STOCK TITAN

Lion Copper director buys 11,297 shares

LION COPPER & GOLD CORP.

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

LION COPPER & GOLD CORP. (LCGMF) insider reporting persons Tony L. Alford (director and ten percent owner) and Christine Alford reported open-market purchases of 11,297 Common Shares on September 11, 2026, at prices around the mid-$4.90s per share, with no Rule 10b5-1 trading plan reported. They also report holdings of options, warrants and 12% Secured Convertible Debentures convertible into additional Common Shares. All share and price figures are retroactively adjusted for a 1-for-27 share consolidation effective September 14, 2026.

Positive

  • None.

Negative

  • None.
Insider Alford Tony L, Alford Christine
Role Director, 10% Owner | 10% Owner
Bought 11,297 shs ($55K)
Type Security Shares Price Value
Purchase Common Shares F6, F7, F1 3,704 $4.9113 $18K
Purchase Common Shares F1 3,704 $4.8951 $18K
Purchase Common Shares F1 3,704 $4.8924 $18K
Purchase Common Shares F1 185 $4.9815 $921.58
holding Options F6, F7, F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding 12% Secured Convertible Debentures F4, F5, F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Common Shares F2 -- -- --
holding Common Shares F3 -- -- --
Holdings After Transaction: Common Shares — 5,351,577 shares (Direct); Options — 1,110,926 contracts (Direct); 12% Secured Convertible Debentures — 537,325 contracts (Direct); Warrants — 2,750,964 contracts (Direct)
Footnotes (7)
  1. F1. Held by Tony Alford
  2. F2. Held by Christine Alford
  3. F3. Held jointly by the reporting persons
  4. F4. The debentures mature and are payable on this date
  5. F5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer
  6. F6. The issuer consolidated its issued and outstanding common shares on the basis of one post-consolidated common share for every 27 pre-consolidated common shares. The effective date of the consolidation was September 14, 2026.
  7. F7. All amounts of securities and transaction prices listed in this Form 4 have been retroactively adjusted to reflect the effect of the consolidation, even though the listed transaction occurred prior to the effective date.
Common Shares purchased 11,297 shares Total net purchases reported for September 11, 2026
Purchase prices $4.8924–$4.9815 per share Range of per-share prices for Common Share purchases on September 11, 2026
Largest option position (underlying shares) 592,593 shares Options exercisable at $2.3490 per share expiring September 5, 2030
Convertible debentures underlying shares 537,325 shares 12% Secured Convertible Debentures at $2.6055 conversion price, maturing November 6, 2026
Largest warrant position (underlying shares) 1,331,363 shares Warrants exercisable at $1.5120 per share expiring September 19, 2029
Share consolidation ratio 27 old shares for 1 new share Common Share consolidation effective September 14, 2026
12% Secured Convertible Debentures financial
"The debentures mature and are payable on this date"
warrants financial
"Warrants exercisable for Common Shares at specified exercise prices"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
exercise price financial
"Options list an exercise price between $1.4040 and $2.3490 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
share consolidation financial
"The issuer consolidated its issued and outstanding common shares on the basis of one post-consolidated common share for every 27 pre-consolidated common shares"
Share consolidation is a process where a company reduces the total number of its shares by combining multiple existing shares into a smaller number of higher-value shares. This can make each share more expensive and potentially improve the company’s image. For investors, it often means their ownership remains the same, but the value of each share increases, which can influence how the stock is perceived and traded.
retroactively adjusted financial
"All amounts of securities and transaction prices listed have been retroactively adjusted to reflect the effect of the consolidation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LCGMF report on September 11, 2026?

LION COPPER & GOLD CORP. reported that Tony L. Alford and Christine Alford purchased 11,297 Common Shares on September 11, 2026, in open-market or private transactions, based on retroactively adjusted figures after the company’s 1-for-27 share consolidation.

At what prices were the LCGMF shares bought by the Alfords?

The reported purchases on September 11, 2026 were at per-share prices of $4.9113, $4.8951, $4.8924 and $4.9815, each applied to separate Common Share transactions.

Does the LCGMF Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan for the reported transactions, meaning the purchases were not affirmatively reported as made under a pre-arranged trading plan.

What option holdings tied to LCGMF Common Shares are reported?

Reported direct option positions include grants exercisable into 592,593, 138,889, 172,037, 37,037 and 170,370 Common Shares, with exercise prices between $1.4040 and $2.3490, expiring between 2028 and 2030.

What warrant positions linked to LCGMF shares does the insider hold?

Reported direct warrant holdings are exercisable into 537,325, 518,519, 1,331,363 and 363,757 Common Shares, with exercise prices between $1.5120 and $2.6055, expiring from 2029 through 2030.

How did the LCGMF share consolidation affect the Form 4 figures?

The company consolidated its Common Shares on a 1-for-27 basis, effective September 14, 2026. All share amounts and transaction prices in the Form 4 are retroactively adjusted to reflect this consolidation, even for transactions occurring before that date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alford Tony L

(Last)(First)(Middle)
7040 INTERLAKEN DRIVE

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LION COPPER & GOLD CORP. [ LCU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[LCGMD]
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/11/2026P3,704(6)A$4.9113(7)3,169,463D(1)
Common Shares09/11/2026P3,704A$4.89513,173,167D(1)
Common Shares09/11/2026P3,704A$4.89243,176,871D(1)
Common Shares09/11/2026P185A$4.98153,177,056D(1)
Common Shares564,252D(2)
Common Shares1,610,269D(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options(6)$2.349(7)09/05/202509/05/2030Common Shares592,593592,593D(1)
Options$1.6212/10/202412/10/2029Common Shares138,889138,889D(1)
Options$1.40403/01/202403/01/2029Common Shares172,037172,037D(1)
Options$1.6207/21/202307/21/2028Common Shares37,03737,037D(1)
Options$1.6207/21/202307/21/2028Common Shares170,370170,370D(1)
12% Secured Convertible Debentures$2.605511/06/202511/06/2026Common Shares(4)537,325(5)537,325D(1)
Warrants$2.605511/06/202511/06/2030Common Shares537,325537,325D(1)
Warrants$1.6211/08/202411/08/2029Common Shares518,519518,519D(1)
Warrants$1.51209/19/202409/19/2029Common Shares1,331,3631,331,363D(1)
Warrants$1.51203/08/202403/08/2029Common Shares363,757363,757D(1)
1. Name and Address of Reporting Person*
Alford Tony L

(Last)(First)(Middle)
7040 INTERLAKEN DRIVE

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Alford Christine

(Last)(First)(Middle)
7040 INTERLAKEN DR.

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. Held by Tony Alford
2. Held by Christine Alford
3. Held jointly by the reporting persons
4. The debentures mature and are payable on this date
5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer
6. The issuer consolidated its issued and outstanding common shares on the basis of one post-consolidated common share for every 27 pre-consolidated common shares. The effective date of the consolidation was September 14, 2026.
7. All amounts of securities and transaction prices listed in this Form 4 have been retroactively adjusted to reflect the effect of the consolidation, even though the listed transaction occurred prior to the effective date.
/s/ Tony Alford09/15/2026
/s/ Christine Alford09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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