Welcome to our dedicated page for Lazard SEC filings (Ticker: LAZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lazard, Inc. filings document the regulatory record for a financial advisory and asset management company listed on the NYSE under LAZ. Form 8-K reports furnish quarterly and annual results, Regulation FD strategy updates, material agreements, executive officer changes, compensation arrangements, and other material-event disclosures tied to the firm’s advisory and asset management businesses.
Proxy materials cover board elections, governance practices, executive compensation and shareholder voting matters. The company’s risk-factor disclosures address conditions in global and regional financial markets, M&A activity, assets under management, liquidity, third-party exposures and competition, alongside capital-structure and reporting matters.
Lazard Inc (LAZ): Ariel Investments, LLC filed Amendment No. 1 to Schedule 13G, disclosing beneficial ownership of 5,245,889 shares of common stock, representing 4.7% of the class as of 09/30/2025.
Ariel reports sole voting power over 4,708,308 shares and sole dispositive power over 5,245,889 shares, with no shared voting or dispositive power. The filing states the securities were acquired and are held in the ordinary course and not to influence control. Ariel’s adviser clients have rights to dividends and sale proceeds tied to these securities, and no single client has more than 5% of the class.
Lazard, Inc. reported third‑quarter results showing lower revenue year over year but solid performance in both advisory and asset management. Total revenue was $770.8 million versus $807.4 million a year ago. Net income attributable to Lazard was $71.2 million, with diluted EPS of $0.65, compared with $1.02 in the prior year period. A benefit pursuant to the tax receivable agreement reduced operating expenses this quarter.
By segment, Financial Advisory net revenue was $427.3 million, reflecting activity across M&A and other mandates. Asset Management delivered $327.0 million, including $311.5 million of management fees and $15.5 million of incentive fees. For the first nine months, revenue was $2.26 billion and diluted EPS was $1.72.
The balance sheet remained liquid with cash and cash equivalents of $1.17 billion and total assets of $4.63 billion. Senior debt was $1.69 billion and total stockholders’ equity was $878.6 million. Year to date, operating cash flow was $119.6 million, dividends paid were $139.2 million, and common stock purchases and cancellations totaled $41.0 million. As of October 17, 2025, shares outstanding were 112,746,606, including 17,868,792 shares held by subsidiaries.
Lazard, Inc. furnished an Item 2.02 update noting it issued a press release announcing financial results for its third quarter ended September 30, 2025. The press release is included as Exhibit 99.1 to the report.
The company states this information is furnished, not filed under the Exchange Act and is not incorporated by reference, limiting Section 18 liability.
Dmitry Shevelenko, a Lazard, Inc. director, was awarded 2,126 Deferred Stock Units (DSUs) under the companys 2018 Incentive Compensation Plan on 09/16/2025. The DSUs are part of the Non-Executive Director Compensation arrangement and will convert one-for-one into common stock only after the reporting person resigns or otherwise ceases to be a member of Lazards Board. The Form 4 covering this award was signed by Dmitry Shevelenko via power of attorney on 09/18/2025 and lists his business address at Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112.
Dmitry Shevelenko, a Lazard, Inc. director, was awarded 2,126 Deferred Stock Units (DSUs) under the companys 2018 Incentive Compensation Plan on 09/16/2025. The DSUs are part of the Non-Executive Director Compensation arrangement and will convert one-for-one into common stock only after the reporting person resigns or otherwise ceases to be a member of Lazards Board. The Form 4 covering this award was signed by Dmitry Shevelenko via power of attorney on 09/18/2025 and lists his business address at Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112.
Lazard, Inc. (LAZ) reporting person Peter R. Orszag, CEO & Chairman and director, exchanged a prior grant of 64,949 RSUs for 64,949 shares of common stock on 09/15/2025. On that date 19,485 shares were sold back to the company to cover estimated taxes at an NYSE closing price of $55.59. On 09/16/2025 an additional 32,475 shares were sold in transactions effected under a Rule 10b5-1 trading plan at a weighted average price of $54.09. Following these transactions, the reporting person beneficially owned 183,274 shares.
Lazard, Inc. (LAZ) reporting person Peter R. Orszag, CEO & Chairman and director, exchanged a prior grant of 64,949 RSUs for 64,949 shares of common stock on 09/15/2025. On that date 19,485 shares were sold back to the company to cover estimated taxes at an NYSE closing price of $55.59. On 09/16/2025 an additional 32,475 shares were sold in transactions effected under a Rule 10b5-1 trading plan at a weighted average price of $54.09. Following these transactions, the reporting person beneficially owned 183,274 shares.
Lazard, Inc. (LAZ) submitted a Form 144 reporting a proposed sale of 32,475 common shares through Fidelity Brokerage Services on the NYSE, with an approximate aggregate market value of $1,762,743. The filer states the shares were acquired on 09/15/2025 by restricted stock vesting from the issuer and were paid as compensation. The filing lists the approximate date of sale as 09/16/2025 and reports 112,766,091 shares outstanding for the issuer. The filer indicates no securities sold in the past three months and includes the standard representation that no undisclosed material adverse information is known.
Lazard, Inc. (LAZ) submitted a Form 144 reporting a proposed sale of 32,475 common shares through Fidelity Brokerage Services on the NYSE, with an approximate aggregate market value of $1,762,743. The filer states the shares were acquired on 09/15/2025 by restricted stock vesting from the issuer and were paid as compensation. The filing lists the approximate date of sale as 09/16/2025 and reports 112,766,091 shares outstanding for the issuer. The filer indicates no securities sold in the past three months and includes the standard representation that no undisclosed material adverse information is known.
Evan L. Russo, an officer (CEO of Asset Management) of Lazard, Inc. (LAZ), reported three transactions in September 2025 affecting his beneficial ownership of Lazard common stock. On 09/09/2025 he donated 15,000 shares as a bona fide gift to a charitable donor-advised fund. On 09/10/2025 he sold 25,000 shares at a weighted average price of $55.7064. On 09/11/2025 he sold 50,000 shares at a weighted average price of $56.952. After these transactions he directly beneficially owned 227,915 shares, excluding 358,299 restricted participation units and 1,000,000 stock price performance-based restricted participation units that he directly beneficially owns.
Michael Gathy, Chief Accounting Officer of Lazard, Inc. (LAZ), reported a sale of 617 shares of Lazard common stock on 09/10/2025 at a price of $55.37 per share. After this transaction the filing reports 0 shares of common stock beneficially owned directly, with a disclosure that 9,258 restricted stock units (RSUs) are excluded from the reported count and remain directly or indirectly beneficially owned by the reporting person. The Form 4 was signed under power of attorney on 09/11/2025. The filing reflects a routine insider disposition rather than any additional transaction types or derivative activity.
Dmitry Shevelenko, a director of Lazard, Inc. (LAZ), filed an initial Form 3 reporting that he does not beneficially own any Lazard securities. The event date listed is 09/02/2025 and the form was signed under power of attorney on 09/11/2025. The filing identifies Shevelenko's business address at Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112. This Form 3 provides a formal disclosure of the reporting person's status with no securities reported.
Lazard, Inc. (LAZ) Form 144 filing reports proposed and recent sales of common stock by an insider. The filer plans to sell 50,000 shares through Fidelity Brokerage Services with an approximate aggregate market value of $2,847,600.20, representing part of 112,766,091 shares outstanding. The securities were acquired on 03/13/2025 via restricted stock vesting and were paid as compensation. The filing shows a prior sale by the same person of 25,000 shares on 09/10/2025 for gross proceeds of $1,392,661.22. The filer certifies no undisclosed material adverse information.