STOCK TITAN

loanDepot (NYSE: LDI) CEO exercises 24,607 RSUs, holds 217,496 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. Executive Chair and CEO Anthony Hsieh exercised 24,607 restricted stock units into Class A Common Stock on May 29, 2026. These RSUs represented a right to receive one share or its cash value per unit. Following the settlement, his direct Class A holdings total 217,496 shares, with no shares sold in this filing.

Positive

  • None.

Negative

  • None.
Insider Hsieh Anthony Li
Role Executive Chair, CEO & Pres.
Type Security Shares Price Value
Exercise Restricted Stock Units 24,607 $0.00 --
Exercise Class A Common Stock 24,607 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock — 217,496 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs exercised 24,607 units Restricted Stock Units settled on May 29, 2026
Shares after transaction 217,496 shares Class A Common Stock directly held after settlement
Exercises reported 1 exercise Exercise or conversion of derivative security (code M)
Net buy/sell shares 0 shares No open-market buys or sells; net direction neutral
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsieh Anthony Li

(Last)(First)(Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Executive Chair, CEO & Pres.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/29/2026M24,607A(1)217,496D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026M24,607 (1) (1)Class A Common Stock24,607$00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did loanDepot (LDI) report for Anthony Hsieh?

Anthony Hsieh exercised 24,607 restricted stock units into Class A Common Stock. The transaction reflects settlement of equity awards rather than open-market buying or selling, and is categorized as an exercise or conversion of a derivative security.

Did the loanDepot (LDI) CEO sell any shares in this Form 4 filing?

No shares were sold in this Form 4 filing. The transactions show only the exercise and settlement of 24,607 restricted stock units into Class A Common Stock, with no reported open-market sales or other dispositions of shares.

How many loanDepot (LDI) shares does Anthony Hsieh hold after this transaction?

After exercising 24,607 restricted stock units, Anthony Hsieh directly holds 217,496 shares of loanDepot Class A Common Stock. This total reflects his position immediately following the reported May 29, 2026 equity award settlement.

What type of security did Anthony Hsieh exercise in the loanDepot (LDI) Form 4?

He exercised restricted stock units, which are derivative securities. Each restricted stock unit represented a contingent right to receive one share of Class A Common Stock or, at the Compensation Committee’s option, the cash value of one share at settlement.

How is the Form 4 transaction for loanDepot (LDI) classified by the SEC codes?

The transaction is coded “M,” indicating exercise or conversion of a derivative security. It is categorized as an acquisition event, reflecting settlement of 24,607 restricted stock units into Class A Common Stock with no corresponding sale transactions reported.