Kratos officer Carrai proposes $767K stock sale

Carrai's prior three-month sales included two transactions labeled as 10b5-1 sales and another reported common-stock sale.

Rhea-AI Filing Summary

Kratos Defense & Security Solutions, Inc. officer Phillip Carrai filed notice of a proposed sale of 19,500 common shares, with an aggregate market value of $766,935.00; Morgan Stanley Smith Barney LLC is listed as the broker, and October 15, 2026 as the approximate sale date on NASDAQ. The listed securities comprise 5,630 restricted stock units and 13,870 performance stock units acquired from the issuer.

Key Figures

Proposed sale: 19,500 common shares Aggregate market value: $766,935.00 Shares outstanding: 187,721,327 shares +5 more

8 metrics

Proposed sale 19,500 common shares Approximate sale date October 15, 2026

Aggregate market value $766,935.00 Proposed sale

Shares outstanding 187,721,327 shares As of October 15, 2026

Restricted stock units 5,630 units Listed among securities to be sold

Performance stock units 13,870 units Listed among securities to be sold

Prior sale 6,500 common shares September 15, 2026

Prior sale 6,500 common shares August 17, 2026

Prior sale 20,000 common shares August 17, 2026

Key Terms

Restricted Stock Units, Performance Stock Units, 10b5-1 Sales, Rule 144

4 terms

Restricted Stock Units financial

"Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Units financial

"Performance Stock Units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

10b5-1 Sales regulatory

"10b5-1 Sales for PHILLIP CARRAI"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many KTOS shares did Phillip Carrai propose to sell?

Phillip Carrai's notice lists a proposed sale of 19,500 KTOS common shares at an aggregate market value of $766,935.00, through Morgan Stanley Smith Barney LLC, with an approximate sale date of October 15, 2026.

What were Phillip Carrai's recent KTOS stock sales?

The prior-three-month sales table lists 6,500 common shares sold on September 15, 2026, for $310,900.20, and 6,500 sold on August 17, 2026, for $413,263.50; both entries are labeled 10b5-1 sales. It also lists 20,000 common shares sold on August 17, 2026, for $1,262,814.00.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/15/2026 - 04:38 PM EDT Accepted by SEC EDGAR 10/15/2026 - 04:37 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001509409
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	KRATOS DEFENSE & SECURITY SOLUTIONS INC.
SEC File Number	001-34460
Address of Issuer	10680 TREENA STREET, SUITE 600 SAN DIEGO CALIFORNIA 92131
Phone	5122389840
Name of Person for Whose Account the Securities are To Be Sold	PHILLIP CARRAI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19500	766935.00	187721327	10/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/03/2024	Restricted Stock Units	Issuer			5630	01/03/2024	N/A
Common	02/29/2024	Performance Stock Units	Issuer			13870	02/29/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for PHILLIP CARRAI 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131	Common	09/15/2026	6500	310900.20
10b5-1 Sales for PHILLIP CARRAI 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131	Common	08/17/2026	6500	413263.50
PHILLIP CARRAI 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131	Common	08/17/2026	20000	1262814.00

144: Remarks and Signature

Remarks
Date of Notice	10/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Phillip Carrai
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)