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LendingClub (NYSE: LC) shifting listing to Nasdaq with new HAPN ticker

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

LendingClub Corporation is moving its stock listing from the New York Stock Exchange to Nasdaq as part of a broader rebranding to Happen Bank and Happen, Inc. The company expects its common stock to stop trading on the NYSE under the “LC” ticker at market close on June 18, 2026. Trading is expected to begin on the Nasdaq Global Select Market on June 22, 2026 under the new “HAPN” ticker symbol, aligning the listing with the upcoming Happen Bank brand. Existing shareholders do not need to take any action for the transfer or ticker change, and the company plans to mark the transition by ringing the Nasdaq Opening Bell on June 30, 2026.

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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities
The company received a delisting notice or transferred its listing to a different exchange.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Last NYSE trading day June 18, 2026 Expected final day trading under LC on NYSE
First Nasdaq trading day June 22, 2026 Expected first day trading under HAPN on Nasdaq
Nasdaq Opening Bell June 30, 2026 Planned ceremony at Nasdaq MarketSite
Current ticker symbol LC NYSE listing prior to transfer
New ticker symbol HAPN Ticker on Nasdaq after June 22, 2026
Member base 5 million+ members Digital bank customers described as the Motivated Middle
Nasdaq Global Select Market financial
"common stock is expected to begin trading on the Nasdaq Global Select Market on June 22, 2026"
A Nasdaq Global Select Market listing is the highest tier of stocks on the Nasdaq exchange, reserved for companies that meet the strictest financial, reporting and governance standards. For investors, it acts like a premium quality label—signaling larger, more transparent and better-governed companies that tend to offer greater liquidity and lower perceived risk compared with lower-tier listings, making it easier to buy, sell and evaluate shares.
Happen Bank financial
"rebranding of LendingClub Bank to Happen Bank"
forward-looking statements regulatory
"Some of the statements in this press release, including statements regarding the timing and impact of our listing on Nasdaq and rebranding initiative, are "forward-looking statements.""
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
Safe Harbor Statement regulatory
"Safe Harbor Statement Some of the statements in this press release"
A safe harbor statement is a disclaimer that companies include in their public disclosures to limit legal liability if future results differ from what was forecasted or expected. It acts like a protective shield, helping companies avoid lawsuits if their predictions don’t come true, and gives investors a clearer understanding that certain statements are forward-looking and involve risks.
Nasdaq Opening Bell Ceremony financial
"The company plans to commemorate its new listing by participating in the Nasdaq Opening Bell Ceremony on Tuesday, June 30, 2026"
marketplace bank model financial
"a marketplace bank model that drives value for members, loan investors, and shareholders alike"
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Understanding 8-K Material Events →
0001409970FALSE00014099702026-06-022026-06-02

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 2, 2026
LendingClub Corporation
(Exact name of registrant as specified in its charter)
 
Commission File Number: 001-36771
Delaware51-0605731
(State or other jurisdiction of
incorporation or organization)		(I.R.S. Employer
Identification No.)
88 Kearny Street,
Suite 600,
San Francisco,CA94108
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: 415 930-7440
Former name or former address, if changed since last report: N/A
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Common stock, par value $0.01 per shareLCNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐


Item 3.01Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

On June 2, 2026, LendingClub Corporation (the “Company”), acting pursuant to authorization from its Board of Directors, notified the New York Stock Exchange (the “NYSE”) of its intention to voluntarily withdraw the listing of its common stock, par value $0.01 per share (“Common Stock”), from the NYSE and transfer the listing to The Nasdaq Stock Market LLC (“Nasdaq”). The Company expects that the listing and trading of its Common Stock on the NYSE will end at market close on June 18, 2026 and that trading will begin on Nasdaq at market open on June 22, 2026 under the “HAPN” ticker symbol, which coincides with and reflects the upcoming launch of the Company’s Happen Bank brand and renaming of the Company to Happen, Inc.

Item 7.01Regulation FD Disclosure

On June 2, 2026, the Company issued a press release (the “Press Release”) in connection with the transfer of the listing of its Common Stock to Nasdaq. A copy of the Press Release is attached as Exhibit 99.1 to this Form 8-K.

The information furnished under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise stated in such filing.

Item 9.01Financial Statements and Exhibits
(d)Exhibits

Exhibit
Number		Exhibit Title or Description
99.1
Press Release dated June 2, 2026
104Cover Page Interactive Data File (Cover page XBRL tags are embedded within the Inline XBRL document)



SIGNATURE(S)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LendingClub Corporation
Date: June 2, 2026By:/s/ ANDREW LABENNE
Andrew LaBenne
Chief Financial Officer
(duly authorized officer)


EXHIBIT 99.1
LendingClub to Transfer Listing to Nasdaq; New Ticker Symbol “HAPN” to Reflect the Launch of Happen Bank
Expected First Day of Trading on the Nasdaq Stock Exchange on Monday, June 22, 2026
Company to Ring the Nasdaq Opening Bell on Tuesday, June 30, 2026

SAN FRANCISCO, June 2, 2026/PR Newswire/ — LendingClub Corporation (NYSE: LC) today announced that it will transfer the listing of its common stock to the Nasdaq Stock Market (“Nasdaq”) from the New York Stock Exchange (“NYSE”).

