Welcome to our dedicated page for Lazard SEC filings (Ticker: LAZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lazard, Inc. filings document the regulatory record for a financial advisory and asset management company listed on the NYSE under LAZ. Form 8-K reports furnish quarterly and annual results, Regulation FD strategy updates, material agreements, executive officer changes, compensation arrangements, and other material-event disclosures tied to the firm’s advisory and asset management businesses.
Proxy materials cover board elections, governance practices, executive compensation and shareholder voting matters. The company’s risk-factor disclosures address conditions in global and regional financial markets, M&A activity, assets under management, liquidity, third-party exposures and competition, alongside capital-structure and reporting matters.
Lazard, Inc. Chief Financial Officer Tracy Farr reported equity compensation activity tied to restricted stock units (RSUs). On March 2, 2026, 5,903 RSUs vested, resulting in the acquisition of 5,903 shares of common stock. The company withheld 3,014 shares at a price of $50.60 per share to cover taxes, leaving 2,889 common shares held directly. Following these transactions, Farr also directly holds 24,594 RSUs, each representing a contingent right to receive one share of common stock.
Lazard, Inc. Chief Accounting Officer Michael Gathy reported routine equity award activity. On March 2, 2026, 2,251 Restricted Stock Units vested and converted into 2,251 shares of common stock, each RSU representing one share. The company then withheld 813 common shares, valued at $50.60 per share using the New York Stock Exchange closing price from the prior trading day, to cover taxes arising from the vesting, leaving Gathy with 1,438 common shares directly owned afterward.
Lazard, Inc. Chief Operating Officer Alexandra Soto reported equity award activity involving Restricted Stock Units (RSUs) and Common Stock. On March 2, 2026, 64,743 RSUs were exercised into an equal number of shares of Common Stock at a price of $0.00 per share, reflecting vesting of prior RSU grants.
On the same date, 30,430 shares of Common Stock were withheld by the company at $50.60 per share to cover taxes arising from the RSU vesting, rather than sold in an open-market transaction. After these transactions, Soto directly beneficially owned 148,185 shares of Common Stock, including 113,872 shares previously directly or indirectly beneficially owned.
Lazard, Inc. Chief Operating Officer Alexandra Soto acquired 2,553 Restricted Stock Units (RSUs) on February 20, 2026 as a grant and dividend-equivalent award. Each RSU represents a right to receive one share of common stock. After this transaction, she directly holds 264,487 RSUs. Of these, 625 are scheduled to vest on or around March 2, 2026, 927 on or around March 1, 2027, and 1,001 on or around March 1, 2028. The reported RSU amount excludes 113,872 shares of Lazard common stock that she directly or indirectly beneficially owns.
Lazard, Inc. Chief Accounting Officer Michael Gathy reported an acquisition of 92 Restricted Stock Units on February 20, 2026 as a grant or award. Each RSU represents a contingent right to receive one share of common stock. Following this transaction, he directly holds 9,445 RSUs. Of these RSUs, 23 will vest on or around March 2, 2026, 38 on or around March 1, 2027, and 31 on or around March 1, 2028.
Lazard, Inc. reported that Christopher Hogbin, its CEO of Asset Management, acquired 2,984 Restricted Stock Units (RSUs) as a grant or award. The RSUs were credited at no cash cost under dividend equivalent reinvestment provisions tied to existing RSU awards, increasing his directly held RSUs to 309,321.
Each RSU represents a contingent right to receive one share of common stock. Of the reported RSUs, 467 are scheduled to vest on or around March 16, 2026, 840 on or around March 18, 2027, 840 on or around March 20, 2028, and 837 on or around March 22, 2029.
Lazard, Inc. Chief Financial Officer Tracy Farr reported an acquisition of 295 Restricted Stock Units (RSUs) on February 20, 2026, at a price of $0.00 per unit, pursuant to dividend equivalent reinvestment provisions on existing RSU awards.
Each RSU represents a contingent right to receive one share of Lazard common stock. After this transaction, Farr directly holds 30,497 RSUs. Of these RSUs, 58 are scheduled to vest on or around March 2, 2026, 155 on or around March 1, 2027, and 82 on or around March 1, 2028, subject to the underlying award terms.
Lazard, Inc. outlines its business as a global financial advisory and asset management firm following its 2024 conversion from a Bermuda company to a Delaware C‑corporation. The company operates two main segments, Financial Advisory and Asset Management, supported by a global network of offices.
Financial Advisory covers M&A, restructuring, capital solutions, sovereign and geopolitical advisory, and shareholder advisory. For the year ended December 31, 2025, Financial Advisory generated about 59% of consolidated net revenue, with fees concentrated but diversified across clients and industries.
Asset Management provides equity, fixed income, alternatives and wealth solutions to institutional and private clients worldwide, with 82% of assets managed for institutional and intermediary clients and the top ten clients accounting for 24% of AUM as of December 31, 2025. Lazard highlights investments in technology, AI and data science, and emphasizes human capital, culture and global recruiting as strategic priorities.
The filing details extensive risk factors, including market volatility, geopolitics, currency swings, competition, regulatory scrutiny, cybersecurity, and talent retention, noting that difficult conditions can rapidly reduce advisory volumes and AUM-based fees.
Lazard, Inc. director Stephen R. Howe Jr. acquired 83 Deferred Stock Units as a grant under the company’s 2018 Incentive Compensation Plan. He elected to receive these DSUs in lieu of all or part of his non-executive director cash compensation. After this award, he directly holds 10,398 Deferred Stock Units. The DSUs will convert into Lazard common stock on a one-for-one basis after he resigns from, or otherwise ceases to be a member of, the Board of Directors.
Lazard, Inc. director Andrew M. Alper received 721 Deferred Stock Units (DSUs) as a grant under the company’s 2018 Incentive Compensation Plan. These units were elected in lieu of cash compensation and carry a zero dollar acquisition price. Following this award, Alper directly holds 98,849 DSUs, which will convert into an equal number of common shares after he leaves Lazard’s Board of Directors.