Welcome to our dedicated page for Laser Photonics SEC filings (Ticker: LASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Laser Photonics Corporation (NASDAQ: LASE) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including annual and quarterly reports, current reports and registration statements. Laser Photonics is a smaller reporting company and emerging growth company focused on industrial laser technologies for cleaning, surface preparation, cutting, engraving, marking and related material processing, and its filings offer detailed insight into this business.
Key documents such as Form 10-K and Form 10-Q describe the company’s vertically integrated manufacturing model, its CleanTech laser cleaning product line, and its efforts to disrupt sandblasting and abrasives blasting markets. These reports also discuss acquisitions of Control Micro Systems (CMS) and Beamer Laser Marking Systems, expansion into pharmaceutical and semiconductor manufacturing, and the development of IR fiber laser marking systems and other industrial platforms.
Form 8-K current reports capture material events, including private placements and note financings, warrant exchange agreements, Nasdaq compliance updates, and board and executive appointments such as the addition of an independent director to chair the Audit Committee. Filings also document the company’s strategic partnership with Fonon Technologies and progress on the Laser Shield Anti-Drone (LSAD) system for defense applications.
Investors can review proxy materials (DEF 14A) for information on corporate governance, board composition and shareholder meeting agendas, and registration statements (S-1 and S-1/A) for details on securities offerings, warrant terms and selling stockholder arrangements. Stock Titan enhances these filings with AI-powered summaries that highlight key terms, capital structure changes and business updates, helping users quickly interpret complex documents. Real-time updates from EDGAR ensure that new filings, including any Form 4 insider transaction reports or additional 8-Ks, are available as soon as they are submitted.
Laser Photonics Corporation received a notice from Nasdaq on April 20, 2026 stating it was out of compliance with Nasdaq Listing Rule 5250(c)(1) because its Form 10-K for the year ended December 31, 2025 had not been filed on time. Nasdaq’s notice allowed 60 days to submit a compliance plan and up to 180 days, until October 12, 2026, to regain compliance by filing the report. Shortly after receiving the notice, the company filed its 2025 Form 10-K after resolving accounting issues raised by its recently engaged independent auditor. On April 21, 2026, Nasdaq confirmed the filing restored compliance and declared the matter closed.
Laser Photonics Corporation develops and manufactures industrial laser cleaning and materials-processing systems, targeting sandblasting replacement and defense, industrial and pharmaceutical applications. Sales grew to $8.3 million in 2025, up from $3.4 million in 2024, helped by initial contributions from acquired assets.
The company expanded through the CMS asset purchase to enter laser systems for pharmaceutical controlled-release tablets and the Beamer Laser asset acquisition to add industrial laser marking systems and new Fortune‑100 customer relationships. It is increasing focus on U.S. Government work, which represented less than 18% of 2025 U.S. revenue but is expected to rise.
To fund operations and growth, Laser Photonics entered multiple financings, including a $2.1 million term loan, a $455,000 secured convertible note later refinanced via $2.11 million discounted notes, a $4 million September 2025 private placement with warrants, and a $5.0 million February 2026 public offering. The report includes a going concern warning due to recurring losses and accumulated deficits, as well as significant related‑party ownership and transactions that concentrate voting control at ICT Investments and affiliates.
Laser Photonics Corporation submitted a Form 12b-25 notification reporting a late Annual Report on Form 10-K for the period ended December 31, 2025. The company states the delay is due to time needed to obtain and compile required information and says it will file the Form 10-K no later than the fifteenth calendar day following the prescribed due date. The notice is signed by Wayne Tupuola, Chief Executive Officer, on March 31, 2026.
Laser Photonics Corporation reported that its Board of Directors amended the company’s Bylaws to change how many shares must be represented to hold a shareholder meeting. The quorum requirement for annual and special meetings was reduced from a majority of shares entitled to vote to one-third of those shares.
The Board stated that this change is intended to make it easier to conduct meetings given the large number of retail investors who hold small positions and may not return proxies, and the decision by some broker-dealers not to vote shares on a discretionary basis.
Laser Photonics Corporation entered into a warrant inducement agreement under which holders of existing Series A and Series B warrants exercised 1,373,630 warrants at a reduced price of $1.08 per share, providing the Company with $1,483,520.40 in cash proceeds.
In return, the Company issued new unregistered Series A-3 and Series A-4 warrants to purchase up to 1,373,630 shares each, also at $1.08 per share, exercisable after stockholder approval and an effective resale registration statement. The Series A-3 warrants will expire five years after these dates, while the Series A-4 warrants will expire eighteen months afterward.
H.C. Wainwright & Co. acted as exclusive placement agent, receiving a 7.0% cash fee, a warrant for 96,154 shares at $1.35 per share, and expense reimbursements. The Company agreed to file a Form S-1 within 30 days to register 2,747,260 underlying shares and accepted short-term restrictions on issuing additional equity and on variable rate transactions.
Laser Photonics Corp director Lu Qing filed an initial ownership report on Form 3. The filing shows direct ownership of 20.6120 shares of common stock, establishing Lu Qing’s starting equity position as a board member, with no reported buy or sell transactions in this statement.
Laser Photonics Corp executive Anuradha Tewari, EVP Global Ops & Strategy, has filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing shows no reported transactions, holdings, or derivative positions in the provided data.
Laser Photonics Corporation is offering 7,142,858 shares of common stock with accompanying Series A-1 and A-2 warrants in a $5 million best-efforts public offering priced at $0.70 per share and warrants.
Each share comes with two warrants, each exercisable at $0.70 per share, with the Series A-1 warrants expiring five years after the initial exercise date and the Series A-2 warrants expiring after 24 months. The company will also issue placement agent warrants to purchase 500,000 shares. Net proceeds are expected to be used for research and development of laser-based technologies, repayment of outstanding notes issued under a September 12, 2025 Note Purchase Agreement, and working capital. The company reports continued net losses and a going concern qualification, and warns of immediate dilution and high risk for new investors.
Laser Photonics Corporation appointed Ann Tewari as Executive Vice President of Global Operations and Strategy. She brings extensive experience from leadership roles at Comtech Communications, Pratt & Whitney, Takata, Northrop Grumman, Goodrich Corporation and other technology and defense-related companies, with a track record of improving quality and operational efficiency.
Under her at-will employment agreement, after a six-month evaluation period Ms. Tewari will receive a base salary of $170,000 and may earn a $100,000 bonus if the Company generates at least $10,000,000 in annual revenue. She was also granted options under the 2019 Stock Incentive Plan to acquire 40,000 shares, vesting pro rata over three years.