The company’s common stock is expected to begin trading on the Nasdaq Global Select Market on June 22, 2026, under the new ticker symbol – HAPN – to reflect the rebranding of LendingClub Bank to Happen Bank.

The transfer to Nasdaq reflects the company’s position as a growth-oriented, digital bank and strengthens its alignment with investors focused on companies using technology and innovation to drive long-term shareholder value.

“We were founded on the belief that technology could make lending better – and it worked,” said Scott Sanborn, LendingClub CEO. “We’ve since evolved beyond lending into a diversified digital-first bank combining deposits, lending, and a capital-light marketplace model. Just as the Happen Bank brand better reflects everything we do for our members, our move to Nasdaq better reflects the technology and innovation that has always been part of our DNA.”

“Nasdaq is proud to welcome LendingClub as it begins this exciting new chapter,” said J.R. Mastroianni, Head of Exchange Transfers, Listings Services at Nasdaq. “The company’s focus on using technology to make it easy to make smart financial decisions aligns closely with our community of innovation-driven companies, and we look forward to supporting its continued growth.”

No action is required by existing shareholders with respect to the transfer of the listing or the ticker symbol change. LendingClub’s common stock is expected to continue to be listed under the NYSE ticker symbol “LC” through market close on June 18, 2026.

The company plans to commemorate its new listing by participating in the Nasdaq Opening Bell Ceremony on Tuesday, June 30, 2026, at the Nasdaq MarketSite in New York City.

About LendingClub

LendingClub Bank — soon to be Happen Bank — is a digital bank built for the Motivated Middle: high-FICO, high-income, digitally savvy consumers actively managing their financial lives. Our difference? We make it easy for them to access award-winning products that help them keep more of what they earn and earn more on what they save. Our products are aligned by design to reward our five million plus members when they take positive financial steps like saving regularly or making loan payments on time.

Our success is fueled by our advanced credit underwriting, a proprietary technology platform engineered for innovation, and a marketplace bank model that drives value for members, loan investors, and shareholders alike. The result is affordable credit, meaningful value, and a trusted banking relationship — delivered consistently and profitably at scale.

As we look to our next chapter, we’re choosing a name that reflects why we exist: to clear the way for our members to make it happen. Learn more at: https://www.meethappen.com/.

LendingClub Corporation (NYSE: LC) — soon to be Happen, Inc. — is the parent company and operator of LendingClub Bank, National Association, Member FDIC. For more information about LendingClub, visit https://www.lendingclub.com.

Safe Harbor Statement

Some of the statements in this press release, including statements regarding the timing and impact of our listing on Nasdaq and rebranding initiative, are "forward-looking statements." Words such as "plan", "expect", “anticipate” and similar expressions may identify forward-looking statements, although not all forward-looking statements may contain these identifying words. Factors that could cause actual results to differ materially from those contemplated by these forward-looking statements include: macroeconomic conditions, completing onboarding with Nasdaq, and those factors set forth in


the section titled "Risk Factors" in LendingClub Corporation's most recent Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, as well as in its subsequent filings with the Securities and Exchange Commission. Actual results or events could differ materially from the plans, intentions and expectations disclosed in forward-looking statements, and you should not place undue reliance on forward-looking statements. We do not assume any obligation to update any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.

Contacts

For Media: Press@lendingclub.com
For Investors: IR@lendingclub.com

Source: View Original Filing on SEC EDGAR

FAQ

What change is LendingClub (LC) making to its stock exchange listing?

LendingClub is transferring its stock listing from the New York Stock Exchange to the Nasdaq Global Select Market. Its common stock is expected to stop trading on the NYSE on June 18, 2026 and begin trading on Nasdaq on June 22, 2026.

What will be LendingClub’s new ticker symbol on Nasdaq?

LendingClub’s stock is expected to trade on Nasdaq under the new ticker symbol “HAPN.” The change coincides with the rebranding of LendingClub Bank to Happen Bank and the planned renaming of the parent company to Happen, Inc.

Do LendingClub shareholders need to take any action for the Nasdaq listing transfer?

Existing LendingClub shareholders do not need to take any action related to the listing transfer or ticker symbol change. Their holdings will automatically reflect the new Nasdaq listing and “HAPN” ticker once trading begins on June 22, 2026.

When will LendingClub’s last trading day on the NYSE and first on Nasdaq occur?

LendingClub’s common stock is expected to trade on the NYSE under the ticker “LC” through market close on June 18, 2026. Trading is then expected to begin on the Nasdaq Global Select Market on June 22, 2026 under the new ticker “HAPN.”

How does LendingClub describe the reason for moving its listing to Nasdaq?

LendingClub says the transfer reflects its position as a growth-oriented digital bank and aligns it with investors focused on technology and innovation. The move is paired with its Happen Bank rebranding, emphasizing its digital-first, technology-driven banking and marketplace model.

What events will mark LendingClub’s transition to Nasdaq as HAPN?

LendingClub plans to begin trading on Nasdaq under the ticker “HAPN” on June 22, 2026. The company also intends to commemorate the new listing by participating in the Nasdaq Opening Bell Ceremony on June 30, 2026 at the Nasdaq MarketSite in New York City.

Filing Exhibits & Attachments

4 documents

Press Releases

Other Documents