Welcome to our dedicated page for Laser Photonics SEC filings (Ticker: LASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Laser Photonics Corporation filings document the company’s Nasdaq-listed common stock, emerging growth company status, securities registrations, warrant financings, governance actions, and periodic-reporting matters. Registration statements cover common stock and warrant-related share issuances, while 8-K filings report material definitive agreements involving warrant inducements, replacement warrant series, resale registration obligations, shareholder-approval mechanics, and beneficial ownership limits.
The company’s regulatory record also includes disclosures on Nasdaq periodic-filing compliance, a Form 12b-25 notice for a delayed annual report, amendments to bylaws affecting shareholder-meeting quorum requirements, and executive appointment matters. These filings frame Laser Photonics as an operating company focused on industrial and defense laser technologies with recurring capital-structure and governance disclosures.
Laser Photonics Corporation is registering up to 4,716,981 shares of common stock, matching pre-funded warrants, and common warrants, plus additional shares underlying those warrants and placement agent warrants, in a best-efforts public offering led by H.C. Wainwright & Co.
The assumed public offering price is $2.12 per share and accompanying warrants, with estimated net proceeds of about $9 million. The company plans to use the cash for laser R&D, acquisitions, working capital, and to repay high-cost short-term notes issued in September 2025, including default premiums. There is no minimum offering amount and no escrow, so investors may fund the company even if only a portion of the securities are sold.
Laser Photonics reported 2024 revenue of $1.93 million and a net loss of $2.52 million, and a net loss of $8.11 million for the nine months ended September 30, 2025; its auditors raised substantial doubt about its ability to continue as a going concern. Investors face significant dilution, highly speculative warrant securities, and concentrated control, as ICT Investments and affiliates are expected to hold a majority of voting power after the offering.
Laser Photonics Corporation is filing an S-1 to offer shares of common stock, pre-funded warrants and common warrants on a best-efforts basis, with no minimum raise required. The securities are sold together at a fixed price, and the company will receive all proceeds, which it plans to use for laser technology R&D, acquisitions, working capital and repayment of short-term notes.
The common warrants become exercisable after stockholder approval unless specific Nasdaq pricing conditions are met, while pre-funded warrants are structured to keep holders below 4.99% or 9.99% ownership thresholds. The company highlights recent acquisitions in pharmaceutical laser systems and industrial laser marking, and notes significant related-party licensing with ICT Investments and affiliates, which will continue to control a majority of voting power.
Laser Photonics reports a net loss of $2,518,827 for 2024 and a net loss of $8,110,233 for the nine months ended September 30, 2025, and its auditors issued a going concern qualification. A portion of proceeds is earmarked to repay approximately $3.2 million tied to short-term notes and a dispute settlement with prior financing participants, underscoring the importance of this capital raise to its liquidity.
Laser Photonics Corporation reported that Chief Financial Officer Carlos Sardinas resigned on January 8, 2026. Controller Michael Lockey has been appointed to serve as the company’s Principal Financial and Accounting Officer until a new Chief Financial Officer is hired.
The company highlights Mr. Lockey’s extensive background in accounting and financial leadership, including prior roles as a CFO, regional controller, and financial reporting supervisor at several companies, as well as his Certified Public Accountant credential and Master of Accountancy. The filing also notes that Board member Qing Lu, who is Chief Financial Officer at Addition Financial Credit Union, now chairs the Audit Committee, underscoring efforts to strengthen the company’s financial reporting oversight.
Laser Photonics Corporation changed its independent auditor for the year ending December 31, 2025, appointing Weinberg & Company, P.A. to replace M&K CPAS, PLLC as its independent registered public accounting firm. The company states that during the quarter ended September 30, 2025, it had no disagreements with M&K on accounting principles, financial statement disclosure, or related matters, and no reportable events under Regulation S-K Item 304(a)(1)(v). The company also reports that it did not consult with Weinberg & Company on accounting principles, audit opinions, or any disagreement or reportable event before the appointment. M&K provided a letter to the SEC dated January 6, 2026, agreeing with the company’s disclosures, which is filed as Exhibit 16.1.
Laser Photonics Corporation reported sharply higher revenue but significantly wider losses for the nine months ended September 30, 2025. Total revenue rose 179% to $5,808,541 from $2,083,123 a year earlier, driven in part by expanded industrial laser products and affiliate sales.
