Lument Finance CFO buys 20K shares at $0.6899

Lument Finance Trust, Inc. (LFT) reported that Chief Financial Officer James A. Briggs purchased common stock in an open-market or private transaction.

Rhea-AI Filing Summary

Lument Finance Trust, Inc. (LFT) reported that Chief Financial Officer James A. Briggs purchased common stock in an open-market or private transaction. On 2026-08-24 he bought 20,000 shares of common stock at $0.6899 per share, bringing his directly held position to 81,950 shares. The transaction was not marked as pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 20,000 shares

Net Buy 1 txn

Insider BRIGGS JAMES A

Role Chief Financial Officer

Bought 20,000 shs ($14K)

Type	Security	Shares	Price	Value
Purchase	common stock	20,000	$0.6899	$14K

Holdings After Transaction: common stock — 81,950 shares (Direct)

Key Figures

Shares purchased: 20,000 shares Purchase price per share: $0.6899 per share Shares held after transaction: 81,950 shares

3 metrics

Shares purchased 20,000 shares Common stock purchased on 2026-08-24

Purchase price per share $0.6899 per share Price for common stock purchase on 2026-08-24

Shares held after transaction 81,950 shares Direct ownership of common stock following the 2026-08-24 purchase

Key Terms

purchase in open market or private transaction, common stock, direct ownership

3 terms

purchase in open market or private transaction financial

"transaction coded as Purchase in open market or private transaction"

common stock financial

"security_title field lists the security as common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct ownership financial

"ownership_type is reported as direct ownership"

FAQ

What insider transaction did LFT report for CFO James A. Briggs?

Lument Finance Trust, Inc. (LFT) reported that Chief Financial Officer James A. Briggs purchased 20,000 shares of the company’s common stock on 2026-08-24 in a purchase in open market or private transaction at a price of $0.6899 per share.

At what price did the LFT CFO buy shares in this Form 4 filing?

Chief Financial Officer James A. Briggs purchased LFT common stock at a price of $0.6899 per share on 2026-08-24, according to the Form 4 transaction coded as a purchase in open market or private transaction.

How many LFT shares does CFO James A. Briggs hold after this transaction?

After the reported purchase, Chief Financial Officer James A. Briggs directly holds 81,950 shares of Lument Finance Trust, Inc. common stock, as stated in the Form 4 filing.

Was the LFT CFO’s share purchase made under a Rule 10b5-1 trading plan?

No. The Form 4 for Lument Finance Trust, Inc. indicates that the box for transactions under a Rule 10b5-1 trading plan was not checked, so the reported 20,000-share purchase was not affirmed as being under such a plan.

What type of security did the LFT CFO acquire in this Form 4?

Chief Financial Officer James A. Briggs acquired common stock of Lument Finance Trust, Inc. (LFT), purchasing 20,000 shares in a transaction described as a purchase in open market or private transaction at $0.6899 per share.

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Available on EDGAR 08/25/2026 - 04:06 PM Accepted by SEC EDGAR 08/25/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRIGGS JAMES A

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	08/24/2026		P		20,000	A	$0.6899	81,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman, Attorney-in-Fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)