Welcome to our dedicated page for Laser Photonics SEC filings (Ticker: LASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Laser Photonics Corporation filings document the company’s Nasdaq-listed common stock, emerging growth company status, securities registrations, warrant financings, governance actions, and periodic-reporting matters. Registration statements cover common stock and warrant-related share issuances, while 8-K filings report material definitive agreements involving warrant inducements, replacement warrant series, resale registration obligations, shareholder-approval mechanics, and beneficial ownership limits.
The company’s regulatory record also includes disclosures on Nasdaq periodic-filing compliance, a Form 12b-25 notice for a delayed annual report, amendments to bylaws affecting shareholder-meeting quorum requirements, and executive appointment matters. These filings frame Laser Photonics as an operating company focused on industrial and defense laser technologies with recurring capital-structure and governance disclosures.
Laser Photonics Corporation reported a weak first quarter of 2026 with sharp revenue declines, continued losses, and ongoing liquidity pressures. Net sales fell to $915,553 from $2,290,282 a year earlier, and gross margin swung to a 42.4% loss as lower volume failed to absorb fixed manufacturing costs.
The company posted a net loss of $2,946,284, and a loss attributable to common shareholders of $4,458,764 after a deemed dividend from a warrant inducement. Operating cash outflow was $1,842,774, partly offset by $2,918,009 of net financing inflows from a February 2026 public offering, warrant exercises, and new short-term debt.
At March 31, 2026, Laser Photonics had cash of $1,627,600 and a working capital deficit of about $4.0M. Management and the independent auditor concluded that recurring losses, negative cash flows, and the working capital deficit raise substantial doubt about the company’s ability to continue as a going concern, despite recent capital raises and debt repayments. Material weaknesses in internal control over financial reporting remain unresolved, and the company recently received—but believes it has cured—a Nasdaq notice related to delayed filing.
Laser Photonics Corporation reported a weaker first quarter of 2026 but with a stronger balance sheet and growing defense opportunities. Net sales were $0.9 million, down from $2.3 million a year earlier, as equipment delivery timing reduced near-term revenue and led to a $0.4 million gross loss versus $0.9 million gross profit previously.
Total operating expenses were $2.4 million, essentially flat with $2.5 million in the prior-year quarter, while net loss widened to $2.9 million, or $(0.11) per share, compared with a $1.7 million loss, or $(0.12) per share. The company ended the quarter with $1.6 million in cash, up from $0.7 million at December 31, 2025.
The company raised approximately $6.1 million in net proceeds during the quarter and a further $3.6 million in April 2026 through a public offering and warrant inducements, using the funds to repay all past-due notes payable and improve working capital. Contract liabilities and deferred revenue rose to about $4.2 million combined, reflecting an expanding order book. Operationally, the Laser Shield Anti-Drone System was selected under the MEIA “Vulcan” Call for Solutions and a new DefenseTech product line was launched, while manufacturing consolidation into the Lake Mary facility is expected to generate nearly $1 million in annualized cost savings.
Laser Photonics Corporation is calling a virtual special shareholder meeting on June 26, 2026 to approve two warrant inducement agreements entered in March and April 2026. These agreements have already brought in gross proceeds of $1,483,520.40 and $4,000,559.50 and could lead to additional financing if follow-on warrants are exercised.
The proxy also highlights that sales rose to $8.3 million for the year ended December 31, 2025, up from $3.4 million in 2024, and that 38,568,263 common shares were outstanding as of May 13, 2026. A controlled shareholder group led by ICT Investments and its affiliates holds a significant voting stake, and the filing describes related-party loans and a common-control asset acquisition using 3,000,000 restricted shares. Shareholders are urged by the Board to vote “FOR” both warrant inducement proposals.
Laser Photonics Corporation reported receiving a Nasdaq notice that it is out of compliance because it has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026. The notice itself has no immediate effect on the listing or trading of its securities.
The company has 60 days from the May 21, 2026 notice to either file the report or submit a compliance plan to Nasdaq. If Nasdaq accepts a plan, Laser Photonics could have up to 180 days from the report’s original due date, until November 16, 2026, to regain compliance. The company states it is working diligently to complete the filing and expects to regain compliance.
Laser Photonics Corporation appointed Roman Franklin as its Chief Financial Officer and Principal Financial Officer, effective under a Master Services Agreement with The CFO Portal, LLC. The agreement initially runs for six months, then renews month-to-month unless terminated with 30 days’ written notice.
Franklin will receive a fixed retainer of $22,500 per month for his services, with additional project work billed separately on a fixed-fee basis. The company may convert him to a full-time CFO on mutually agreed terms. He brings more than 20 years of finance and operations experience, including oversight of over $100 million in assets and extensive SEC reporting and capital markets work.
Laser Photonics Corporation is registering for resale up to 2,900,472 shares of its common stock by selling stockholders, consisting of 2,747,260 shares underlying Series A-3 and A-4 replacement warrants and 153,212 shares issuable upon exercise of placement agent warrants. The resale registration permits the identified holders to sell these shares from time to time at market, negotiated or privately negotiated prices.
The Company will not receive proceeds from resales, but may receive cash if the Warrants are exercised for cash at an exercise price of $1.08 per share; cash‑flow from exercises is uncertain and some exercises may be cashless. Shares outstanding were 32,544,703 as of March 31, 2026; fully exercised share count would be 35,388,117.
Laser Photonics Corp director Lu Qing reported a series of open-market trades in company common stock. Between April 25 and April 30, 2026, Lu made multiple purchases totaling 69,000 shares at prices between $0.61 and $0.75, and sales totaling 5,800 shares at $0.98 per share.
These transactions represent a net purchase of 63,200 shares, bringing Lu’s directly held position to 83,812 common shares following the latest trade.
Laser Photonics Corporation is soliciting shareholder votes at a virtual Special Meeting on June 26, 2026 to approve two warrant-related transactions: the March Warrant Inducement Agreement and the April Warrant Inducement Agreement. The Board recommends voting FOR both proposals.
The proxy materials state the Company received gross proceeds of $1,483,520.40 under the March arrangements and $4,000,559.50 under the April arrangements; the filings note potential additional financing if certain warrant tranches are exercised at $1.08 and $0.975 per share. Shares outstanding were 38,568,263 as of April 29, 2026.