Welcome to our dedicated page for Lazard SEC filings (Ticker: LAZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission (SEC) filings for Lazard, Inc. (NYSE: LAZ), a financial advisory and asset management firm in the investment banking and securities dealing industry. Founded in 1848, Lazard files a range of regulatory documents that provide detailed information on its financial performance, capital structure, governance, and material corporate events.
Lazard’s periodic reports, such as its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, include segment information for its Financial Advisory and Asset Management businesses, discussions of risk factors, and management’s analysis of operating conditions. These filings also describe factors that may affect revenues, including changes in mergers and acquisitions activity and assets under management, as well as competitive and regulatory considerations.
The company frequently files Current Reports on Form 8-K to disclose specific events. Recent 8-K filings have covered quarterly financial results, updates on Lazard’s long-term growth strategy, leadership transitions in its asset management business, appointments to the Board of Directors, and capital markets transactions such as senior notes offerings and related tender offers. These 8-Ks often incorporate press releases as exhibits, providing additional context on the events being reported.
Lazard’s capital structure and financing activities are documented in filings describing senior notes issued by its subsidiary Lazard Group LLC, guarantees provided by Lazard, Inc., and the terms of related indentures and supplemental indentures. Investors interested in debt obligations and covenants can review these documents to understand maturity profiles, interest rates, redemption provisions, and ranking of obligations.
Through this filings page, users can access Lazard’s SEC disclosures as they are made available on EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key sections in 10-K and 10-Q reports, and surface important details from 8-K filings and exhibits, supporting a more efficient review of Lazard’s regulatory reporting and corporate developments.
FMR LLC amended a Schedule 13G to report beneficial ownership of 11,260,412 shares, representing 10.1% of Lazard Inc. common stock. The filing shows FMR LLC holds sole dispositive power for 11,260,412 shares, and Abigail P. Johnson is reported with sole dispositive power for the same amount.
The amendment includes address and CUSIP details and references Exhibit 99 and powers of attorney; signatures were provided by Stephanie J. Brown on behalf of FMR LLC and Abigail P. Johnson.
Lazard, Inc. Chief Financial Officer Tracy Farr reported equity compensation activity tied to restricted stock units (RSUs). On March 2, 2026, 5,903 RSUs vested, resulting in the acquisition of 5,903 shares of common stock. The company withheld 3,014 shares at a price of $50.60 per share to cover taxes, leaving 2,889 common shares held directly. Following these transactions, Farr also directly holds 24,594 RSUs, each representing a contingent right to receive one share of common stock.
Lazard, Inc. Chief Accounting Officer Michael Gathy reported routine equity award activity. On March 2, 2026, 2,251 Restricted Stock Units vested and converted into 2,251 shares of common stock, each RSU representing one share. The company then withheld 813 common shares, valued at $50.60 per share using the New York Stock Exchange closing price from the prior trading day, to cover taxes arising from the vesting, leaving Gathy with 1,438 common shares directly owned afterward.
Lazard, Inc. Chief Operating Officer Alexandra Soto reported equity award activity involving Restricted Stock Units (RSUs) and Common Stock. On March 2, 2026, 64,743 RSUs were exercised into an equal number of shares of Common Stock at a price of $0.00 per share, reflecting vesting of prior RSU grants.
On the same date, 30,430 shares of Common Stock were withheld by the company at $50.60 per share to cover taxes arising from the RSU vesting, rather than sold in an open-market transaction. After these transactions, Soto directly beneficially owned 148,185 shares of Common Stock, including 113,872 shares previously directly or indirectly beneficially owned.
Lazard, Inc. Chief Operating Officer Alexandra Soto acquired 2,553 Restricted Stock Units (RSUs) on February 20, 2026 as a grant and dividend-equivalent award. Each RSU represents a right to receive one share of common stock. After this transaction, she directly holds 264,487 RSUs. Of these, 625 are scheduled to vest on or around March 2, 2026, 927 on or around March 1, 2027, and 1,001 on or around March 1, 2028. The reported RSU amount excludes 113,872 shares of Lazard common stock that she directly or indirectly beneficially owns.
Lazard, Inc. Chief Accounting Officer Michael Gathy reported an acquisition of 92 Restricted Stock Units on February 20, 2026 as a grant or award. Each RSU represents a contingent right to receive one share of common stock. Following this transaction, he directly holds 9,445 RSUs. Of these RSUs, 23 will vest on or around March 2, 2026, 38 on or around March 1, 2027, and 31 on or around March 1, 2028.
Lazard, Inc. reported that Christopher Hogbin, its CEO of Asset Management, acquired 2,984 Restricted Stock Units (RSUs) as a grant or award. The RSUs were credited at no cash cost under dividend equivalent reinvestment provisions tied to existing RSU awards, increasing his directly held RSUs to 309,321.
Each RSU represents a contingent right to receive one share of common stock. Of the reported RSUs, 467 are scheduled to vest on or around March 16, 2026, 840 on or around March 18, 2027, 840 on or around March 20, 2028, and 837 on or around March 22, 2029.