KPLT Form 4: Director receives 7,456 RSUs for board service

Rhea-AI Filing Summary

Katapult Holdings (KPLT) filed a Form 4 showing a director equity grant. On 11/03/2025, the reporting person acquired 7,456 shares of common stock via an initial grant of restricted stock units (RSUs) for board service at a stated price of $11.74. Following the transaction, 7,456 shares were beneficially owned, held directly. The RSUs vest on the date of the company’s 2026 Annual Meeting of Stockholders, subject to continued board service through that date.

Insights

Corporate governance & compensation analyst

Routine director RSU grant; neutral impact.

The filing records an initial grant of 7,456 RSUs tied to board service, with vesting at the 2026 annual meeting. This is a standard time-based equity award that aligns director compensation with shareholder interests.

The mechanics are straightforward: time-vested RSUs with direct beneficial ownership of 7,456 shares after the reported transaction. No cash proceeds or performance conditions are disclosed in the excerpt.

Actual impact depends on future vesting at the 2026 Annual Meeting of Stockholders and continued service through that date.

Insider Trade Summary

Net Buyer: 7,456 shares

Net Buy 1 txn

Insider Bartow Philip K III

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,456	$11.74	$88K

Holdings After Transaction: Common Stock — 7,456 shares (Direct)

Footnotes (1)

1. F1. Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

FAQ

What did Katapult (KPLT) disclose in this Form 4?

A director acquired 7,456 shares via an initial RSU grant for board service on 11/03/2025.

What is the vesting schedule for the KPLT director’s RSUs?

The RSUs vest on the date of the company’s 2026 Annual Meeting of Stockholders, subject to continued service.

What was the reported price for the acquired KPLT shares?

The transaction reports a price of $11.74 for the common stock entry.

How many KPLT shares are beneficially owned after the transaction?

The reporting person beneficially owns 7,456 shares, held directly.

What is the nature of the equity awarded to the KPLT director?

An initial grant of restricted stock units (RSUs) for service as a director.

What condition applies to the RSU vesting for KPLT’s director?

Vesting is subject to the director’s continued service on the Board until the 2026 Annual Meeting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/05/2025 - 09:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bartow Philip K III

(Last) (First) (Middle)

5360 LEGACY DRIVE BUILDING 2

(Street)

PLANO TX 75024-7141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2025		A		7,456(1)	A	$11.74	7,456	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

	/s/ Ryan Wigdor, attorney-in-fact for Philip K. Bartow III	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.