Welcome to our dedicated page for Lument Finance Trust SEC filings (Ticker: LFT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lument Finance Trust, Inc.'s SEC filings document the governance, capital structure and financing activity of a Maryland commercial real estate debt investor. Its records identify listed common stock and 7.875% Series A Cumulative Redeemable Preferred Stock, and include definitive proxy materials covering annual meeting procedures, director elections, shareholder voting matters and board oversight.
Recent 8-K filings report quarterly and annual results, supplemental financial information, dividend disclosures, material definitive agreements and portfolio-financing transactions. The filing record includes disclosures on commercial real estate collateralized loan obligations, repurchase financing for commercial mortgage loan debt, credit and guaranty agreement amendments, subsidiary-level arrangements and transactions involving affiliates of the company's external manager.
Lument Finance Trust, Inc. (LFT) completed a previously announced 1-for-10 reverse stock split of its common stock after the close of business on September 9, 2026. Every ten issued and outstanding common shares were converted into one share, and trading on a post-split basis begins September 10, 2026 under the same LFT symbol with a new CUSIP 55025L306.
The reverse split reduced outstanding common shares from 52,564,062 to approximately 5,256,400. No fractional shares will remain; holders otherwise entitled to a fraction will receive cash equal to the fractional share multiplied by $6.959. The action applies uniformly and does not materially change any stockholder’s percentage ownership, and it does not change the number of authorized common shares.
Lument Finance Trust, Inc. (LFT) is the subject of this Schedule 13D/A, which updates the reported stake of AXA S.A., XL Group Investments Ltd and XL Bermuda Ltd following the company’s 1-for-10 reverse stock split effective at 5:00 p.m. Eastern Time on September 9, 2026.
As of September 10, 2026, the AXA-affiliated reporting persons may be deemed to beneficially own 334,078 shares of LFT common stock, representing 6.4% of the outstanding shares, based on 5,256,400 shares outstanding as of September 9, 2026. The amendment states that none of the reporting persons or listed related individuals bought or sold LFT shares during the 60 days before or immediately after the reverse split.
Lument Finance Trust, Inc. (LFT) reported that a director, identified as the reporting person, received a grant of 20,411 shares of Common Stock on 2026-08-24 as director fees paid in stock. The shares were acquired at a reported value of $0.6737 per share, bringing this director’s direct holdings to 148,112 shares of LFT Common Stock after the transaction.
Lument Finance Trust, Inc. (LFT) reported that Chief Financial Officer James A. Briggs purchased common stock in an open-market or private transaction. On 2026-08-24 he bought 20,000 shares of common stock at $0.6899 per share, bringing his directly held position to 81,950 shares. The transaction was not marked as pursuant to a Rule 10b5-1 trading plan.
Lument Finance Trust, Inc. (LFT) director James Christopher Hunt reported an acquisition of 37,111 shares of common stock on August 24, 2026. The shares were received as director fees paid in stock at a reported value of $0.6737 per share, bringing his direct holdings to 747,089 shares.
Lument Finance Trust, Inc. (symbol: LFT) is the issuer of record for a Form 4 filing submitted to the SEC.
Lument Finance Trust, Inc. (LFT) reported insider purchases by CEO James Peter Flynn. On August 21, 2026 he purchased 20,000 shares of common stock at $0.6821 per share, and on August 24, 2026 he purchased an additional 10,000 shares at $0.6825 per share. The total of 30,000 shares was acquired in open market or private transactions and is reported as direct ownership. The Rule 10b5-1 checkbox is marked negative, indicating these trades were not reported as made under a Rule 10b5-1 trading plan.
Lument Finance Trust, Inc. (LFT) reported that its CEO, James Peter Flynn, purchased additional common stock. On 2026-08-20, he bought 20,000 shares of LFT common stock in a transaction characterized as a purchase in the open market or a private transaction at a price of $0.6279 per share. Following this transaction, Flynn directly owns 442,939 shares of LFT common stock.
Lument Finance Trust, Inc. (LFT) director William A. Houlihan reported purchasing 20,000 shares of common stock on August 20, 2026 in an open market or private transaction at $0.62 per share. After this transaction, he directly holds 320,732 shares of LFT common stock.
Lument Finance Trust, Inc. (LFT) reported that CEO James Peter Flynn purchased additional common stock in the open market. On August 18, 2026 he bought 20,000 shares at $0.6066 per share, and on August 19, 2026 he bought 24,000 shares at $0.6084 per share, for a total of 44,000 shares, reported as directly owned. The filing indicates these trades were not made pursuant to a Rule 10b5-1 trading plan.