Katapult director receives 20,979-share RSU grant

Bartow Philip K III reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Bartow Philip K III reported acquisition or exercise transactions in this Form 4 filing.

Katapult Holdings, Inc. director Bartow Philip K III received an equity award of 20,979 shares of common stock as restricted stock units. The award is compensation for service as a director and was valued at $7.15 per share for reporting purposes. Following this grant, he directly holds 28,435 shares.

The RSUs vest on the earlier of April 30, 2027 or the date of Katapult’s 2027 Annual Meeting of Stockholders, provided he continues serving as a director through the vesting date.

Insider Trade Summary

Grant/Award: 20,979 shares

Grant/Award 1 txn

Insider Bartow Philip K III

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	20,979	$7.15	$150K

Holdings After Transaction: Common Stock — 28,435 shares (Direct)

Footnotes (1)

1. F1. Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Key Figures

RSU grant size: 20,979 shares Grant valuation price: $7.15 per share Shares held after grant: 28,435 shares +1 more

4 metrics

RSU grant size 20,979 shares Annual director RSU grant on April 30, 2026

Grant valuation price $7.15 per share Value used for the RSU grant reporting

Shares held after grant 28,435 shares Total direct holdings following the RSU award

RSU vesting date Earlier of April 30, 2027 or 2027 annual meeting Vesting condition tied to continued board service

Key Terms

restricted stock units ("RSUs"), Annual Meeting of Stockholders, vesting, grant, award, or other acquisition

4 terms

restricted stock units ("RSUs") financial

"Annual grant of restricted stock units ("RSUs") for service as a director"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Annual Meeting of Stockholders financial

"the date of the Issuer's 2027 Annual Meeting of Stockholders"

vesting financial

"The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Katapult (KPLT) director Bartow Philip K III report on this Form 4?

He reported an equity compensation grant of 20,979 restricted stock units, valued at $7.15 per share. The award increases his direct holdings to 28,435 common shares, reflecting routine director compensation rather than an open-market stock purchase or sale.

Is the Katapult (KPLT) Form 4 transaction a stock purchase or a compensation grant?

The transaction is a compensation-related grant, not an open-market purchase. Bartow Philip K III received 20,979 restricted stock units as an annual grant for board service, classified as a grant, award, or other acquisition under the Form 4 transaction code A.

When do the new RSUs for Katapult (KPLT) director Bartow Philip K III vest?

The RSUs vest on the earlier of April 30, 2027 or the date of Katapult’s 2027 Annual Meeting of Stockholders. Vesting requires his continued service as a director through the applicable vesting date under the grant’s stated conditions.

How many Katapult (KPLT) shares does Bartow Philip K III hold after this Form 4 grant?

After the reported grant, he directly holds 28,435 shares of Katapult common stock. This total reflects the addition of 20,979 restricted stock units awarded as annual director compensation on April 30, 2026, subject to the specified vesting schedule.

What does transaction code "A" mean in this Katapult (KPLT) Form 4?

Transaction code "A" indicates a grant, award, or other acquisition, generally tied to compensation. In this case, it represents an annual grant of 20,979 restricted stock units for Bartow Philip K III’s service as a director on Katapult’s board.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/04/2026 - 08:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bartow Philip K III

(Last) (First) (Middle)

5360 LEGACY DRIVE

BUILDING 2

(Street)

PLANO TEXAS 75024-7141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/30/2026		A		20,979	A	$7.15	28,435(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Remarks:

	/s/ Ryan Wigdor, as Attorney-in-Fact for Philip K Bartow III	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)