STOCK TITAN

Nauticus Robotics (KITT) awards 48,241 RSUs to director Spiro Elliot

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spiro Elliot reported acquisition or exercise transactions in this Form 4 filing.

Nauticus Robotics director Spiro Elliot received a grant of 48,241 Restricted Stock Units, each representing one share of common stock, under the company’s 2022 Omnibus Incentive Plan.

The RSUs vest if he continues in service, on the earlier of May 27, 2027 or the date immediately before the 2027 annual meeting of stockholders.

Positive

  • None.

Negative

  • None.
Insider Spiro Elliot
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 48,241 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 48,241 shares (Direct)
Footnotes (2)
  1. F1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
  2. F2. The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.
RSUs Granted 48,241 units Restricted Stock Units granted to director Spiro Elliot on 2026-07-23
Grant Price per RSU $0.0000 per unit Stated transaction price for the RSU award
Underlying Common Shares 48,241 shares Each RSU represents one share of Nauticus Robotics common stock
Holdings After Transaction 48,241 units Total Restricted Stock Units directly held by Spiro Elliot after the grant
Latest Vesting Date May 27, 2027 RSUs vest on the earlier of this date or the date before the 2027 annual meeting
Restricted Stock Unit financial
"Each Restricted Stock Unit is issued under the 2022 Omnibus Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Omnibus Incentive Plan financial
"Each Restricted Stock Unit is issued pursuant to the Company’s 2022 Omnibus Incentive Plan"
contingent right to receive financial
"Each RSU represents a contingent right to receive one share of common stock"
annual meeting of stockholders financial
"The RSUs vest on the date immediately preceding the Company’s 2027 annual meeting of stockholders"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Nauticus Robotics (KITT) report for Spiro Elliot?

Nauticus Robotics reported that director Spiro Elliot received a grant of 48,241 Restricted Stock Units. Each RSU represents a contingent right to receive one share of common stock under the company’s 2022 Omnibus Incentive Plan.

How many RSUs did Spiro Elliot receive according to Nauticus Robotics (KITT)?

Director Spiro Elliot received 48,241 Restricted Stock Units. These RSUs were awarded at a stated price of $0.0000 per unit and each unit corresponds to one share of Nauticus Robotics common stock upon vesting.

What is the vesting schedule for Spiro Elliot’s RSUs at Nauticus Robotics (KITT)?

The 48,241 RSUs granted to Spiro Elliot vest on the earlier of May 27, 2027, or the date immediately preceding Nauticus Robotics’ 2027 annual meeting of stockholders, subject to his continued service with the company or its affiliates.

Under which equity plan were Spiro Elliot’s RSUs granted at Nauticus Robotics (KITT)?

The RSU grant to Spiro Elliot was made under Nauticus Robotics’ 2022 Omnibus Incentive Plan. Each unit issued pursuant to this plan represents a contingent right to receive one share of the company’s common stock upon satisfaction of vesting conditions.

What will Spiro Elliot hold after the RSU grant reported by Nauticus Robotics (KITT)?

Following the reported transaction, Spiro Elliot directly holds 48,241 Restricted Stock Units. Upon vesting, and subject to continued service conditions, these RSUs can settle into an equivalent number of Nauticus Robotics common shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spiro Elliot

(Last)(First)(Middle)
17146 FEATHERCRAFT LANE
SUITE 450

(Street)
WEBSTER TEXAS 77598

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)07/23/2026A48,241 (2) (2)Common Stock48,241$048,241D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
2. The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.
/s/ Michael A. Ferrier07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)