Welcome to our dedicated page for Kopin SEC filings (Ticker: KOPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Kopin Corporation filings document the regulatory record for a public developer of microdisplays and application-specific optical systems. The company’s 8-K reports cover operating results, material agreements, strategic development arrangements, executive compensation awards, and other corporate events tied to its defense, enterprise, industrial, consumer and medical display markets.
Proxy filings describe stockholder meeting matters, board governance, executive compensation, and equity-incentive plan disclosures. Registration statements address securities offerings and capital-structure matters, while periodic-report notices and earnings-related filings provide formal records of reporting status, financial results, revenue categories, research and development activity, funded programs, and risk disclosures associated with Kopin’s display technologies and optical assemblies.
Kopin Corporation has filed an amended Form S-1 to register up to 19,545,950 shares of common stock for resale by selling stockholders from a recent private placement.
The company is not issuing new shares in this offering and will not receive proceeds from these resales, though it previously raised an estimated $38.1 million of net proceeds in the PIPE at $2.10 per share. Before this resale, 184,755,629 shares of common stock are outstanding, based on 182,422,296 shares as of September 30, 2025 plus 2,333,333 shares issuable upon conversion of Series A preferred stock.
Recent developments include a $15.4 million U.S. defense award for MicroLED development, an approximate $9 million follow-on thermal imaging contract, and a $15 million strategic investment by Theon, including $7 million of Series A preferred stock convertible at $3.00 per share with a 4% annual dividend. Kopin also faces a $19.7 million litigation judgment under appeal, has posted a $23.0 million secured bond, carries a large accumulated deficit and recurring operating losses, and has identified material weaknesses in internal controls. The prospectus highlights significant risks from potential stock overhang, defense spending dependence, supply chain and geopolitical exposure, and high share-price volatility.
Kopin Corporation filed a Form S-8 to register 5,000,000 shares of common stock issuable under the Kopin Corporation 2020 Equity Incentive Plan.
Stockholders approved an amendment at the 2025 Annual Meeting on June 26, 2025 to authorize these additional shares. The filing uses General Instruction E to incorporate prior effective S-8 filings for the plan by reference and includes customary exhibits such as the legal opinion and auditor consents.
Kopin Corporation reported Q3 2025 results. Total revenue was $11.96 million versus $13.32 million a year ago, as lower research and development revenue offset steady defense-driven product sales. Operating income reached $4.53 million compared with a loss last year, primarily reflecting a $5.1 million litigation accrual reduction. Net income was $4.08 million (diluted EPS $0.02).
Year-to-date, revenue was $30.96 million versus $35.69 million and net loss narrowed to $4.20 million. Cash and cash equivalents were $26.51 million. The company ended the quarter with an accrued litigation liability of $19.7 million.
After quarter-end, Kopin posted a $23.0 million supersedeas bond related to the BlueRadios judgment, secured by a $24.2 million deposit classified as restricted cash. Remaining performance obligations totaled $39.1 million expected over the next 12 months. Shares outstanding were 182,513,346 as of November 12, 2025.
Kopin Corporation filed a current report to disclose that it issued a press release announcing its financial results for the third quarter ended September 27, 2025. The press release, dated November 12, 2025, is attached as an exhibit and provides the detailed results and commentary on the company’s operations during the quarter. The company notes that this earnings information is being furnished, rather than filed, which affects how it is treated under securities law.
Kopin Corporation filed a Form S-1 registering the resale by selling stockholders of up to 19,545,950 shares of common stock. These shares were issued in a September 29, 2025 private placement at $2.10 per share, and the company states it is not selling any securities and will not receive proceeds from stockholder sales.
Shares of common stock outstanding prior to this offering were 184,755,629. Kopin’s stock trades on Nasdaq as KOPN; the last reported sale price was $3.12 on November 5, 2025.
Recent activity includes approximate $38.1 million in net proceeds from the private placement, a $15.4 million U.S. defense award to advance MicroLED displays, and a strategic investment by Theon consisting of $8.0 million for 49% of Kopin Europe and $7.0 million of Series A Convertible Preferred Stock convertible at $3.00 per share with a 4% dividend and a forced-conversion trigger at $5.50. A post-trial order awarded approximately $19.7 million against the company; Kopin appealed and posted a $23.0 million bond.
Kopin Corporation (KOPN) reported an insider equity award on Form 4. Chief Financial Officer Mr. Manz acquired 400,000 shares of common stock on 09/02/2025 at $0.00, reported as a direct holding of 400,000 shares following the transaction.
The filing states these are restricted shares, with 25% vesting each December 10 beginning in 2026, conditioned on continued employment on each vesting date. The report notes it was filed late due to an administrative delay in obtaining EDGAR codes.
Kopin Corp (KOPN) reported an initial Statement of Beneficial Ownership on Form 3 for its Chief Financial Officer. The filing indicates 0 shares of common stock beneficially owned, shown as direct ownership. No derivative securities were reported.
The Date of Event was 09/02/2025. According to the remarks, the submission was filed late due to an administrative delay in obtaining the reporting person’s EDGAR codes, and not due to any error by the reporting person.
Kopin Corporation completed a $15 million strategic investment with Theon International. Theon acquired a 49% interest in Kopin Europe Ltd. for $8.0 million and entered licensing, development, and funding agreements for joint military product development. Theon also purchased $7.0 million of Series A Convertible Preferred Stock.
Each preferred share is convertible into common stock at an initial fixed conversion price of $3.00 per share, and Kopin may force conversion if the common stock trades at $5.50 or higher for 10 trading days within a 30-day period. The preferred carries a base dividend rate of 4%, payable in cash and stock. Kopin filed the Certificate of Designation to reflect the preferred terms and announced closing via press release.
Kopin Corporation (KOPN) filed a Form D for a Regulation D equity offering claiming the Rule 506(b) exemption with a first sale on 2025-09-29. The company reports a total offering amount of $41,046,495, with $41,046,495 sold and zero remaining to be sold. The offering lists 10 investors and a reported estimate of $2,827,325 in sales commissions. The issuer is a Delaware corporation with principal offices in Westborough, Massachusetts, and indicates an issuer size in the $25,000,001–$100,000,000 range. The filing names executive officers and directors involved and indicates no proceeds were designated to payments to named executives ($0 reported).
Kopin Corporation has appealed a $19.7 million judgment in the case of Blue Radios Inc. v. Kopin Corporation and has posted a bond to support the appeal. To secure the appeal, the company arranged a $23 million bond, which covers the judgment amount, related legal expenses, and interest expected to accrue over the appeal period.
Kopin deposited $23 million with its bank and granted the bank a security interest in that cash. The bank then issued a letter of credit to a surety company, which in turn issued the bond to the court. Under the loan agreements, the bank may apply the $23 million deposit to satisfy the letter of credit if it is called.