STOCK TITAN

LDI Form 4: President Walsh Sells 11,757 Shares Via 10b5-1 Plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Jeff Alexander Walsh, President, LDI Mortgage at loanDepot, Inc. (LDI), reported a sale of 11,757 shares of Class A common stock on 08/15/2025 at a weighted-average price of $2.0043. After the reported disposition, he beneficially owned 4,071,502 shares. The Form 4 states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024. The filing was signed by an attorney-in-fact on behalf of Mr. Walsh on 08/18/2025.

Positive

  • Transaction executed under a documented Rule 10b5-1 trading plan, indicating pre-authorized trades and procedural compliance
  • Full disclosure of post-transaction beneficial ownership showing transparency: 4,071,502 shares held following the sale

Negative

  • None.

Insights

TL;DR: Routine insider sale under a pre-established 10b5-1 plan; small disposition relative to total holdings.

The disclosed sale of 11,757 shares at a weighted-average price of $2.0043 represents a modest liquidation against beneficial holdings of 4,071,502 shares. The use of a Rule 10b5-1 plan, adopted November 25, 2024, indicates the trades were pre-authorized and not ad hoc. There is no information in this filing about proceeds usage or any other contemporaneous transactions. For investors, this filing documents compliance and provides transparency but shows no material change to ownership percentage or control.

TL;DR: Disclosure aligns with governance best practices; signed by attorney-in-fact and cites 10b5-1 plan.

The Form 4 clearly identifies the reporting person, relationship to the issuer, and reliance on a Rule 10b5-1 trading plan adopted on November 25, 2024. Execution pursuant to a documented plan and an attorney-in-fact signature on 08/18/2025 support procedural compliance. The filing contains no indications of unusual timing, clustered trades, or deviations from the stated plan. Based solely on this form, there are no governance red flags disclosed.

Insider Walsh Jeff Alexander
Role President, LDI Mortgage
Sold 11,757 shs ($24K)
Type Security Shares Price Value
Sale Class A Common Stock 11,757 $2.0043 $24K
Holdings After Transaction: Class A Common Stock — 4,071,502 shares (Direct)
Footnotes (1)
  1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walsh Jeff Alexander

(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, LDI Mortgage
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 S(1) 11,757 D $2.0043(2) 4,071,502 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Jeff Alexander Walsh 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Jeff Alexander Walsh report on the Form 4 for LDI?

The Form 4 reports a sale of 11,757 Class A shares on 08/15/2025 at a weighted-average price of $2.0043 and beneficial ownership of 4,071,502 shares after the sale.

Was the sale by the insider part of a 10b5-1 trading plan?

Yes. The Form 4 states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on November 25, 2024.

How much did the reporting person own after the reported transaction?

After the reported disposition, the reporting person beneficially owned 4,071,502 shares of Class A common stock.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Greg Smith, as Attorney-in-Fact for Jeff Alexander Walsh on 08/18/2025.

Does the Form 4 disclose the exact prices for each sale?

No. The form reports a weighted-average price of $2.0043 and notes the shares were sold in multiple transactions at prices ranging from $2.00 to $2.03.