Welcome to our dedicated page for Lazard SEC filings (Ticker: LAZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission (SEC) filings for Lazard, Inc. (NYSE: LAZ), a financial advisory and asset management firm in the investment banking and securities dealing industry. Founded in 1848, Lazard files a range of regulatory documents that provide detailed information on its financial performance, capital structure, governance, and material corporate events.
Lazard’s periodic reports, such as its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, include segment information for its Financial Advisory and Asset Management businesses, discussions of risk factors, and management’s analysis of operating conditions. These filings also describe factors that may affect revenues, including changes in mergers and acquisitions activity and assets under management, as well as competitive and regulatory considerations.
The company frequently files Current Reports on Form 8-K to disclose specific events. Recent 8-K filings have covered quarterly financial results, updates on Lazard’s long-term growth strategy, leadership transitions in its asset management business, appointments to the Board of Directors, and capital markets transactions such as senior notes offerings and related tender offers. These 8-Ks often incorporate press releases as exhibits, providing additional context on the events being reported.
Lazard’s capital structure and financing activities are documented in filings describing senior notes issued by its subsidiary Lazard Group LLC, guarantees provided by Lazard, Inc., and the terms of related indentures and supplemental indentures. Investors interested in debt obligations and covenants can review these documents to understand maturity profiles, interest rates, redemption provisions, and ranking of obligations.
Through this filings page, users can access Lazard’s SEC disclosures as they are made available on EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key sections in 10-K and 10-Q reports, and surface important details from 8-K filings and exhibits, supporting a more efficient review of Lazard’s regulatory reporting and corporate developments.
Evan L. Russo, an officer (CEO of Asset Management) of Lazard, Inc. (LAZ), reported three transactions in September 2025 affecting his beneficial ownership of Lazard common stock. On 09/09/2025 he donated 15,000 shares as a bona fide gift to a charitable donor-advised fund. On 09/10/2025 he sold 25,000 shares at a weighted average price of $55.7064. On 09/11/2025 he sold 50,000 shares at a weighted average price of $56.952. After these transactions he directly beneficially owned 227,915 shares, excluding 358,299 restricted participation units and 1,000,000 stock price performance-based restricted participation units that he directly beneficially owns.
Michael Gathy, Chief Accounting Officer of Lazard, Inc. (LAZ), reported a sale of 617 shares of Lazard common stock on 09/10/2025 at a price of $55.37 per share. After this transaction the filing reports 0 shares of common stock beneficially owned directly, with a disclosure that 9,258 restricted stock units (RSUs) are excluded from the reported count and remain directly or indirectly beneficially owned by the reporting person. The Form 4 was signed under power of attorney on 09/11/2025. The filing reflects a routine insider disposition rather than any additional transaction types or derivative activity.
Dmitry Shevelenko, a director of Lazard, Inc. (LAZ), filed an initial Form 3 reporting that he does not beneficially own any Lazard securities. The event date listed is 09/02/2025 and the form was signed under power of attorney on 09/11/2025. The filing identifies Shevelenko's business address at Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112. This Form 3 provides a formal disclosure of the reporting person's status with no securities reported.
Lazard, Inc. (LAZ) Form 144 filing reports proposed and recent sales of common stock by an insider. The filer plans to sell 50,000 shares through Fidelity Brokerage Services with an approximate aggregate market value of $2,847,600.20, representing part of 112,766,091 shares outstanding. The securities were acquired on 03/13/2025 via restricted stock vesting and were paid as compensation. The filing shows a prior sale by the same person of 25,000 shares on 09/10/2025 for gross proceeds of $1,392,661.22. The filer certifies no undisclosed material adverse information.
Lazard, Inc. (LAZ) filed a Form 144 reporting a proposed sale of 25,000 common shares held by a person who acquired the shares on 03/13/2025 through restricted stock vesting as compensation. The proposed sale lists Fidelity Brokerage Services LLC as the broker, an approximate aggregate market value of $1,392,661.22, and the issuer's outstanding shares shown as 112,766,091. The filing indicates an approximate sale date of 09/10/2025 and states there were no securities sold by the filer in the past three months. The filer certifies no undisclosed material adverse information.
Form 144 Notice for Lazard, Inc. (LAZ) reports a proposed sale of 617 shares of common stock through Fidelity Brokerage Services on the NYSE with an aggregate market value of $34,163.29. The filing lists total shares outstanding of 112,766,091. The securities to be sold were acquired mainly through restricted stock vesting: 612 shares vested on 03/03/2025 and 5 shares vested on 02/23/2024, both recorded as compensation. The filer indicates no securities sold in the past three months and includes the standard representation that they are unaware of undisclosed material adverse information about the issuer.
Lazard, Inc. filed a Form 8-K to note that on September 10, 2025 it posted on its website a letter updating its vision and long-term growth strategy for “Lazard 2030.” The disclosure is furnished under Regulation FD, meaning it is intended to provide broad, simultaneous access to this strategic information.
The company explains that the letter and this report contain forward-looking statements about its long-term strategy, business plans and projected financial and operational performance, including initiatives related to artificial intelligence. Lazard highlights numerous risk factors that could cause actual results to differ, such as global economic and market conditions, levels of M&A activity, changes in assets under management, liquidity, competitive pressures on compensation, tax law changes, and the impact of investments in technology and data science capabilities.
Lazard, Inc. is changing leadership of its asset management business. Evan L. Russo will step down as Chief Executive Officer of Lazard’s asset management business effective on or around December 1, 2025, and no later than December 31, 2025. He will move into a non-executive role as Senior Advisor to the Company’s Chief Executive Officer and remain employed in that role through June 30, 2026, when his service with the company will end.
During this advisory period, Mr. Russo will keep his current base salary, remain in company benefit plans and continue to be eligible to vest in outstanding equity awards according to their existing terms. Upon his separation, he will be eligible for severance and equity treatment described in prior agreements and the 2025 proxy statement, with cash severance calculated as if his termination occurred on December 31, 2025. Lazard also appointed Christopher Hogbin as Managing Director and Chief Executive Officer of its asset management business, effective on a mutually agreed date no later than January 30, 2026.
Lazard, Inc. reported that its Board of Directors has elected Dmitry Shevelenko as a director, effective September 2, 2025. He has not yet been assigned to any board committee.
Upon joining the board, Mr. Shevelenko will receive compensation under Lazard’s standard compensation program for non-employee directors, as previously described in the company’s 2025 proxy statement. The company states there are no arrangements or understandings with any person regarding his appointment, no family relationships with existing directors or executives, and no related-party transactions requiring disclosure.
Lazard also furnished a press release announcing his election as Exhibit 99.1, which is treated as “furnished” rather than “filed” under securities law.
Michael Gathy, Chief Accounting Officer of Lazard, Inc. (LAZ), acquired 86 restricted stock units (RSUs) on 08/15/2025 pursuant to dividend-equivalent reinvestment of existing RSU awards. Each RSU represents a contingent right to one share of common stock. Of the 86 RSUs, 21 are scheduled to vest on or around March 2, 2026; 35 on or around March 1, 2027; and 30 on or around March 1, 2028. Following this transaction, the reporting person beneficially owned 9,258 shares (this amount excludes 617 shares directly or indirectly beneficially owned). The Form 4 was signed on behalf of Michael Gathy under a power of attorney on 08/19/2025.