STOCK TITAN

loanDepot (NYSE: LDI) director gains 24,606 shares from RSU conversion

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. director John Hoon Lee exercised restricted stock units into 24,606 shares of Class A Common Stock on February 27, 2026 through a derivative conversion at a stated price of $0.00 per share.

After these transactions, he holds 235,993 Class A shares directly and 62,556 Class A shares indirectly through Bluestar Family Holdings LP, over which he has voting and investment power. His remaining 24,607 RSUs are scheduled to vest on May 29, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee John Hoon

(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DRIVE

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/27/2026 M 24,606 A (1) 235,993 D
Class A Common Stock 62,556 I Bluestar Family Holdings LP(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 M 24,606 (1) (1) Class A Common Stock 24,606 $0 24,607 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The remaining RSUs are scheduled to vest on May 29, 2026.
2. The reporting person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings LP.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for John Hoon Lee 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did loanDepot (LDI) director John Hoon Lee do in this Form 4 filing?

John Hoon Lee exercised restricted stock units into Class A Common Stock. He converted 24,606 RSUs at a stated price of $0.00 per share, turning them into 24,606 Class A shares and updating his direct and indirect ownership positions.

How many loanDepot (LDI) shares did John Hoon Lee acquire through RSU conversion?

He acquired 24,606 shares of Class A Common Stock through derivative exercise of restricted stock units. Each RSU converted into one share, with the transaction reported at a stated price of $0.00 per share on February 27, 2026.

What is John Hoon Lee’s direct ownership in loanDepot (LDI) after these transactions?

Following the RSU conversion, John Hoon Lee directly owns 235,993 shares of loanDepot Class A Common Stock. This updated figure reflects the addition of 24,606 shares received from exercising restricted stock units on February 27, 2026.

What indirect loanDepot (LDI) holdings are associated with John Hoon Lee?

An additional 62,556 Class A shares are held indirectly through Bluestar Family Holdings LP. As manager of its general partner, John Hoon Lee has voting and investment power over this entity’s assets, including these loanDepot shares.

What restricted stock units remain for John Hoon Lee at loanDepot (LDI)?

After the reported exercise, 24,607 restricted stock units remain outstanding for John Hoon Lee. Each RSU represents a contingent right to one Class A share or equivalent cash, and these RSUs are scheduled to vest on May 29, 2026.

How do John Hoon Lee’s RSUs at loanDepot (LDI) settle when they vest?

Each restricted stock unit represents a contingent right to receive one Class A share or, at the Compensation Committee’s option, the cash value of one share. Settlement occurs upon vesting, with remaining RSUs scheduled to vest on May 29, 2026.
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