Lazard, Inc. filings document the regulatory record for a financial advisory and asset management company listed on the NYSE under LAZ. Form 8-K reports furnish quarterly and annual results, Regulation FD strategy updates, material agreements, executive officer changes, compensation arrangements, and other material-event disclosures tied to the firm’s advisory and asset management businesses.
Proxy materials cover board elections, governance practices, executive compensation and shareholder voting matters. The company’s risk-factor disclosures address conditions in global and regional financial markets, M&A activity, assets under management, liquidity, third-party exposures and competition, alongside capital-structure and reporting matters.
Soto Alexandra reported acquisition or exercise transactions in this Form 4 filing.
Lazard, Inc. Chief Operating Officer Alexandra Soto received a grant of 101,739 Restricted Stock Units, each representing a right to one share of common stock. These RSUs are scheduled to vest on or around March 1, 2029. Following this award, she holds 301,483 shares and units directly, underscoring that this filing reflects compensation rather than an open-market trade.
Gathy Michael reported acquisition or exercise transactions in this Form 4 filing.
Lazard, Inc. reported that Chief Accounting Officer Michael Gathy received a grant of 5,564 Restricted Stock Units, each representing one share of common stock. This award increases his directly held RSUs to 12,758. Portions of the grant are scheduled to vest in March 2027, March 2028, and March 2029.
LAZ filed a Section 144 notice reporting a proposed sale of 1,515 shares of Common Stock associated with restricted stock vesting on 03/16/2026. The filing also discloses a sale of 12,121 shares on 03/17/2026 for $496,112.53.
FMR LLC amended a Schedule 13G to report beneficial ownership of 11,260,412 shares, representing 10.1% of Lazard Inc. common stock. The filing shows FMR LLC holds sole dispositive power for 11,260,412 shares, and Abigail P. Johnson is reported with sole dispositive power for the same amount.
The amendment includes address and CUSIP details and references Exhibit 99 and powers of attorney; signatures were provided by Stephanie J. Brown on behalf of FMR LLC and Abigail P. Johnson.
Lazard, Inc. Chief Financial Officer Tracy Farr reported equity compensation activity tied to restricted stock units (RSUs). On March 2, 2026, 5,903 RSUs vested, resulting in the acquisition of 5,903 shares of common stock. The company withheld 3,014 shares at a price of $50.60 per share to cover taxes, leaving 2,889 common shares held directly. Following these transactions, Farr also directly holds 24,594 RSUs, each representing a contingent right to receive one share of common stock.
Lazard, Inc. Chief Accounting Officer Michael Gathy reported routine equity award activity. On March 2, 2026, 2,251 Restricted Stock Units vested and converted into 2,251 shares of common stock, each RSU representing one share. The company then withheld 813 common shares, valued at $50.60 per share using the New York Stock Exchange closing price from the prior trading day, to cover taxes arising from the vesting, leaving Gathy with 1,438 common shares directly owned afterward.
Lazard, Inc. Chief Operating Officer Alexandra Soto reported equity award activity involving Restricted Stock Units (RSUs) and Common Stock. On March 2, 2026, 64,743 RSUs were exercised into an equal number of shares of Common Stock at a price of $0.00 per share, reflecting vesting of prior RSU grants.
On the same date, 30,430 shares of Common Stock were withheld by the company at $50.60 per share to cover taxes arising from the RSU vesting, rather than sold in an open-market transaction. After these transactions, Soto directly beneficially owned 148,185 shares of Common Stock, including 113,872 shares previously directly or indirectly beneficially owned.