KPLT director receives 7,456 RSUs; vesting at 2026 annual meeting

Rhea-AI Filing Summary

Katapult Holdings (KPLT) reported an insider equity award. A company director received an initial grant of 7,456 restricted stock units (RSUs) on 11/03/2025 for service on the board. The RSUs are scheduled to vest on the date of the company’s 2026 Annual Meeting of Stockholders, conditioned on continued board service through that date.

Following the transaction, the filing lists 7,456 shares beneficially owned, held directly. The filing records the transaction under code A, indicating an award or grant. RSUs are stock-based compensation that convert into shares upon vesting.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider RUBIN JEFFREY

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,456	$11.74	$88K

Holdings After Transaction: Common Stock — 7,456 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/05/2025 - 08:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RUBIN JEFFREY

(Last) (First) (Middle)

5360 LEGACY DRIVE BUILDING 2

(Street)

PLANO TX 75024-7141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2025		A		7,456(1)	A	$11.74	7,456	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

	/s/ Ryan Wigdor, attorney-in-fact for Jeffrey Rubin	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Katapult (KPLT) disclose in this Form 4?

A director received an initial grant of 7,456 RSUs on 11/03/2025 for service as a board member.

When do the granted RSUs for KPLT vest?

They vest on the date of Katapult’s 2026 Annual Meeting of Stockholders, subject to continued board service.

How many KPLT shares are listed as beneficially owned after the transaction?

The filing shows 7,456 shares beneficially owned, held directly.

What is the Form 4 transaction code for the KPLT award?

The transaction is coded A, which indicates an award or grant.

What security type is involved in the KPLT Form 4 entry?

The grant is of restricted stock units (RSUs), which settle into shares upon vesting.

Who is the reporting person in the KPLT Form 4?

The signature block identifies Jeffrey Rubin as the reporting person (via attorney-in-fact).