Nauticus Robotics grants 72,361 RSUs to director

FLORES WILLIAM reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/28/2026 - 05:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FLORES WILLIAM reported acquisition or exercise transactions in this Form 4 filing.

Nauticus Robotics, Inc. reported that director William Flores received a grant of 72,361 Restricted Stock Units on July 23, 2026 under the company’s 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to one share of common stock and vests on the earlier of May 27, 2027 or immediately before the 2027 annual meeting, subject to continued service. Following the grant, Flores directly holds 72,361 RSUs.

Insider Trade Summary

Grant/Award: 72,361 shares

Grant/Award 1 txn

Insider FLORES WILLIAM

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	72,361	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 72,361 contracts (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
2. F2. The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Key Figures

RSU grant size: 72,361 units Grant price: $0.0000 per unit Holdings after grant: 72,361 units +1 more

4 metrics

RSU grant size 72,361 units Restricted Stock Units granted to director William Flores on July 23, 2026

Grant price $0.0000 per unit Equity compensation RSUs issued under the 2022 Omnibus Incentive Plan

Holdings after grant 72,361 units Total Restricted Stock Units held directly by William Flores after the transaction

Vesting date May 27, 2027 RSUs vest on this date or immediately before the 2027 annual meeting, whichever is earlier

Key Terms

Restricted Stock Unit, 2022 Omnibus Incentive Plan, contingent right

3 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit is issued pursuant to the Company’s 2022 Omnibus Incentive Plan"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

2022 Omnibus Incentive Plan financial

"Each RSU is issued pursuant to the Company’s 2022 Omnibus Incentive Plan and represents a right"

contingent right financial

"represents a contingent right to receive one share of common stock, and vesting generally"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nauticus Robotics (KITT) report for William Flores?

Nauticus Robotics reported a grant of 72,361 Restricted Stock Units to director William Flores on July 23, 2026. The award is equity compensation, not an open-market purchase, and is issued under the company’s 2022 Omnibus Incentive Plan.

How many shares could William Flores receive from his Nauticus Robotics (KITT) RSU grant?

The grant covers 72,361 Restricted Stock Units, each representing a contingent right to receive one share of Nauticus Robotics common stock. Actual share delivery depends on the RSUs vesting under the specified service-based conditions.

What is the vesting schedule for William Flores’s RSUs at Nauticus Robotics (KITT)?

The RSUs vest on the earlier of May 27, 2027 or the date immediately preceding Nauticus Robotics’ 2027 annual meeting. Vesting generally requires Flores to remain a director or employee of the company, its affiliates, or subsidiaries until that date.

Did William Flores pay a purchase price for his Nauticus Robotics (KITT) RSU grant?

No cash purchase price is shown; the RSUs were granted at $0.0000 per unit as equity compensation. Such awards are typically part of director compensation rather than open-market stock purchases.

What are William Flores’s reported Nauticus Robotics (KITT) holdings after this RSU grant?

After the transaction, Flores is reported as directly holding 72,361 Restricted Stock Units. Each unit represents a potential share of common stock, subject to the vesting conditions described for the 2022 Omnibus Incentive Plan award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FLORES WILLIAM

(Last) (First) (Middle)

17146 FEATHERCRAFT LANE

SUITE 450

(Street)

WEBSTER TEXAS 77598

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	07/23/2026		A		72,361		(2)	(2)	Common Stock	72,361	$0	72,361	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

2. The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

	/s/ Michael A. Ferrier	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)