STOCK TITAN

LDI insider sale: Hsieh trades 1.3M shares under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. (LDI) Executive Chair, CEO & President Anthony Hsieh reported the sale of 1,300,000 shares of Class A common stock on 10/14/2025 at a weighted average price of $2.87, executed under a Rule 10b5-1 trading plan adopted on November 20, 2024.

The filing notes individual trade prices ranged from $2.71 to $3.015. Following these transactions, 0 shares were held indirectly via the JLSSAA Trust, and 143,677 shares were held directly.

Positive

  • None.

Negative

  • None.

Insights

Pre‑planned insider sale; routine disclosure, neutral impact.

Anthony Hsieh disclosed selling 1,300,000 Class A shares on 10/14/2025 at a $2.87 weighted average, pursuant to a Rule 10b5‑1 plan adopted on November 20, 2024. The price range was $2.71–$3.015, indicating multiple executions.

After the transactions, holdings stood at 0 shares indirectly via the JLSSAA Trust and 143,677 shares directly. Form 4 events are administrative and do not involve issuer proceeds; the investment significance typically depends on context beyond this disclosure.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsieh Anthony Li

(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair, CEO & Pres.
3. Date of Earliest Transaction (Month/Day/Year)
10/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/14/2025 S(1) 1,300,000 D $2.87(2) 0 I By JLSSAA Trust(3)
Class A Common Stock 143,677 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.71 to $3.015. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
3. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did loanDepot (LDI) disclose in this Form 4?

Anthony Hsieh sold 1,300,000 Class A shares on 10/14/2025 at a $2.87 weighted average price under a Rule 10b5-1 plan.

What was the price range for the LDI insider sale?

Trades occurred between $2.71 and $3.015, resulting in a $2.87 weighted average.

How many LDI shares does Anthony Hsieh hold after the sale?

He holds 143,677 shares directly and 0 shares indirectly via the JLSSAA Trust.

Was the LDI insider sale under a 10b5-1 plan?

Yes. The sale was effected under a Rule 10b5-1 trading plan adopted on November 20, 2024.

What roles does the reporting person hold at loanDepot (LDI)?

He is Executive Chair, CEO & President, and is also a Director and 10% Owner.

Does this Form 4 indicate any issuer proceeds for LDI?

No. This is an insider transaction; it reports personal share sales, not company capital raising.
Loandepot Inc

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