Katapult (KPLT) CFO receives 224,100 shares and 393,082 RSUs in merger awards

Rhea-AI Filing Summary

Katapult Holdings, Inc. reported equity transactions involving its Chief Financial Officer, Russell Falkenstein, dated August 11, 2026. Falkenstein received 224,100 shares of common stock in exchange for contributing and assigning 95 Class B Units of Aaron's MIP Holdings, LLC in connection with mergers into Katapult, for which the issuer’s common stock closed at $8.00 per share on the mergers’ effective date. He also reported 393,082 restricted stock units (RSUs) granted as part of the mergers, which will vest over two years: 25% on February 11, 2027 and the balance in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.

Insider Trade Summary

Net Seller: 168,982 shares

Net Sell 2 txns

Insider Falkenstein Russell

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	224,100	--	--
Grant/Award	Common Stock F2	393,082	$0.00	$0.00

Holdings After Transaction: Common Stock — 617,182 shares (Direct)

Footnotes (2)

1. F1. Received in exchange for the contribution and assignment of 95 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.
2. F2. Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Key Figures

Common shares received: 224,100 shares Class B Units exchanged: 95 units RSUs awarded: 393,082 units +3 more

6 metrics

Common shares received 224,100 shares Shares of Katapult common stock received in exchange for 95 Class B Units of Aaron's MIP Holdings, LLC

Class B Units exchanged 95 units Class B Units of Aaron's MIP Holdings, LLC contributed and assigned in the mergers

RSUs awarded 393,082 units Restricted stock units granted as part of the mergers, vesting over two years

Closing price on merger effective date $8.00 per share Closing price of Katapult common stock on the effective date of the mergers

Initial RSU vesting tranche 25% Portion of RSUs vesting on February 11, 2027, subject to continued employment

Form 4 transaction date August 11, 2026 Date of reported equity transactions for the CFO

Key Terms

restricted stock units, Class B Units, Mergers, vesting

4 terms

restricted stock units financial

"Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class B Units financial

"contribution and assignment of 95 Class B Units of Aaron's MIP Holdings, LLC"

Mergers financial

"in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC"

A merger is when two companies join to form a single business, combining their assets, operations and leadership much like two households moving into one home to share resources and cut duplicate costs. For investors, mergers matter because they can change a company's future profits and risk: successful mergers may boost growth and lower costs, while failed integrations can hurt earnings, alter share counts and shift stock prices.

vesting financial

"will vest over two years, with 25% of the RSUs vesting on February 11, 2027"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What equity did Katapult (KPLT) CFO Russell Falkenstein receive in the latest Form 4?

Katapult’s CFO Russell Falkenstein reported 224,100 shares of common stock and 393,082 RSUs tied to merger-related consideration. The RSUs vest over two years, subject to his continued employment with Katapult Holdings, Inc.

How were the 224,100 Katapult (KPLT) shares received by the CFO structured?

The 224,100 shares of Katapult common stock were received in exchange for contributing and assigning 95 Class B Units of Aaron's MIP Holdings, LLC as part of mergers into Katapult. The issuer’s stock closed at $8.00 on the mergers’ effective date.

What are the vesting terms of the 393,082 RSUs reported by Katapult (KPLT)’s CFO?

The 393,082 RSUs vest over two years: 25% on February 11, 2027, with the remaining RSUs vesting in three substantially equal semi-annual installments on each February 11 and August 11 thereafter, contingent on continued employment.

Were the Katapult (KPLT) CFO’s Form 4 transactions under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, meaning these transactions are not reported as executed under a Rule 10b5-1 trading plan. They relate to merger consideration and RSU awards.

Did Katapult (KPLT) disclose a per-share price for the CFO’s new RSUs?

The award of 393,082 RSUs is recorded at a transaction price of $0.00 per unit, reflecting a compensation grant. A closing price of $8.00 per share is disclosed only for the merger-effective date context.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 07:02 PM Accepted by SEC EDGAR 08/12/2026 - 07:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Falkenstein Russell

(Last) (First) (Middle)

400 GALLERIA PARKWAY SE

SUITE 300

(Street)

ATLANTA GEORGIA 30339-3182

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2026		A		224,100	A	(1)	224,100	D
Common Stock	08/11/2026		A		393,082(2)	D	$0	617,182	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Received in exchange for the contribution and assignment of 95 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

2. Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

	/s/ Ryan Wigdor, as attorney-in-fact for Russell Falkenstein	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)