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LendingClub Corp SEC Filings

LC NYSE

Welcome to our dedicated page for LendingClub SEC filings (Ticker: LC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

LendingClub Corporation filings document formal disclosures for a Delaware bank holding company and digital marketplace bank. Its 8-K reports record quarterly and annual operating results, Regulation FD presentations, capital actions such as common stock repurchase authorization, and governance or executive-transition matters.

Annual proxy materials cover director elections, executive compensation, auditor ratification and proposed charter governance changes, including board classification and voting-threshold provisions. The filing record also supports review of LendingClub's balance-sheet funding, loan origination economics, capital structure, risk oversight and public-company governance framework.

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Reporting person: Annie Armstrong, Chief Risk Officer at LendingClub Corporation (LC), reported a sale of common stock under a Rule 10b5-1 plan.

On 08/28/2025 she disposed of 5,333 shares at $16.91 per share, leaving beneficial ownership of 384,917 shares. The filing is signed by an attorney-in-fact on 09/02/2025 and explicitly states the transaction was effected pursuant to a Rule 10b5-1 trading plan.

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LendingClub (LC) Form 144 notice: An insider intends to sell 60,000 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $1,030,800.00, and the planned approximate sale date is 09/02/2025 on the NYSE. The shares were acquired as restricted stock units on 05/25/2019 from the issuer.

The filing also reports three recent open‑market sales by the same person (Scott C. Sanborn) totaling 15,750 shares between 06/05/2025 and 07/03/2025 for aggregate gross proceeds reported as $178,518.91. The filer certifies no undisclosed material adverse information and follows Rule 144 disclosure requirements.

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LendingClub Corporation (LC) filed a Form 144 notice reporting a proposed sale of 26,664 common shares through Charles Schwab & Co., Inc. on 08/28/2025 on the NYSE with an aggregate market value of $450,888.00. The filing shows the shares were acquired as equity compensation: 5,466 shares from a restricted stock lapse on 02/25/2022 and 21,198 shares from RSU/PSU vesting on 08/25/2022. The notice reports 114,740,147 shares outstanding for the issuer. No sales by the reporting person in the past three months are listed, and the filing includes the standard representation that the seller has no undisclosed material nonpublic information.

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Insider transactions at LendingClub (LC): This Form 4 reports multiple restricted stock unit (RSU) vestings for SVP and Corporate Controller Fergal Stack on 08/25/2025. Several RSUs were converted to common stock at $0 per unit, resulting in incremental beneficial ownership increases: 5,645; 3,117; and 1,907 shares in separate vesting events, and a separate entry shows 4,300 shares withheld by the issuer to satisfy tax withholding at $16.31 per share. After these transactions the reporting person beneficially owned between 248,110 and 253,134 shares across lines reported. The filing was signed by an attorney-in-fact on 08/27/2025.

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LendingClub director and CEO Scott Sanborn reported multiple transactions in the issuer's common stock on 08/25/2025. Several restricted stock units (RSUs) vested and were converted to shares, resulting in acquisitions totaling 36,140 shares reported as grants (14,944; 13,151; 8,045) at a $0 per-share grant value. The filing also shows 19,245 shares were disposed of in a sale at $16.31 per share, and the issuer withheld shares to satisfy tax withholding obligations related to RSU vesting.

The reporting person’s total beneficial ownership figures change across entries, with post-transaction holdings reported in the range of about 1.30 million to 1.32 million shares, reflecting the combined effect of vesting, withholding for taxes, and the listed sale.

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LendingClub Corp (LC) Chief Financial Officer Andrew LaBenne reported multiple insider transactions tied to restricted stock units (RSUs) that vested on August 25, 2025. The filing shows four RSU vesting events resulting in acquisitions of 20,005; 10,849; 12,274; and 7,509 shares, all recorded at $0 as they represent vested RSUs converting to common stock. The issuer withheld 26,095 shares to satisfy tax-withholding obligations rather than a sale. After these transactions, the reporting person beneficially owns 228,748 shares directly and has 10,000 shares indirectly held in UTMA accounts for his children.

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Insider activity at LendingClub (LC): This Form 4 filed for reporting person Cheng Jordan (General Counsel & Secretary) shows multiple restricted stock units (RSUs) that vested on 08/25/2025 and related tax-withholding. A series of RSU vestings were reported as acquisitions (code M) totaling 12,121 RSUs added across three grants and reflected as increases in beneficial ownership. The filer also reported a disposition of 5,547 shares (code F) at $16.31 representing shares withheld by the issuer to cover tax obligations from vesting. After these transactions the filer reports beneficial ownership totals of 99,711 and 105,258 shares on different lines, and derivative RSU holdings converting to common stock are listed with post-transaction amounts of 5,779, 34,368, and 35,041 shares respectively. The form is signed by an attorney-in-fact on 08/27/2025.

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Annie Armstrong, Chief Risk Officer of LendingClub Corporation (LC), reported transactions on Form 4 dated 08/25/2025 showing vesting and tax-withholding activity in restricted stock units (RSUs).

The filing shows three vesting events treated as acquisitions (transaction code M) converting RSUs into common stock: 7,749 shares, 8,865 shares and 5,006 shares, each at $0 per share because they represent vested RSUs. The issuer withheld 11,514 shares (transaction code F) to satisfy tax withholding at a price of $16.31 per share; after these transactions the filing reports 390,250 shares beneficially owned by Ms. Armstrong. Table II lists the RSU derivatives underlying those amounts with post-transaction derivative holdings reported as 15,498, 53,188 and 50,058 respectively.

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Wellington Management and related entities reported beneficial ownership of 6,698,689 shares of LendingClub common stock, representing 5.87% of the class. The filing shows 0 sole voting power, 6,481,647 shared voting power, and 6,698,689 shared dispositive power, indicating the position is held on behalf of clients of Wellington's investment advisers and exercised collectively rather than unilaterally. Multiple Wellington entities are named as reporting persons and are classified as holding companies (HC) or investment advisers (IA). The statement certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing control of the issuer.

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FAQ

How many LendingClub (LC) SEC filings are available on StockTitan?

StockTitan tracks 111 SEC filings for LendingClub (LC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for LendingClub (LC)?

The most recent SEC filing for LendingClub (LC) was filed on September 2, 2025.