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  4. [Form 4] loanDepot, Inc. Insider Trading Activity

Parthenon unit adds 49,212 loanDepot (NYSE: LDI) Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. reported that entities affiliated with PCP Managers, L.P., an affiliate of Parthenon Capital, exercised 49,212 Restricted Stock Units into the same number of Class A common shares at a price of $0.00 per share, held indirectly. Following the conversion, 103,507,858 Class A shares are reported as indirectly owned. The remaining RSUs are scheduled to vest on May 29, 2026, and the directors involved hold the RSUs for the benefit of PCP Managers, L.P. while disclaiming personal beneficial ownership beyond any pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider PCP MANAGERS GP, LLC, Golson Brian P., Dodson Andrew C, PCP MANAGERS, L.P.
Role Director, 10% Owner | Director | Director | Director, 10% Owner
Type Security Shares Price Value
Exercise Restricted Stock Units 49,212 $0.00 --
Exercise Class A Common Stock 49,212 $0.00 --
Holdings After Transaction: Restricted Stock Units — 49,214 shares (Indirect, See Footnotes); Class A Common Stock — 103,507,858 shares (Indirect, See Footnotes)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The remaining RSUs are scheduled to vest on May 29, 2026. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the reporting persons and their affiliates may be deemed to beneficially own the reported securities. Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson serve as directors of the Issuer (the "Directors") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PCP MANAGERS GP, LLC
(Last) (First) (Middle)
FOUR EMBARCADERO CENTER
SUITE 3610
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/27/2026 M 49,212 A (1) 103,507,858 I See Footnotes(2)(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 M 49,212 (1) (1) Class A Common Stock 49,212 $0 49,214 I See Footnotes(2)(3)(4)
1. Name and Address of Reporting Person*
PCP MANAGERS GP, LLC
(Last) (First) (Middle)
FOUR EMBARCADERO CENTER
SUITE 3610
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Golson Brian P.
(Last) (First) (Middle)
FOUR EMBARCADERO CENTER
SUITE 3610
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Dodson Andrew C
(Last) (First) (Middle)
FOUR EMBARCADERO CENTER
SUITE 3610
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
PCP MANAGERS, L.P.
(Last) (First) (Middle)
FOUR EMBARCADERO CENTER
SUITE 3610
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The remaining RSUs are scheduled to vest on May 29, 2026.
2. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
3. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the reporting persons and their affiliates may be deemed to beneficially own the reported securities.
4. Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson serve as directors of the Issuer (the "Directors") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Andrew C. Dodson 03/03/2026
/s/ Greg Smith, as Attorney-in-Fact for Brian P. Golson 03/03/2026
/s/ Greg Smith, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LLC and PCP Managers, L.P. 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did loanDepot (LDI) report in this Form 4?

loanDepot reported the exercise of 49,212 Restricted Stock Units into 49,212 shares of Class A common stock at $0.00 per share. The transaction is indirect and tied to entities affiliated with PCP Managers, L.P., an affiliate of Parthenon Capital.

Who is associated with the RSU transaction reported for loanDepot (LDI)?

The RSU transaction is associated with PCP Managers GP, LLC and PCP Managers, L.P., affiliates of Parthenon Capital. Directors Brian P. Golson and Andrew C. Dodson serve as directors and hold the RSUs for the benefit of PCP Managers, L.P. under assignment agreements.

How many loanDepot (LDI) Class A shares are indirectly held after this Form 4?

After the RSU conversion, 103,507,858 shares of loanDepot Class A common stock are reported as indirectly owned. This figure reflects holdings attributed to entities affiliated with PCP Managers, L.P., rather than personal direct ownership by the individual directors.

What are the key terms of the Restricted Stock Units in this loanDepot (LDI) filing?

Each Restricted Stock Unit represents a contingent right to receive one share of loanDepot Class A common stock or equivalent cash value at settlement. The remaining RSUs covered by this report are scheduled to vest on May 29, 2026, subject to the plan’s terms.

Do the reporting persons claim beneficial ownership of the loanDepot (LDI) shares?

The reporting persons expressly disclaim beneficial ownership of the equity securities, except for any pecuniary interest. The directors also disclaim all right, title and interest in the RSUs, which they hold for the benefit of PCP Managers, L.P. under assignment agreements.