Lion Copper & Gold Corp. SEC filings document a British Columbia mining issuer focused on the Yerington Copper Project in Lyon County, Nevada. Its filings include Form 8-K reports on Regulation FD updates, an S-K 1300 Preliminary Feasibility Study and Technical Report Summary for Yerington, and exhibits covering technical consultants and project disclosures.
The filing record also covers capital-structure and securities matters, including unregistered sales of common shares, secured convertible debentures, detachable warrants, advisory-service share issuances, and an amended S-1 registration statement. These documents describe project financing, mineral-right acquisition plans, Nuton-related development funding, governance status as a smaller reporting and emerging growth company, and related risk and offering disclosures.
Lion Copper Corp. (LCU) director and Co-Chairman Tony L. Alford and his spouse, Christine Alford, report combined beneficial ownership of 10,034,055 common shares, or 48.58%. Separately, the amendment lists 9,469,803 shares for Tony and 2,174,521 for Christine, including 1,610,269 jointly held shares in each individual figure. The percentages use 15,988,558 common shares outstanding as of October 23, 2026; Tony’s and the combined calculations also include 4,667,878 shares issuable to Tony.
Lion Copper completed a restructuring of Tony’s US$1,400,000 12% secured convertible debentures on October 20, 2026, extending maturity to May 6, 2027. The conversion price remained US$2.6055 per share. In return for agreeing to the restructuring, the issuer issued Tony 268,663 warrants, each exercisable for one common share at US$4.17 through November 6, 2031, without cash or other consideration from him. Tony also reported open-market purchases from September 11 through October 23, 2026. The reporting persons state that they intend to continue acquiring shares through private offerings and open-market purchases when warranted by market conditions, and to seek to influence company policies.
Lion Copper Corp. (LCU) director and 10% owner Tony L. Alford reported purchases of 4,000 common shares: 2,000 at $4.2000 and 1,000 at $4.1000 on October 21, 2026, and 1,000 at $4.2000 on October 23, 2026. The shares are held directly by Tony Alford, and no Rule 10b5-1 plan is reported. His listed derivative holdings include a 12% secured convertible debenture convertible into 537,325 common shares at $2.6055, maturing May 6, 2027.
Lion Copper Corp. (LCU) director and 10% owner Tony L. Alford purchased 268,663 warrants on October 20, 2026, at a reported price of $0.00 per warrant. The warrants are exercisable for common shares at $4.17 per share and expire November 6, 2031. Alford’s listed positions also include options, other warrants and 12% secured convertible debentures.
On October 20, 2026, Lion Copper Corp. (LCU) completed a restructuring of US$2,700,000 in secured convertible debentures, extending maturity from November 6, 2026 to May 6, 2027. The debentures bear 12% annual interest and remain convertible at US$2.6055 per share; accrued interest is to be paid as at November 6, 2026, and interest at extended maturity may be paid in cash or shares at Lion’s election. Holders received 518,135 warrants, each exercisable for one share at US$4.17 through November 6, 2031. Cash exercise of all warrants would generate US$2,160,622.95 in aggregate gross proceeds.
Lion engaged Atrium Research for an initial term from October 15, 2026 through June 30, 2027, for C$38,000 plus applicable GST, followed by C$12,000 plus applicable GST per quarter for quarter-to-quarter extensions. Atrium is expected to deliver an initiation report within three to five weeks of initial payment, at least four additional reports, and two management video interviews. Lion also disclosed that Thomas C. Patton, Frederick Scruggs and Mark Sharman serve on all three board committees and were determined independent; the board adopted committee charters and policies including insider trading and incentive compensation recovery policies.
Lion Copper Corp. began trading its common shares on the Nasdaq Capital Market under LCU effective October 19, 2026; its shares continue to trade on the Canadian Securities Exchange under LCU, and shareholders are not required to take action. The company retained Renmark Financial Communications USA Inc. for investor relations services at cash fees of up to US$10,000 per month for a seven-month period beginning November 15, 2026 and ending June 15, 2027, and monthly thereafter. The Yerington Copper Project’s definitive feasibility study is targeted for completion in the first quarter of 2027, alongside permitting and other project development activities.
Lion Copper Corp. (LCGMD) is the issuer named in an amended Schedule 13G/A in which Truist Financial Corporation, as parent holding company for Truist Bank in various fiduciary capacities, reports beneficial ownership of 0 shares of the company’s common stock, or 0% of the class. The report identifies ownership of 5 percent or less of the class.
For Lion Copper Corp. common stock, Truist Financial Corporation, as parent holding company for Truist Bank in various fiduciary capacities, reported beneficial ownership of 1,105,122 shares, or 6.92% of the class. Truist reported sole voting power and sole dispositive power over 1,105,122 shares in each category, with zero shared voting power and zero shared dispositive power.
Lion Copper Corp. received approval from Nasdaq to list its common shares on the Nasdaq Capital Market under LCU. Trading is expected to begin at market open on October 19, 2026, subject to customary listing conditions. The shares are expected to continue trading on the Canadian Securities Exchange under LCU, while OTCQB quotation under LCGMF is expected to cease when Nasdaq trading begins. Shareholders do not need to take action.
Lion is advancing its Yerington Copper Project in Nevada through a definitive feasibility study and permitting, and identifies the Bear Deposit as another principal asset. The company says a Nasdaq listing may broaden its potential investor base and support its capital-markets strategy.
Lion Copper Corp. (LCGMD) reports that Tony L. Alford, a director and 10% owner, purchased 1,000 common shares at $3.8400 per share on October 12, 2026; no Rule 10b5-1 plan is reported for the purchase. His reported positions also include options, warrants and 12% Secured Convertible Debentures underlying 537,325 common shares at a $2.6055 conversion price; the debentures mature November 6, 2026. Christine Alford, a 10% owner, is also a reporting person; other common-share holdings are identified as hers or jointly held.
Lion Copper Corp. director Mark Brady Sharman purchased 3,500 common shares at $3.97 per share and 3,785 at $3.99 per share on October 9, 2026; both purchases were direct. The reported positions also include 172,712 common shares underlying directly held warrants, exercisable at $2.6055 and expiring November 6, 2030, plus 171,976 common shares held by Markstone LLC, of which Sharman is a 50% partner. The purchases were not reported as made under a Rule 10b5-1 plan.