Yu |
| |
Title: |
Chief Executive Officer |
Exhibit 99.2

Kairos
Pharma Presents at United Scientific Group’s 11th International Conference on Cancer Research & Drug Development
Houston
conference serves as a platform devoted to advancing the field of basic, preclinical, and translational cancer research
LOS
ANGELES — November 3, 2026 — Kairos Pharma, Ltd. (NYSE American: KAPA), a clinical-stage biopharmaceutical company addressing
drug resistance in cancer, announces that Neil Bhowmick, President and Chief Scientific Officer, presents today on Kairos Pharma’s
lead candidate ENV-105 and its interim efficacy results at the United Scientific Group’s 11th International Conference
on Cancer Research & Drug Development (Cancer R&D 2026) in Houston, TX.
Kairos
Pharma’s current programs with ENV-105, a first-in-class CD105/BMP signaling inhibitor, include a Phase 1 trial in EGFR-driven
non-small cell lung cancer and a Phase 2 trial for castration-resistant prostate cancer and an ongoing Phase 2 clinical trial evaluating
ENV-105 (carotuximab) in combination with apalutamide in patients with metastatic castration-resistant prostate cancer (mCRPC).
The positive interim analysis demonstrated a statistically significant difference in progression-free survival (PFS) between all patients
in the trial treated with ENV-105 plus apalutamide and those treated with apalutamide alone. Median PFS was 17.7 months with the combination
compared with 2 months with apalutamide alone (P=0.0008). The trial will now focus on first line therapy after enzalutamide, incorporating
first line resistance in a larger group.
Previous
published work has demonstrated the efficacy of ENV-105 in radiation sensitization in prostate cancer preclinical models. CD105 is upregulated
in response to standard androgen receptor inhibition and in response to ionizing radiation, driving pro-survival BMP-SMAD signaling pathways
underlying therapy resistance.
“We
are excited to present the clinical progress of ENV-105 at this international platform of oncologists, researchers, and industry leaders,”
shared Neil Bhowmick. “These findings support our hypothesis that CD105-targeting interrupts an important mechanism of treatment
resistance to restore sensitivity to established cancer therapies.”
About
Cancer R&D 2026
The
2026 International Conference on Cancer Research and Development (Cancer R&D 2026) is a prestigious three-day congress devoted to
advancing the field of basic, preclinical, and translational cancer research. Hosted by United Scientific Group, a distinguished non-profit
organization committed to the progression of cancer research, Cancer R&D serves as a platform to foster innovation, cultivate knowledge,
and encourage meaningful connections and collaborations within the global cancer research community.
About
Kairos Pharma Ltd.
Based
in Los Angeles, California, Kairos Pharma Ltd. (NYSE American: KAPA) is at the forefront of oncology therapeutics, utilizing structural
biology to overcome drug resistance and immune suppression in cancer. Kairos Pharma’s lead candidate, ENV-105 (carotuximab), is
an antibody targeting CD105 — a protein identified as a key driver of resistance and disease relapse in response to standard cancer
therapy. ENV-105 aims to reverse drug resistance by targeting CD105 and restore the effectiveness of standard therapies across multiple
cancer types. For more information, visit kairospharma.com.
Cautionary
Statement Concerning Forward-Looking Statements
This
press release contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995. Forward-looking
statements are identified by terminology such as “may,” “should,” “expects,” “anticipates,”
“contemplates,” “estimates,” “believes,” “plans,” “projected,” “predicts,”
“potential,” or “hopes,” or the negative of these or similar terms. Actual results could vary materially from
expectations and projections of Kairos Pharma if underlying assumptions prove inaccurate or if known or unknown risks or uncertainties
materialize. Forward-looking statements include but are not limited to: success and/or completion of Phase 2 clinical trials (for prostate
cancer) and Phase 1 clinical trials (for lung cancer); challenges inherent in product research and development; uncertainty regarding
future regulatory approval and commercial success; and other factors described in Kairos Pharma’s SEC filings, including its Annual
Report on Form 10-K and Quarterly Reports on Form 10-Q. Kairos Pharma is not obligated to update any forward-looking statement except
as required by applicable law. Forward-looking statements speak only as of the date they are made and no assurance can be given regarding
forward-looking statements. Actual results may differ materially from those indicated. Readers are cautioned not to place undue reliance
on forward-looking statements. Kairos Pharma undertakes no obligation to publicly update or revise any forward-looking statements, whether
as a result of new information, future events or otherwise, except as required by applicable law.
Investor
Contact:
CORE
IR | investors@kairospharma.com