STOCK TITAN

Nauticus Robotics (KITT) awards 48,241 RSUs to board director Adam Sharkawy

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sharkawy Adam reported acquisition or exercise transactions in this Form 4 filing.

Nauticus Robotics, Inc. director Adam Sharkawy received a grant of 48,241 Restricted Stock Units (RSUs) under the company’s 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to one share of common stock and generally requires continued service. The RSUs vest on the earlier of May 27, 2026 or the date immediately preceding Nauticus Robotics’ 2027 annual meeting of stockholders, leaving Sharkawy with 48,241 RSUs directly held after this award.

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Insider Sharkawy Adam
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 48,241 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 48,241 shares (Direct)
Footnotes (2)
  1. F1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
  2. F2. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.
RSUs granted 48,241 units Restricted Stock Units awarded to director Adam Sharkawy on 2026-07-23
Grant price per RSU $0.00 per unit Equity compensation grant of RSUs with no cash exercise price
RSUs held after transaction 48,241 units Total Restricted Stock Units directly owned by Sharkawy following the grant
Vesting date trigger May 27, 2026 RSUs vest on the earlier of this date or the date before the 2027 annual meeting
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Omnibus Incentive Plan financial
"RSU is issued pursuant to the Company's 2022 Omnibus Incentive Plan and"
contingent right financial
"represents a contingent right to receive one share of common stock, and"
vesting financial
"and vesting generally is subject to the reporting person remaining an employee"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Nauticus Robotics (KITT) director Adam Sharkawy receive in this Form 4 filing?

Director Adam Sharkawy received a grant of 48,241 Restricted Stock Units (RSUs). Each RSU is a contingent right to receive one share of Nauticus Robotics common stock, issued as equity compensation under the company’s 2022 Omnibus Incentive Plan.

What is the vesting schedule for Adam Sharkawy’s 48,241 RSUs at Nauticus Robotics (KITT)?

The 48,241 RSUs vest on the earlier of May 27, 2026, or the date immediately preceding Nauticus Robotics’ 2027 annual meeting of stockholders. Vesting generally depends on Sharkawy remaining an employee or director of Nauticus Robotics, its affiliates, or subsidiaries.

Does the Nauticus Robotics (KITT) Form 4 show a stock purchase or sale by Adam Sharkawy?

No stock purchase or sale is reported. The Form 4 shows an acquisition via grant of 48,241 RSUs at a price of $0.00 per unit, reflecting equity compensation rather than an open-market transaction by director Adam Sharkawy.

How many Nauticus Robotics (KITT) RSUs does Adam Sharkawy hold after this reported grant?

After this grant, Adam Sharkawy holds 48,241 RSUs directly. These RSUs each represent a right to receive one share of Nauticus Robotics common stock, subject to the specified vesting conditions tied to continued service and the future vesting date.

Are Adam Sharkawy’s Nauticus Robotics (KITT) RSUs subject to continued service conditions?

Yes. Vesting of the 48,241 RSUs generally requires that Sharkawy remain an employee or director of Nauticus Robotics, its affiliates, or subsidiaries. If service ends before vesting, some or all RSUs may not convert into common shares, per plan terms.

Was Adam Sharkawy’s Nauticus Robotics (KITT) RSU grant made under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not checked (aff_10b5_one is false). The reported transaction is a compensatory RSU grant, not a scheduled trading-plan purchase or sale, and therefore is not characterized as occurring under a Rule 10b5-1 plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sharkawy Adam

(Last)(First)(Middle)
C/O NAUTICUS ROBOTICS, INC.
17146 FEATHER CRAFT LN #450

(Street)
WEBSTER TEXAS 77598

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)07/23/2026A48,241 (2) (2)Common Stock48,241$048,241D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
2. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.
/s/ Michael A. Ferrier07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)