Levi Strauss director awarded new stock DERs

Levi Strauss & Co director Troy Alstead reported equity-based awards tied to both share classes.

Rhea-AI Filing Summary

Levi Strauss & Co director Troy Alstead reported equity-based awards tied to both share classes. He acquired 304 dividend equivalent rights (DERs) linked to Class B Common Stock, which are fully vested with deferred delivery, and 85 DERs linked to Class A Common Stock that vest 100% by the next Annual Stockholder Meeting or one year from grant. After these awards, his directly held Class A-related securities total 136111 and Class B-related securities total 47382, including DERs.

Insider Trade Summary

Grant/Award: 389 shares

Grant/Award 2 txns

Insider Alstead Troy

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class B Common Stock F2, F3	304	$0.00	$0.00
Grant/Award	Class A Common Stock F1	85	$0.00	$0.00

Holdings After Transaction: Class B Common Stock — 47,382 contracts (Direct); Class A Common Stock — 136,111 shares (Direct)

Footnotes (3)

1. F1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.
2. F2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
3. F3. Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

Key Figures

DERs awarded on Class B Common Stock: 304 shares DERs awarded on Class A Common Stock: 85 shares Class A-related securities after transaction: 136111 shares +2 more

5 metrics

DERs awarded on Class B Common Stock 304 shares Dividend equivalent rights linked to Class B Common Stock acquired on 2026-08-05

DERs awarded on Class A Common Stock 85 shares Dividend equivalent rights linked to Class A Common Stock acquired on 2026-08-05

Class A-related securities after transaction 136111 shares Direct Class A-related securities beneficially owned following 2026-08-05 awards

Class B-related securities after transaction 47382 shares Direct Class B-related securities beneficially owned following 2026-08-05 awards

Vesting of Class A DERs 100% Class A DERs vest as to 100% of the shares by next Annual Stockholder Meeting or first anniversary of grant

Key Terms

dividend equivalent rights (DERs), contingent right, deferral delivery feature, Annual Stockholder Meeting

4 terms

dividend equivalent rights (DERs) financial

"Represents dividend equivalent rights (DERs), each of which represents a contingent right"

contingent right financial

"each of which represents a contingent right to receive one share of the issuer's"

deferral delivery feature financial

"issuable pursuant to the DERs are subject to a deferral delivery feature."

Annual Stockholder Meeting financial

"vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting"

An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Troy Alstead report at LEVI on August 5, 2026?

Troy Alstead reported two award-type acquisitions on August 5, 2026: 304 dividend equivalent rights (DERs) linked to Class B Common Stock and 85 DERs linked to Class A Common Stock, both recorded at a price of $0.00 per right.

How many Levi Strauss (LEVI) securities does Troy Alstead hold after these awards?

Following the reported awards, Troy Alstead’s direct holdings total 136111 Class A-related securities and 47382 Class B-related securities, as reported, including dividend equivalent rights (DERs) that provide rights to receive shares upon settlement.

What are the Class A dividend equivalent rights (DERs) reported by Troy Alstead at LEVI?

The Class A position includes 85 dividend equivalent rights (DERs), each representing a contingent right to receive one share of Class A Common Stock upon settlement, vesting 100% by the earlier of the day before the next Annual Stockholder Meeting or one year from grant.

How are Troy Alstead’s Class B-related DERs at Levi Strauss (LEVI) structured?

Alstead acquired 304 DERs linked to Class B Common Stock. These DERs are fully vested, each representing a contingent right to receive one Class B share upon settlement, and the underlying shares are subject to a deferral delivery feature rather than immediate issuance.

Were Troy Alstead’s August 2026 LEVI awards made under a Rule 10b5-1 trading plan?

The report does not classify these August 5, 2026 awards as made under a Rule 10b5-1 trading plan; the document-level checkbox affirming 10b5-1 plan status is not marked as true for these transactions.

Can Levi Strauss (LEVI) Class B shares reported by Troy Alstead be converted into Class A?

Yes. A footnote states that each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder, and that Class B shares have no expiration date for this conversion right.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/07/2026 - 04:18 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alstead Troy

(Last) (First) (Middle)

C/O LEVI STRAUSS & CO

1155 BATTERY STREET

(Street)

SAN FRANCISCO CALIFORNIA 94111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/05/2026		A		85(1)	A	$0.00	136,111	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	$0.00(2)	08/05/2026		A		304(3)		(2)	(2)	Class A Common Stock	304	$0.00	47,382	D

Explanation of Responses:

1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.

2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

3. Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

	/s/ Priscilla Duncan-Tannous, Attorney-in-Fact	08/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)