Nauticus Robotics grants 48,241 RSUs to director

Bellingham Jim reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/28/2026 - 06:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Bellingham Jim reported acquisition or exercise transactions in this Form 4 filing.

Nauticus Robotics, Inc. director Jim Bellingham received a grant of 48,241 restricted stock units (RSUs) under the company’s 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to one share of common stock and will vest if he remains in service until the earlier of May 27, 2026 or the date immediately before the 2027 annual meeting of stockholders. Following this award, he directly holds 48,241 RSUs.

Insider Trade Summary

Grant/Award: 48,241 shares

Grant/Award 1 txn

Insider Bellingham Jim

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	48,241	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 48,241 contracts (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
2. F2. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Key Figures

RSUs granted: 48,241 units Underlying common shares: 48,241 shares Vesting date trigger: May 27, 2026 +1 more

4 metrics

RSUs granted 48,241 units Restricted Stock Units granted to director Jim Bellingham on 2026-07-23

Underlying common shares 48,241 shares Each RSU represents a contingent right to receive one common share

Vesting date trigger May 27, 2026 RSUs vest on the earlier of this date or immediately before the 2027 annual meeting

Grant price $0.0000 per share Reported transaction price per share for the RSU award

Key Terms

Restricted Stock Unit, 2022 Omnibus Incentive Plan, contingent right to receive one share of common stock, annual meeting of stockholders

4 terms

Restricted Stock Unit financial

"Security reported is a Restricted Stock Unit representing future common shares"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

2022 Omnibus Incentive Plan financial

"Each RSU is issued under the Company’s 2022 Omnibus Incentive Plan"

contingent right to receive one share of common stock financial

"Each RSU represents a contingent right to receive one share of common stock"

annual meeting of stockholders financial

"RSUs vest by May 27, 2026 or before the 2027 annual meeting of stockholders"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nauticus Robotics (KITT) report for Jim Bellingham?

Nauticus Robotics reported that director Jim Bellingham received 48,241 restricted stock units (RSUs). These RSUs are a form of equity compensation that can convert into common stock if specific vesting conditions tied to continued service on the board are met.

How many RSUs did Jim Bellingham receive from Nauticus Robotics (KITT)?

Jim Bellingham received 48,241 RSUs from Nauticus Robotics. Each RSU is linked to one share of common stock, meaning the award represents a potential 48,241 common shares if all vesting requirements are satisfied over time.

When do Jim Bellingham’s Nauticus Robotics (KITT) RSUs vest?

The RSUs vest on the earlier of May 27, 2026 or the date immediately preceding Nauticus Robotics’ 2027 annual meeting of stockholders. Vesting also depends on Bellingham continuing as an employee or director of the company, its affiliates, or subsidiaries.

What does each RSU in Nauticus Robotics (KITT) represent for Jim Bellingham?

Each RSU granted to Jim Bellingham represents a contingent right to receive one share of common stock. He will only receive the underlying shares if the vesting schedule and service-based conditions outlined in the company’s 2022 Omnibus Incentive Plan are fulfilled.

Under which plan were the Nauticus Robotics (KITT) RSUs granted to Jim Bellingham?

The RSUs were issued under Nauticus Robotics’ 2022 Omnibus Incentive Plan. This equity plan governs awards such as restricted stock units and sets the terms for vesting, service conditions, and the conversion of RSUs into common shares for eligible participants.

How many Nauticus Robotics (KITT) RSUs does Jim Bellingham hold after this transaction?

After this reported transaction, Jim Bellingham directly holds 48,241 RSUs. These units correspond to a potential 48,241 shares of Nauticus Robotics common stock, contingent on meeting the specified vesting conditions and continued service requirements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bellingham Jim

(Last) (First) (Middle)

C/O NAUTICUS ROBOTICS, INC.

17146 FEATHER CRAFT LN #450

(Street)

WEBSTER TEXAS 77598

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	07/23/2026		A		48,241		(2)	(2)	Common Stock	48,241	$0	48,241	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

2. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

	/s/ Michael A. Ferrier	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)