Welcome to our dedicated page for Laser Photonics SEC filings (Ticker: LASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Laser Photonics Corporation filings document the company’s Nasdaq-listed common stock, emerging growth company status, securities registrations, warrant financings, governance actions, and periodic-reporting matters. Registration statements cover common stock and warrant-related share issuances, while 8-K filings report material definitive agreements involving warrant inducements, replacement warrant series, resale registration obligations, shareholder-approval mechanics, and beneficial ownership limits.
The company’s regulatory record also includes disclosures on Nasdaq periodic-filing compliance, a Form 12b-25 notice for a delayed annual report, amendments to bylaws affecting shareholder-meeting quorum requirements, and executive appointment matters. These filings frame Laser Photonics as an operating company focused on industrial and defense laser technologies with recurring capital-structure and governance disclosures.
Laser Photonics Corp (LASE) filed Amendment No. 2 to its Form S-1 registration statement, Registration No. 333-298783, on September 9, 2026. The amendment primarily updates legal opinion Exhibit 5.1 to include the maximum number of shares of common stock and warrants covered by the registration.
The filing also refreshes the exhibit index and confirms signatures and powers of attorney for interim president Ann Tewari, acting chief financial officer Timothy A. Peterman, and directors Tim Miller, Troy Parkos, and Qing Lu, authorizing them to sign further amendments and related Rule 462(b) filings.
Laser Photonics Corp (symbol LASE) filed Amendment No. 1 to its Form S-1 registration statement to update the prospectus primarily through incorporation by reference of recent SEC filings. The amendment specifically adds the Form 8-K filed September 8, 2026, which reports the engagement of Timothy A. Peterman as Acting Chief Financial Officer, and includes new auditor consent exhibits from M&K CPAS, PLLC and Weinberg & Company covering the company’s audited financial statements for the years ended December 31, 2024 and December 31, 2025. The document also confirms a broad exhibit index and grants Interim President Ann Tewari power of attorney to sign further amendments and related registration statements on behalf of the company’s officers and directors.
Laser Photonics Corp (LASE) reports that Timothy A. Peterman, 59, joined the company as Acting Chief Financial Officer on September 8, 2026. He replaces Ralph Venegas, who resumes his prior role as Vice President of Finance and Reporting.
Peterman most recently served as CFO and COO of The J. Peterman Company, an ecommerce company, from March 2024 to May 2026. He previously held senior roles at iMedia Brands, including CFO and CEO from May 2019 to August 2023 and CFO and COO from March 2015 to April 2018. The disclosure notes that in June 2023, iMedia Brands commenced a voluntary Chapter 11 case to facilitate a sale of the business and that in July 2023 it entered into an agreement with RNN-TV Licensing Co. LLC to acquire substantially all of its assets. Earlier in his career, Peterman held senior positions at IAC/Interactive Corp, Sinclair Broadcast Group, and The E.W. Scripps Company and began his career at KPMG in 1989.
Laser Photonics Corporation (LASE) has filed a Form S-1 to raise capital through a best-efforts primary offering of up to 7,142,857 shares of common stock, with matching amounts of pre-funded warrants and common warrants, plus placement agent warrants. The assumed combined price is $1.40 per share and accompanying warrants, implying estimated net proceeds of about $9.1 million if fully placed. Shares outstanding would rise from 50.2 million to 57.3 million before any warrant exercises, and the company estimates new investors would face dilution of about $1.24 per share at that price. Proceeds are earmarked approximately 40% for R&D, 35% for strategic acquisitions, and 25% for working capital.
The company generated $8.3 million in 2025 sales but recorded a $17.5 million net loss and its auditor issued a going concern opinion. For the six months ended June 30, 2026, sales fell 44.3% year over year to $2.7 million, with a $6.2 million net loss, cash of $2.2 million, and a working capital deficit of $3.1 million. The structure adds significant warrant overhang and multiple inducement and exchange transactions, while a major stockholder group tied to ICT Investments controls around one-fifth of the common stock post-offering, giving it substantial influence over corporate decisions.
