Nauticus Robotics director settles RSU equity award
Nauticus Robotics, Inc. director William Flores exercised 2,522 Restricted Stock Units, converting them into 2,522 shares of common stock on May 27, 2026 under the company’s 2022 Omnibus Incentive Plan.
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Nauticus Robotics, Inc. director William Flores exercised 2,522 Restricted Stock Units, converting them into 2,522 shares of common stock on May 27, 2026 under the company’s 2022 Omnibus Incentive Plan. Following this equity settlement, he directly holds 4,335 common shares, adjusted for a 1-for-36 reverse stock split effective April 21, 2026.
Insider Trade Summary
2,522 shares exercised/converted
Exercise
2 txns
Insider
FLORES WILLIAM
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F2, F1, F3 | 2,522 | $0.00 | $0.00 |
| Grant/Award | Common Stock F1 | 2,522 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Unit — 0 contracts (Direct);
Common Stock — 4,335 shares (Direct)
Footnotes (3)
- F1. Adjusted to reflect 1 for 36 reverse stock split on April 21, 2026
- F2. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
- F3. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.
Key Figures
RSUs Exercised: 2,522 units
Common Shares Acquired: 2,522 shares
Shares Held After Transaction: 4,335 shares
+1 more
4 metrics
RSUs Exercised
2,522 units
Restricted Stock Units converted into common stock on May 27, 2026
Common Shares Acquired
2,522 shares
Shares of common stock received upon RSU exercise on May 27, 2026
Shares Held After Transaction
4,335 shares
Direct common stock holdings of William Flores following the equity settlement
Reverse Stock Split Ratio
1-for-36
Reverse stock split effective April 21, 2026, applied to reported share amounts
Key Terms
Restricted Stock Unit, 1 for 36 reverse stock split, 2022 Omnibus Incentive Plan
3 terms
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
1 for 36 reverse stock split financial
"Adjusted to reflect 1 for 36 reverse stock split on April 21, 2026"
2022 Omnibus Incentive Plan financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did William Flores report for Nauticus Robotics (KITT)?
William Flores reported exercising 2,522 Restricted Stock Units, which converted into 2,522 shares of common stock on May 27, 2026. The transaction reflects an equity award settlement under the company’s 2022 Omnibus Incentive Plan rather than an open-market purchase or sale.
How many Restricted Stock Units were settled in William Flores’s Nauticus Robotics (KITT) award?
The disclosure shows 2,522 Restricted Stock Units (RSUs) were exercised or converted into an equal number of 2,522 common shares. Each RSU represented a contingent right to one share of common stock under the 2022 Omnibus Incentive Plan, subject to service-based vesting conditions.
What is the vesting schedule of William Flores’s RSUs at Nauticus Robotics (KITT)?
The RSUs are described as vesting on the earlier of May 27, 2026, or the date immediately preceding Nauticus Robotics’ 2026 annual meeting of stockholders. Vesting generally requires that Flores remain an employee or director of the company, its affiliates, or subsidiaries through that vesting date.
How did Nauticus Robotics (KITT) account for its reverse stock split in this insider transaction?
All reported share amounts are adjusted for a 1-for-36 reverse stock split effective April 21, 2026. A footnote explains that the RSU and share figures were restated to reflect this reverse split, so the 2,522 RSUs and resulting shares are post-split numbers.
Were William Flores’s Nauticus Robotics (KITT) transactions under a Rule 10b5-1 plan?
The disclosure’s Rule 10b5-1 checkbox is not marked as affirmative, and the accompanying footnotes describe equity award terms and vesting conditions only. There is no indication in this report that the transactions occurred under a pre-arranged Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
