[144] loanDepot, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for loanDepot, Inc. (LDI) records a proposed sale of 22,081 Class A shares through Merrill Lynch on the NYSE, with an aggregate market value of $99,806.12 and an approximate sale date of 09/16/2025. The filing states those 22,081 shares were acquired in a private placement from the issuer on 12/31/2015 for cash. The filing also discloses two prior sales within the past three months: PCAP Partners III, LLC sold 661,264 common shares on 09/15/2025 for $2,995,259.43, and PCP Partners IV, L.P. sold 56,023 common shares on 09/15/2025 for $253,761.61. The filer certifies no undisclosed material adverse information and includes the standard signature and legal attestation language.

Positive

• Required disclosure filed for proposed sale, providing marketplace transparency
• Broker and exchange identified (Merrill Lynch; NYSE) for the proposed transaction

Negative

• Large recent dispositions disclosed: 661,264 common shares sold for $2,995,259.43 and 56,023 common shares sold for $253,761.61 on 09/15/2025
• Filing lacks contact and certain relationship details in provided tables, limiting context about the seller's status

Insights

Securities Analyst

TL;DR Recent large block sales and a Form 144 for 22,081 Class A shares signal notable insider/affiliate dispositions filed with the SEC.

The filing documents a proposed sale of 22,081 Class A shares via Merrill Lynch with a stated market value of $99,806.12 and notes those shares originated from a private placement on 12/31/2015 paid in cash. The filing separately reports sizable common-share dispositions on 09/15/2025: 661,264 shares for $2,995,259.43 and 56,023 shares for $253,761.61. This record is a disclosure of intent to sell and recent completed sales by related parties; it does not provide pricing details for the proposed 09/16/2025 sale beyond the aggregate market value or context on ownership percentage changes.

Corporate Governance Expert

TL;DR The filing is a routine Rule 144 notice showing prior affiliate sales and a new proposed sale, with standard attestation about material information.

The document includes the required representation that the seller is not aware of any undisclosed material adverse information and references standard Rule 10b5-1 plan language. It identifies the broker (Merrill Lynch) and the NYSE as the exchange for the proposed Class A share sale. The filing does not include signatures, contact details, or explicit relationship descriptions beyond table headings, limiting assessment of governance intent or timing of sales relative to any trading plans.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Merrill Lynch 555 California Street San Francisco CA 94104	22081	99806.12	112351102	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	12/31/2015	Private Placement	Issuer			22081	12/31/2015	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PCAP Partners III, LLC 399 Boylston St Boston MA 02116	Common	09/15/2025	661264	2995259.43
PCP Partners IV, L.P. 399 Boylston St Boston MA 02116	Common	09/15/2025	56023	253761.61

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for loanDepot (LDI) disclose?

The filing discloses a proposed sale of 22,081 Class A shares valued at $99,806.12 via Merrill Lynch on the NYSE, with prior sales on 09/15/2025 of 661,264 and 56,023 common shares.

When were the shares proposed for sale by this Form 144 acquired?

The 22,081 Class A shares were acquired in a private placement from the issuer on 12/31/2015 and paid in cash on that date.

Which broker and exchange are named in the proposed sale?

Merrill Lynch, 555 California Street, San Francisco, CA, is the broker and the exchange named is the NYSE.

What were the gross proceeds reported for recent sales disclosed in the filing?

PCAP Partners III, LLC reported gross proceeds of $2,995,259.43 for 661,264 shares; PCP Partners IV, L.P. reported $253,761.61 for 56,023 shares, both sold on 09/15/2025.

Does the filing state whether there is undisclosed material information?

The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.