Lion Copper director buys 268,663 warrants

Tony L. Alford's reported derivative positions also include multiple options and warrants, plus 12% secured convertible debentures tied to common shares.

Rhea-AI Filing Summary

Lion Copper Corp. (LCU) director and 10% owner Tony L. Alford purchased 268,663 warrants on October 20, 2026, at a reported price of $0.00 per warrant. The warrants are exercisable for common shares at $4.17 per share and expire November 6, 2031. Alford’s listed positions also include options, other warrants and 12% secured convertible debentures.

Insider Trade Summary

Net Buyer: 268,663 shares

Net Buy 14 txns

Insider Alford Tony L, Alford Christine

Role Director, 10% Owner | 10% Owner

Bought 268,663 shs ($0.00)

Type	Security	Shares	Price	Value
Purchase	Warrants F4, F5, F1	268,663	$0.00	$0.00
holding	Options F1	--	--	--
holding	Options F1	--	--	--
holding	Options F1	--	--	--
holding	Options F1	--	--	--
holding	Options F1	--	--	--
holding	12% Secured Convertible Debentures F4, F5, F1	--	--	--
holding	Warrants F1	--	--	--
holding	Warrants F1	--	--	--
holding	Warrants F1	--	--	--
holding	Warrants F1	--	--	--
holding	Common Shares F1	--	--	--
holding	Common Shares F2	--	--	--
holding	Common Shares F3	--	--	--

Holdings After Transaction: Warrants — 3,019,627 contracts for 2,750,964 underlying shares (Direct); Options — 1,110,926 contracts (Direct); 12% Secured Convertible Debentures — 537,325 contracts (Direct); Common Shares — 5,362,177 shares (Direct)

Footnotes (5)

1. F1. Held by Tony Alford
2. F2. Held by Christine Alford
3. F3. Held jointly by the reporting persons
4. F4. The debentures mature and are payable on this date
5. F5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer

Key Figures

Warrants purchased: 268,663 warrants Reported purchase price: $0.00 per warrant Warrant exercise price: $4.17 per share +2 more

5 metrics

Warrants purchased 268,663 warrants Tony L. Alford's purchase on October 20, 2026

Reported purchase price $0.00 per warrant Tony L. Alford's purchase on October 20, 2026

Warrant exercise price $4.17 per share Warrants expire November 6, 2031

Options underlying common shares 592,593 shares Exercise price $2.3490; expiration September 5, 2030

Warrants underlying common shares 1,331,363 shares Exercise price $1.5120; expiration September 19, 2029

Key Terms

Warrants, 12% Secured Convertible Debentures, exercise price

3 terms

Warrants financial

"268,663 warrants exercisable for common shares"

Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

12% Secured Convertible Debentures financial

"12% secured convertible debentures"

exercise price financial

"$4.17 per share exercise price"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LCU warrants did Tony L. Alford purchase?

Tony L. Alford purchased 268,663 warrants on October 20, 2026, at a reported price of $0.00 per warrant. They are exercisable for 268,663 common shares at $4.17 per share and expire November 6, 2031; no Rule 10b5-1 plan is reported.

What other LCU derivative positions did Tony L. Alford report?

His reported positions include options covering 592,593 underlying common shares at an exercise price of $2.3490, expiring September 5, 2030, and warrants covering 1,331,363 underlying common shares at $1.5120, expiring September 19, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/22/2026 - 09:15 PM EDT Accepted by SEC EDGAR 10/22/2026 - 09:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alford Tony L

(Last) (First) (Middle)

7040 INTERLAKEN DRIVE

(Street)

KERNERSVILLE NORTH CAROLINA 27284

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Copper Corp. [ LCU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares								3,187,656	D(1)
Common Shares								564,252	D(2)
Common Shares								1,610,269	D(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	$4.17	10/20/2026		P		268,663		10/20/2026	11/06/2031	Common shares(4)	268,663(5)	$0.00	268,663	D(1)
Options	$2.349							09/05/2025	09/05/2030	Common shares	592,593		592,593	D(1)
Options	$1.62							12/10/2024	12/10/2029	Common shares	138,889		138,889	D(1)
Options	$1.404							03/01/2024	03/01/2029	Common shares	172,037		172,037	D(1)
Options	$1.62							07/21/2023	07/21/2028	Common shares	37,037		37,037	D(1)
Options	$1.62							07/21/2023	07/21/2028	Common shares	170,370		170,370	D(1)
12% Secured Convertible Debentures	$2.6055							11/06/2025	05/06/2027(4)	Common shares	537,325(5)		537,325	D(1)
Warrants	$2.6055							11/06/2025	11/06/2030	Common shares	537,325		537,325	D(1)
Warrants	$1.62							11/08/2024	11/08/2029	Common shares	518,519		518,519	D(1)
Warrants	$1.512							09/19/2024	09/19/2029	Common shares	1,331,363		1,331,363	D(1)
Warrants	$1.512							03/08/2024	03/08/2029	Common shares	363,757		363,757	D(1)

1. Name and Address of Reporting Person^*

Alford Tony L

(Last) (First) (Middle)

7040 INTERLAKEN DRIVE

(Street)

KERNERSVILLE NORTH CAROLINA 27284

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Alford Christine

(Last) (First) (Middle)

7040 INTERLAKEN DR.

(Street)

KERNERSVILLE NORTH CAROLINA 27284

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Held by Tony Alford

2. Held by Christine Alford

3. Held jointly by the reporting persons

4. The debentures mature and are payable on this date

5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer

	/s/ Alford Tony L	10/22/2026
	/s/ Alford, Christine	10/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)