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loanDepot (LDI) CEO Anthony Hsieh converts 24,606 RSUs into Class A stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. Executive Chair, CEO and President Anthony Li Hsieh reported the exercise and conversion of restricted stock units into 24,606 shares of Class A Common Stock on February 27, 2026, at a stated price of $0.00 per share. Following the transaction, his direct Class A Common Stock holdings were 192,889 shares. The remaining restricted stock units are scheduled to vest on May 29, 2026, each RSU representing the right to receive one share of Class A Common Stock or its cash value at settlement.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsieh Anthony Li

(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair, CEO & Pres.
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/27/2026 M 24,606 A (1) 192,889 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 M 24,606 (1) (1) Class A Common Stock 24,606 $0 24,607 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The remaining RSUs are scheduled to veston May 29, 2026.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did loanDepot (LDI) report for Anthony Li Hsieh?

Anthony Li Hsieh reported exercising restricted stock units, converting them into 24,606 shares of loanDepot Class A Common Stock on February 27, 2026. This was an RSU conversion, not an open-market purchase, and reflects equity compensation vesting mechanics.

How many loanDepot (LDI) shares does Anthony Li Hsieh hold after this Form 4?

After the reported RSU conversion, Anthony Li Hsieh directly holds 192,889 shares of loanDepot Class A Common Stock. This figure reflects his ownership immediately following the exercise of 24,606 restricted stock units disclosed in the Form 4 filing.

What type of security was involved in Anthony Li Hsieh’s Form 4 for loanDepot (LDI)?

The Form 4 involves Restricted Stock Units (RSUs) that were exercised and converted into Class A Common Stock. Each RSU represents a right to receive one share or, at the Compensation Committee’s option, the cash value of one share at settlement.

At what price were the RSUs converted into loanDepot (LDI) Class A shares?

The restricted stock units were converted into Class A Common Stock at a stated price of $0.00 per share. This reflects the nature of RSUs as equity compensation rather than an open-market purchase, with no cash paid per share in this conversion.

When will Anthony Li Hsieh’s remaining loanDepot (LDI) RSUs vest?

The remaining restricted stock units held by Anthony Li Hsieh are scheduled to vest on May 29, 2026. Upon vesting, each RSU entitles him to receive either one share of Class A Common Stock or the cash value of one share, at settlement.

Does the Form 4 for loanDepot (LDI) show a buy or sell by Anthony Li Hsieh?

The Form 4 shows an exercise and conversion of restricted stock units, categorized as an acquisition of shares, not an open-market buy or sell. The transaction code is M, indicating the exercise or conversion of a derivative security into Class A Common Stock.
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