Lument director buys 20,000 shares at $0.62

Lument Finance Trust, Inc. (LFT) director William A. Houlihan reported purchasing 20,000 shares of common stock on August 20, 2026 in an open market or private transaction at $0.62 per share.

Rhea-AI Filing Summary

Lument Finance Trust, Inc. (LFT) director William A. Houlihan reported purchasing 20,000 shares of common stock on August 20, 2026 in an open market or private transaction at $0.62 per share. After this transaction, he directly holds 320,732 shares of LFT common stock.

Insider Trade Summary

Net Buyer: 20,000 shares

Net Buy 1 txn

Insider HOULIHAN WILLIAM A

Role Director

Bought 20,000 shs ($12K)

Type	Security	Shares	Price	Value
Purchase	common stock	20,000	$0.62	$12K

Holdings After Transaction: common stock — 320,732 shares (Direct)

Key Figures

Shares purchased: 20,000 shares of common stock Purchase price per share: $0.62 per share Total shares held after transaction: 320,732 shares +1 more

4 metrics

Shares purchased 20,000 shares of common stock Non-derivative purchase on August 20, 2026

Purchase price per share $0.62 per share Common stock transaction coded as open market or private purchase

Total shares held after transaction 320,732 shares Direct ownership by William A. Houlihan following the reported purchase

Net buy/sell shares 20,000 shares (net buy) Transaction summary for this Form 4 filing

Key Terms

non-derivative, direct ownership, transaction code "P"

3 terms

non-derivative financial

"the transaction_type is listed as "non-derivative" for the common stock"

direct ownership financial

"ownership_type is given as "direct" with ownership_code "D""

transaction code "P" financial

"transaction_code is "P", described as a purchase in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LFT report for William A. Houlihan?

Lument Finance Trust, Inc. reported that director William A. Houlihan purchased 20,000 shares of LFT common stock on August 20, 2026 in an open market or private transaction at a price of $0.62 per share.

How many LFT shares did William A. Houlihan buy and at what price?

William A. Houlihan bought 20,000 shares of Lument Finance Trust, Inc. (LFT) common stock at $0.62 per share in the reported transaction.

What are William A. Houlihan’s total LFT holdings after this transaction?

After the reported purchase, William A. Houlihan directly holds 320,732 shares of Lument Finance Trust, Inc. common stock, according to the Form 4 filing data.

Was the LFT Form 4 transaction a purchase or a sale?

The Form 4 for Lument Finance Trust, Inc. reports a purchase transaction. Director William A. Houlihan acquired 20,000 shares of LFT common stock coded as a “P” transaction, described as a purchase in an open market or private transaction.

Is the reported LFT insider transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, indicating the reported purchase of Lument Finance Trust, Inc. shares by William A. Houlihan was not affirmatively designated as made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/21/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOULIHAN WILLIAM A

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	08/20/2026		P		20,000	A	$0.62	320,732	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman, Attorney-in-Fact	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)