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KORE Group (NYSE: KORE) CEO converts 92,036 shares at $9.25 in cash merger

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Form Type
4

Rhea-AI Filing Summary

KORE Group Holdings, Inc. director and President & CEO Ronald Totton reported merger-related equity conversions on July 21, 2026. 92,036 common shares were disposed of and converted into the right to receive $9.25 per share in cash under an Agreement and Plan of Merger with KONA Parent. 75,000 restricted stock units were similarly disposed of and converted into cash-based “Parent Equity Cash Awards” equal to 75,000 shares times $9.25, which remain outstanding and follow the original RSU vesting and payment terms, including double-trigger vesting protection.

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Insider Totton Ronald
Role President & CEO
Type Security Shares Price Value
Disposition Restricted Stock Units F2 75,000 $9.25 $694K
Disposition Common Stock F1 92,036 $9.25 $851K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 0 shares (Direct)
Footnotes (2)
  1. F1. In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.
  2. F2. The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock . Each RSU outstanding immediately prior to the effective time of the merger (the "Effective Time") was converted into the right to receive a cash-based award (a "Parent Equity Cash Award") in an amount equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) $9.25. Each Parent Equity Cash Award remains outstanding after the Effective Time and is subject to the same terms and conditions that applied to the corresponding RSU immediately prior to the Effective Time, including the applicable vesting schedule, acceleration (including double-trigger vesting protection) and payment-timing provisions.
Common shares converted 92,036 shares Common stock converted into $9.25 per share cash on July 21, 2026
RSUs converted 75,000 RSUs RSUs converted into cash-based Parent Equity Cash Awards at $9.25 per share equivalent
Merger cash price $9.25 per share Cash consideration per share for KORE common stock and RSUs under the Merger Agreement
Merger agreement date February 26, 2026 Date of Agreement and Plan of Merger among KORE, KONA Parent, L.P. and KONA Merger Sub Co.
Agreement and Plan of Merger regulatory
"transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement")"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
restricted stock units financial
"The Reporting Person was granted restricted stock units ("RSUs"), each of which represents"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Parent Equity Cash Award financial
"converted into the right to receive a cash-based award (a "Parent Equity Cash Award")"
double-trigger vesting protection financial
"including the applicable vesting schedule, acceleration (including double-trigger vesting protection)"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did KORE (KORE) CEO Ronald Totton report in this Form 4 filing?

Ronald Totton reported merger-related dispositions of his KORE equity. 92,036 common shares were converted into the right to receive $9.25 per share in cash, and 75,000 RSUs were converted into equivalent cash-based awards that retain their original vesting and payment terms.

How many KORE (KORE) common shares were converted and at what price?

A total of 92,036 KORE common shares held by Ronald Totton were converted into the right to receive $9.25 in cash per share. This occurred in connection with the consummation of an Agreement and Plan of Merger involving KONA Parent, L.P. and KONA Merger Sub Co.

What happened to Ronald Totton’s 75,000 KORE (KORE) RSUs in the merger?

Totton’s 75,000 restricted stock units were converted into “Parent Equity Cash Awards.” Each award equals the RSU share count multiplied by $9.25 and remains outstanding, subject to the same vesting, acceleration (including double-trigger) and payment-timing provisions as the original RSUs.

Does Ronald Totton hold KORE (KORE) common stock after these transactions?

After these merger-related dispositions, reported holdings of KORE common stock were reduced to zero. Instead of shares, Totton now holds cash-based awards tied to the former RSUs, which continue under the same vesting and payment conditions specified before the merger’s Effective Time.

What merger agreement affected KORE (KORE) CEO Ronald Totton’s equity?

The transactions stem from an Agreement and Plan of Merger dated February 26, 2026, among KORE Group Holdings, KONA Parent, L.P., and KONA Merger Sub Co. Upon consummation, Totton’s common shares and RSUs were converted into cash consideration based on a $9.25 per-share value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Totton Ronald

(Last)(First)(Middle)
1155 PERIMETER CENTER WEST, 11TH FLOOR

(Street)
ATLANTA GEORGIA 30338

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KORE Group Holdings, Inc. [ KORE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/21/2026D(1)92,036D$9.25(1)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/21/2026D75,000 (2) (2)Common Stock75,000$9.250D
Explanation of Responses:
1. In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.
2. The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock . Each RSU outstanding immediately prior to the effective time of the merger (the "Effective Time") was converted into the right to receive a cash-based award (a "Parent Equity Cash Award") in an amount equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) $9.25. Each Parent Equity Cash Award remains outstanding after the Effective Time and is subject to the same terms and conditions that applied to the corresponding RSU immediately prior to the Effective Time, including the applicable vesting schedule, acceleration (including double-trigger vesting protection) and payment-timing provisions.
Remarks:
Jack W. Kennedy Jr., Attorney-in-Fact for Ronald Totton07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)