STOCK TITAN

Lument Finance Trust (NYSE: LFT) CEO adds to stake

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Lument Finance Trust, Inc. (LFT) reported that its CEO, James Peter Flynn, purchased additional common stock. On 2026-08-20, he bought 20,000 shares of LFT common stock in a transaction characterized as a purchase in the open market or a private transaction at a price of $0.6279 per share. Following this transaction, Flynn directly owns 442,939 shares of LFT common stock.

Positive

  • None.

Negative

  • None.
Insider Flynn James Peter
Role CEO
Bought 20,000 shs ($13K)
Type Security Shares Price Value
Purchase common stock 20,000 $0.6279 $13K
Holdings After Transaction: common stock — 442,939 shares (Direct)
Shares purchased 20,000 shares Common stock bought by CEO James Peter Flynn on 2026-08-20
Purchase price per share $0.6279 per share Price for the 20,000 LFT common shares purchased
Shares owned after transaction 442,939 shares Direct holdings of LFT common stock by CEO after purchase
Net buy shares 20,000 shares Net result of reported transactions in this Form 4
common stock financial
"security_title: common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type: non-derivative"
Purchase in open market or private transaction financial
"transaction_code_description: Purchase in open market or private transaction"

FAQ

What insider transaction did LFT report for CEO James Peter Flynn?

LFT reported that CEO James Peter Flynn purchased 20,000 shares of Lument Finance Trust, Inc. common stock on 2026-08-20 in a transaction described as an open-market or private purchase at $0.6279 per share.

At what price did the LFT CEO buy shares in this Form 4 filing?

CEO James Peter Flynn bought LFT common stock at a price of $0.6279 per share on 2026-08-20, in a transaction characterized as a purchase in the open market or a private transaction.

How many LFT shares does CEO James Peter Flynn own after this transaction?

After the reported purchase, CEO James Peter Flynn directly owns 442,939 shares of Lument Finance Trust, Inc. common stock, according to the Form 4 data.

Was the LFT CEO’s transaction in this Form 4 a buy or a sell?

The transaction reported for Lument Finance Trust, Inc. CEO James Peter Flynn was a purchase of common stock, coded as a buy (transaction code P, acquired/disposed code A) for 20,000 shares.

Did the LFT Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The Form 4 data indicate the Rule 10b5-1 checkbox was not affirmed (aff_10b5_one is false), so the purchase was not reported as being made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Flynn James Peter

(Last)(First)(Middle)
C/O LUMENT FINANCE TRUST, INC.
230 PARK AVENUE, 20TH FLOOR

(Street)
NEW YORK NEW YORK 10169

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock08/20/2026P20,000A$0.6279442,939D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Michele Halickman, Attorney-in-Fact08/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)