Laser Photonics Corp (LASE) reported that, effective August 20, 2026, Carlos Gonzalez resigned from its Board of Directors. The company states that his resignation did not involve any disagreement regarding the operations, policies or practices of Laser Photonics. Gonzalez served on the Compensation Committee, the Nominating and Corporate Governance Committee, and the Audit Committee. The Board of Directors accepted his resignation, and the report is signed by Interim President Ann Tewari on behalf of the company.
Laser Photonics Corporation reported sharply weaker results and continued liquidity pressure for the six months ended June 30, 2026. Net sales fell to $2.7 million from $4.9 million, and gross margin swung to a gross loss of $0.2 million versus a prior gross profit of $2.0 million. Net loss widened to $6.2 million, and operating cash use was $4.7 million, about $0.8 million per month.
Cash increased to $2.2 million from $0.7 million, driven by multiple equity and warrant transactions that more than doubled common shares outstanding to 47.6 million. Total liabilities declined to $11.5 million, and stockholders’ deficit improved to $(0.9) million from $(5.0) million, helped by repayment of short-term notes, settlement of defaulted NPA notes, and payoff of related-party debt.
Management and the auditor highlight substantial doubt about the company’s ability to continue as a going concern due to recurring losses, negative cash flows, and a working capital deficit of roughly $3.1 million. The company is relying on continued capital-raising and warrant inducement deals, has recorded $0.36 million of liquidated damages tied to late registration of warrant shares, and is evaluating the legal and accounting impact of warrant exercises that occurred before stockholder approval.
Laser Photonics Corporation is registering up to 5,234,144 shares of common stock for resale by existing security holders. The shares consist of 5,057,144 shares underlying Series A-7 and Series A-8 warrants issued in a July 16, 2026 Warrant Inducement Agreement and 234,058 shares underlying placement agent warrants issued to H.C. Wainwright & Co. designees.
The company will receive no proceeds from resale of these shares; it may receive cash only if the $0.975 per share Common Warrants and related placement agent warrants are exercised for cash, in which case any proceeds are earmarked for working capital and general corporate purposes. As of July 21, 2026, common stock outstanding was 47,584,492 shares
Laser Photonics is a vertically integrated manufacturer of photonics-based industrial systems, including laser blasting and cleaning solutions for automotive, aerospace, shipbuilding, and other sectors. Sales were $8.3 million for 2025 compared with $3.4 million for 2024, while net sales for the first quarter of 2026 were $0.9 million versus $2.3 million a year earlier, reflecting lower equipment deliveries and project timing. Growth initiatives include defense-related anti-drone systems, the Service Partner Network for small and medium businesses, and acquisitions such as Control Micro Systems and Beamer Laser to expand into pharmaceutical and industrial laser-marking markets.
Laser Photonics Corporation appointed Rosenfield & Company, PLLC as its new independent registered public accounting firm for the year ending December 31, 2026, replacing Weinberg & Company, P.A., following review and recommendation by the board-level Audit Committee.
The company reports that during Weinberg & Company’s audit for the year ended December 31, 2025 and through the appointment of Rosenfield there were no disagreements or reportable events as defined in Regulation S-K. Weinberg’s 2025 audit report did not include an adverse opinion or disclaimer, but it contained an explanatory paragraph expressing substantial doubt about the company’s ability to continue as a going concern. Weinberg was provided these disclosures and, in a letter filed as Exhibit 16.1, agreed with the company’s statements.
Laser Photonics Corp, a Wyoming corporation based in Lake Mary, Florida, reports an exempt securities offering under Regulation D, claiming the Rule 506(b) exemption. The issuer operates in the manufacturing industry and reports annual revenues in the $1,000,001–$5,000,000 range.
The offering involves equity, warrants or other rights to acquire securities, and securities issuable upon exercise of those rights. Total securities sold amount to $2,465,357, with $0 remaining to be sold. The transaction is described as a warrant inducement, where five warrant holders exercised their outstanding Series A-5 and A-6 warrants for cash at an exercise price of $0.975 per share, with the first sale occurring on July 16, 2026.
Placement agent H.C. Wainwright & Co., LLC received $75,000 in accountable expenses and 177,000 unregistered warrants to purchase common stock, with no finder’s fees reported. The company intends to use the net proceeds from the warrant exercises for general corporate purposes. The filing also notes that Ann Tewari is serving as Interim President during a three-month leave of absence by prior President and CEO Wayne Tupuola commencing June 16, 2026.