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Katy Chen of Kimberly-Clark (KMB) gains stock via RSU vesting and grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kimberly-Clark President, Int'l Personal Care Katy Chen increased her equity stake through compensation-related awards. On April 26, 2026, she acquired 823 shares of common stock from vested performance-based restricted share units, including units accrued from reinvested dividends. She also received a new grant of 3,087 restricted share units, payable on a 1-for-1 basis in common stock and accruing additional units as dividends are paid. The restricted share units vest 30% on each of the first and second anniversaries of the grant date and 40% on the third anniversary, and no open-market sales were reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Chen Katy
Role President, Int'l Personal Care
Type Security Shares Price Value
Exercise Restricted Share Units 4/26/2023 (w/dividends reinvested) 823 $0.00 --
Grant/Award Common Stock 3,087 $0.00 --
Exercise Common Stock 823 $0.00 --
Holdings After Transaction: Restricted Share Units 4/26/2023 (w/dividends reinvested) — 0 shares (Direct, null); Common Stock — 7,084 shares (Direct, null)
Footnotes (1)
  1. Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock. Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock. Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock. The restricted share units vest 30 percent on each of the first and second anniversaries of the grant date and the remaining 40 percent on the third anniversary of the grant date.
Shares from vested RSUs 823 shares Performance-based restricted share units settled in common stock on April 26, 2026
New RSU grant 3,087 units Restricted share units payable 1-for-1 in common stock
Derivative exercises 1 transaction, 823 shares Exercise or conversion of derivative security into common stock
Total acquire-type transactions 3 transactions All transactions in the filing were acquisitions, with no reported sales
performance-based restricted share units financial
"Represents performance-based restricted share units that have vested and are paid out in shares of common stock"
Performance-based restricted share units are promises to give company stock to employees or executives only if the business hits specified targets, such as revenue, profit or stock performance; think of them as a bonus paid in shares that only vests when certain goals are met. They matter to investors because they align management incentives with shareholder outcomes, can dilute share count when paid out, and reveal how leadership is being rewarded and what milestones the company expects to reach.
restricted share units financial
"Represents restricted share units that have vested and are paid out in shares of common stock"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
dividends reinvested financial
"includes restricted share units which were accrued based on dividends paid on the Corporation's common stock"
1-for-1 basis financial
"Represents restricted share units, payable on a 1-for-1 basis"
vest 30 percent financial
"The restricted share units vest 30 percent on each of the first and second anniversaries"
third anniversary of the grant date financial
"and the remaining 40 percent on the third anniversary of the grant date"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chen Katy
(Last)(First)(Middle)
P.O. BOX 619100
(Street)
DALLAS TEXAS 75261-9100
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
KIMBERLY CLARK CORP [ KMB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Int'l Personal Care
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/26/2026A3,087(1)A(1)$0.00007,084D
Common Stock04/26/2026M823(2)A$0.0000(3)7,907D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units 4/26/2023 (w/dividends reinvested)$0.0000(3)04/26/2026M823(2) (4) (4)Common Stock823$0.0000(3)0.0000D
Explanation of Responses:
1. Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.
2. Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.
3. Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.
4. The restricted share units vest 30 percent on each of the first and second anniversaries of the grant date and the remaining 40 percent on the third anniversary of the grant date.
Jeffrey S. McFall as attorney-in-fact for Katy Chen04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Katy Chen report in her latest KMB insider transaction?

Katy Chen reported equity awards that increased her holdings. She acquired 823 Kimberly-Clark common shares from vested performance-based restricted share units and received a new grant of 3,087 restricted share units, all as part of compensation rather than open-market buying or selling.

How many Kimberly-Clark (KMB) shares did Katy Chen acquire from vested RSUs?

She acquired 823 Kimberly-Clark common shares from vested performance-based restricted share units. These units included additional amounts accrued from dividends reinvested on the company’s common stock, and were settled in shares rather than cash, reflecting standard equity-based compensation.

What new restricted share unit grant did Katy Chen receive from Kimberly-Clark (KMB)?

Katy Chen received a grant of 3,087 restricted share units payable on a 1-for-1 basis in common stock. Additional units will be accrued as dividends are paid on Kimberly-Clark’s common shares, making the award grow in line with dividend distributions over time.

What is the vesting schedule for Katy Chen’s new restricted share units at KMB?

The restricted share units vest 30% on each of the first and second anniversaries of the grant date and 40% on the third anniversary. This three-year vesting structure is designed to align ongoing compensation with longer-term company performance and retention.

Did Katy Chen sell any Kimberly-Clark (KMB) shares in this Form 4 filing?

No sales were reported. The Form 4 only shows acquisitions: 823 common shares delivered upon vesting of performance-based restricted share units and a new grant of 3,087 restricted share units, all related to compensation rather than market transactions.

How are dividends treated in Katy Chen’s Kimberly-Clark restricted share units?

For these awards, additional restricted share units are accrued based on dividends paid on Kimberly-Clark’s common stock. Over time, each dividend event adds incremental units, which are ultimately settled in shares when the underlying restricted share units vest.