STOCK TITAN

LendingClub (LC) CRO sells 5,332 shares in Rule 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

LendingClub Corp's Chief Risk Officer reported selling 5,332 shares of common stock on 12/11/2025 at $20 per share. After this transaction, the officer directly beneficially owns 373,692 shares. The sale was carried out under a Rule 10b5-1 trading plan, which the filing describes as a contract, instruction or written plan for purchasing or selling the issuer's equity securities that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ARMSTRONG ANNIE

(Last) (First) (Middle)
C/O LENDINGCLUB CORPORATION
595 MARKET ST., #200

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LendingClub Corp [ LC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 S(1) 5,332 D $20 373,692 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
/s/ Bhavit Sheth, attorney-in-fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider share sale did LendingClub (LC) disclose in this filing?

The filing shows that LendingClub Corp's Chief Risk Officer sold 5,332 shares of common stock on 12/11/2025 at a price of $20 per share.

What is the role of the reporting person at LendingClub (LC)?

The reporting person is identified as an Officer of LendingClub Corp, with the title Chief Risk Officer.

How many LendingClub (LC) shares does the officer own after the reported sale?

Following the reported transaction, the Chief Risk Officer beneficially owns 373,692 shares of LendingClub common stock, held directly.

Was the LendingClub (LC) share sale made under a Rule 10b5-1 trading plan?

Yes. The explanation states that "This transaction was effected pursuant to a Rule 10b5-1 trading plan", indicating it followed a pre-arranged plan.

How does the filing describe a Rule 10b5-1 plan for LendingClub (LC) insiders?

It describes it as a contract, instruction or written plan for the purchase or sale of the issuer's equity securities that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Is this Form 4 filed for one or multiple reporting persons at LendingClub (LC)?

The form is indicated as filed by one reporting person, not by more than one reporting person.

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