Lument Finance Trust (NYSE: LFT) CEO adds 44K shares in open-market buys

Rhea-AI Filing Summary

Lument Finance Trust, Inc. (LFT) reported that CEO James Peter Flynn purchased additional common stock in the open market. On August 18, 2026 he bought 20,000 shares at $0.6066 per share, and on August 19, 2026 he bought 24,000 shares at $0.6084 per share, for a total of 44,000 shares, reported as directly owned. The filing indicates these trades were not made pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 44,000 shares

Net Buy 2 txns

Insider Flynn James Peter

Role CEO

Bought 44,000 shs ($27K)

Type	Security	Shares	Price	Value
Purchase	common stock	24,000	$0.6084	$15K
Purchase	common stock	20,000	$0.6066	$12K

Holdings After Transaction: common stock — 422,939 shares (Direct)

Key Figures

Shares purchased on 2026-08-18: 20,000 shares Price per share on 2026-08-18: $0.6066 per share Shares purchased on 2026-08-19: 24,000 shares +2 more

5 metrics

Shares purchased on 2026-08-18 20,000 shares Non-derivative common stock purchase by CEO James Peter Flynn

Price per share on 2026-08-18 $0.6066 per share Open market or private transaction purchase price

Shares purchased on 2026-08-19 24,000 shares Non-derivative common stock purchase by CEO James Peter Flynn

Price per share on 2026-08-19 $0.6084 per share Open market or private transaction purchase price

Total shares purchased 44,000 shares Sum of the two reported purchases in this Form 4

Key Terms

non-derivative, Purchase in open market or private transaction, direct ownership

3 terms

non-derivative financial

"transaction_type: "non-derivative""

Purchase in open market or private transaction financial

"transaction_code_description: "Purchase in open market or private transaction""

direct ownership financial

"ownership_type: "direct" with ownership_code "D""

FAQ

What insider transactions did LFT CEO James Peter Flynn report in this Form 4?

James Peter Flynn reported two open-market purchases of Lument Finance Trust, Inc. common stock: 20,000 shares on August 18, 2026 and 24,000 shares on August 19, 2026, for a combined total of 44,000 shares acquired and held directly.

At what prices did LFT CEO James Peter Flynn buy shares in this filing?

James Peter Flynn purchased LFT common stock at $0.6066 per share for 20,000 shares on August 18, 2026 and at $0.6084 per share for 24,000 shares on August 19, 2026, as reported in this Form 4.

How many LFT shares did the CEO buy in total according to this Form 4?

According to this Form 4, Lument Finance Trust, Inc. CEO James Peter Flynn bought a total of 44,000 shares of LFT common stock across two transactions on August 18 and 19, 2026, all reported as directly owned.

Were the reported LFT insider purchases made under a Rule 10b5-1 trading plan?

No. The Form 4 for Lument Finance Trust, Inc. indicates, via its Rule 10b5-1 checkbox, that these insider purchases by CEO James Peter Flynn were not made pursuant to a Rule 10b5-1 trading plan.

What type of security did the LFT CEO purchase in this Form 4?

James Peter Flynn purchased common stock of Lument Finance Trust, Inc. (LFT). Both reported transactions are classified as non-derivative securities and are described as purchases in an open market or private transaction, held with direct ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/20/2026 - 04:06 PM Accepted by SEC EDGAR 08/20/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flynn James Peter

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	08/18/2026		P		20,000	A	$0.6066	398,939	D
common stock	08/19/2026		P		24,000	A	$0.6084	422,939	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman, Attorney-in-Fact	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)