STOCK TITAN

Director Spiro Elliot converts RSUs into shares at Nauticus Robotics (KITT)

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nauticus Robotics, Inc. director Spiro Elliot reported the vesting and conversion of 2,162 Restricted Stock Units into an equal number of common shares on May 27, 2026, with amounts adjusted for a 1-for-8 reverse stock split. After this equity award, he directly holds 2,530 common shares.

Positive

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Negative

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Insider Spiro Elliot
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F1, F3 2,162 $0.00 $0.00
Exercise Common Stock F1 2,162 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 2,530 shares (Direct)
Footnotes (3)
  1. F1. Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.
  2. F2. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
  3. F3. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.
RSUs converted 2,162 units Restricted Stock Units converted to common stock on May 27, 2026
Common shares received 2,162 shares Shares of Nauticus Robotics common stock issued upon RSU conversion
Shares owned after transaction 2,530 shares Director’s direct common stock holdings following the May 27, 2026 transaction
Reverse stock split ratio 1-for-8 Reverse stock split effective April 21, 2026, used to adjust reported amounts
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Omnibus Incentive Plan financial
"RSU is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right"
reverse stock split financial
"Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026."
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
contingent right financial
"represents a contingent right to receive one share of common stock, and vesting generally is subject"

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FAQ

What insider transaction did Nauticus Robotics (KITT) director Spiro Elliot report?

Spiro Elliot reported the vesting and conversion of 2,162 Restricted Stock Units into an equal number of Nauticus Robotics common shares on May 27, 2026. The derivative RSU position was disposed and replaced by directly held common stock, with no open-market purchase or sale reported.

How many Nauticus Robotics (KITT) shares does Spiro Elliot own after this Form 4 transaction?

Following the reported RSU conversion, Spiro Elliot directly owns 2,530 shares of Nauticus Robotics common stock. This post-transaction holding reflects the addition of 2,162 shares from vested RSUs, as adjusted for the company’s 1-for-8 reverse stock split effective April 21, 2026.

What type of equity award did Nauticus Robotics (KITT) grant to Spiro Elliot?

Spiro Elliot holds Restricted Stock Units (RSUs) issued under Nauticus Robotics’ 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, generally subject to continued service as an employee or director of the company or its affiliates.

How is Nauticus Robotics (KITT) 1-for-8 reverse stock split reflected in this insider filing?

The reported share amounts are adjusted for Nauticus Robotics’ 1-for-8 reverse stock split that became effective on April 21, 2026. A footnote explains that the RSU and common share figures in the Form 4 have been restated to reflect this reverse split ratio.

What are the vesting conditions for Spiro Elliot’s Nauticus Robotics (KITT) RSUs?

The RSUs vest on the earlier of May 27, 2026, or the date immediately preceding Nauticus Robotics’ 2026 annual meeting of stockholders. Vesting generally also requires that Spiro Elliot remain an employee or director of the company, its affiliates, or its subsidiaries until that date.

Were Spiro Elliot’s Nauticus Robotics (KITT) transactions under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnotes do not reference any Rule 10b5-1 arrangement. The filing therefore presents these transactions simply as equity award vesting and conversion activity, not as plan-based open-market trades.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spiro Elliot

(Last)(First)(Middle)
17146 FEATHERCRAFT LANE
SUITE 450

(Street)
WEBSTER TEXAS 77598

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/27/202605/27/2026M2,162(1)A$02,530D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)05/27/202605/27/2026M2,162(1) (3) (3)Common Stock2,162$00D
Explanation of Responses:
1. Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.
2. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
3. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.
/s/ Michael A. Ferrier07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)