Despite this growth, profitability deteriorated. Gross margin fell to 40% from 62.92%, and the Company posted a net loss of $8,110,233 versus $3,105,233 in the prior-year period. For the third quarter alone, revenue grew 28% to $919,284, but Laser Photonics generated a gross deficit of $184,994 and an operating loss of $3,217,315.
Liquidity has improved in the near term, with cash and cash equivalents increasing to $3,624,529 as of September 30, 2025, from $533,871 at December 31, 2024, largely through PIPE equity financing and new debt. However, total liabilities nearly doubled to $13,362,185, and management disclosed substantial doubt about the Company’s ability to continue as a going concern without additional cash flow or financing. Shareholders’ equity declined to $4,099,173 from $10,212,293, reflecting heavy losses and deemed dividends related to acquisitions and warrant exchanges.
Laser Photonics Corporation reported a corporate governance change with the appointment of Qing Lu to its Board of Directors. The Board was expanded from five to seven members, and Ms. Lu becomes one of four independent directors. She will also serve as Chairman of the Audit Committee, taking over this role from Carlos Gonzalez.
Ms. Lu brings extensive financial and treasury experience, including serving as Chief Financial Officer at Addition Financial Credit Union, a 3+ billion financial institution where she managed an investment portfolio of over $1 billion and led M&A activity. She previously held CFO roles at Farm Credit West (now AgWest Farm Credit) and Northwest Community Credit Union, and has significant investment, accounting, and international business experience. Laser Photonics believes her financial expertise and international business and language skills will support its efforts to expand sales in U.S. and international markets.
Laser Photonics Corporation will hold its 2025 Annual Meeting of Shareholders virtually on December 30, 2025 at 12:00 PM Eastern Time (https://edge.media-server.com/mmc/go/LASE2025AGM). Holders of common stock as of November 10, 2025 (22,477,567 shares outstanding) may vote.
Shareholders are asked to: (1) elect four director nominees to the Board; and (2) ratify the appointment of M&K CPAS, PLLC as independent registered public accounting firm for fiscal year 2025. The Board recommends voting FOR all nominees and FOR Proposal 2. A majority of shares present in person or by proxy constitutes a quorum. Voting is available by Internet, fax or mail; electronic voting closes at 11:59 PM ET on December 30, 2025.
Audit fees were $94,310 for 2024 and $114,500 for 2023. The company highlights governance structures, committee independence, and cybersecurity oversight. Related‑party items include an August 5, 2025 asset purchase of Beamer Laser paid with 3,000,000 restricted shares issued to Fonon Quantum Technologies, Inc.
Laser Photonics Corporation will hold its 2025 Annual Meeting on December 30, 2025 at 12:00 PM ET via live webcast. Shareholders will vote on two items: electing four directors and ratifying M&K CPAS, PLLC as the independent auditor.
Shareholders of record as of November 10, 2025 may vote; there were 22,477,567 shares outstanding and entitled to vote as of that date. The Board recommends voting FOR all director nominees and FOR auditor ratification. Broker discretionary voting applies only to the auditor ratification proposal.
The filing highlights governance structures (independent Audit, Compensation, and Nominating committees) and provides ownership context, including ICT Investments, LLC at 4,438,695 shares (19.7%). Related‑party activity includes unsecured loans of $220,000 and $440,000 from ICT Investments and a $30,000 advance from Fonon Technologies, Inc., plus a non‑cash acquisition on August 5, 2025 of Beamer Laser assets for 3,000,000 restricted shares issued to Fonon Quantum Technologies, Inc. Audit fees paid to M&K CPAS were $94,310 for 2024.
Laser Photonics Corporation (LASE) filed an S-1/A to register up to 3,871,964 shares of common stock for resale by selling stockholders. The registered shares include stock issued in a September 2025 private placement, shares issuable upon exercise of Series A and Series B common warrants, placement agent warrants, and shares and warrants issued to Hudson Global Ventures under an August 2025 financing.
The company will not receive proceeds from sales by the selling stockholders. It may receive cash only if the common warrants or the Hudson warrant are exercised for cash. The common warrants have a $3.40 exercise price; the Hudson warrant is at $4.34, and placement agent warrants are at $4.55. Certain warrants are subject to a 4.99% (or 9.99%) beneficial ownership cap.
Shares outstanding were 21,111,302 as of October 14, 2025. LASE last traded at $4.01 on October 20, 2025. The prospectus permits resales through various transaction types described in the Plan of Distribution.